24th Oct 2017 12:09
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: | J.P. Morgan Equities South Africa Proprietary Ltd |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | N/A |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(d) Status of person making the disclosure: e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) | Corporate Broker & Financial Advisor to Spire Healthcare Group plc |
(e) Date dealing undertaken: | 23 October 2017 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security:
| Ordinary Shares | |||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 681,842 | 0.09 | 85,964 | 0.01 |
(2) Cash-settled derivatives:
| 693,616 | 0.09 | 1,329,815 | 0.18 |
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | ||||
TOTAL: | 1,375,458 | 0.18 | 1,415,779 | 0.19 |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant security | Purchase/sale
| Number of securities | Price per unit (ZAR) |
Ordinary Shares
| Purchase
Sale | 187 187 2,149 187 495 187 187 20 417 171 187 156 1,500 261 250 2,554 1,077 630 3,305 883 557 187 187 1,615 2,583 1,696 420 374 187 5,850 1,865 483 187 219 374 561 187 187 561 374 187 187 185 187 512 187 187 206 187 527 187 2,018 260 187 9,194 3,141 564 247 1,278 1,592 1,077 187 4,692 407 312 187 900 560 357 65 187 2,016 441 187 159 374 55 579 2,419 187 1,505 238 2,926 397 1,054 1,335
717 191 399 173 1,029 548 187 53 64 187 187 187 66 187 187 187 187 187 6,165 5 3,336 2,702 1,072 1,488 187 187 600 187 187 291 237 187 186 20 961 232 187 187 187 715 183 744 265 973 187 117 590 1,096 266 863 187 209 317 187 187 187 1,556 187 187 187 155 187 187 187 2,928 | 112.3600 112.7100 112.7300 112.8500 113.0000 113.0100 113.0200 113.0500 113.0700 113.0800 113.1300 113.1500 113.2300 113.2500 113.2700 113.2800 113.3000 113.3200 113.3300 113.3500 113.3800 113.4000 113.4100 113.4300 113.4400 113.4500 113.5000 113.5300 113.5800 113.5900 113.6000 113.6500 113.6600 113.6700 113.6800 113.7200 113.7300 113.7400 113.7500 113.7600 113.7700 113.7900 113.8100 113.8200 113.8300 113.8500 113.8700 113.8800 113.9500 113.9700 113.9900 114.0200 114.0300 114.0400 114.0500 114.0600 114.0800 114.0900 114.1000 114.1200 114.1600 114.1900 114.2000 114.2600 114.3200 114.3400 114.3600 114.3800 114.3900 114.4000 114.4400 114.5000 114.5600 114.5700 114.5800 114.6000 114.6300 114.6800 114.7200 114.7300 114.8500 114.8600 114.9500 114.9800 114.9900 116.1800
112.1100 112.1200 112.1800 112.2100 112.2200 112.2300 112.2600 112.3100 112.3200 112.3300 112.3900 112.6600 112.6700 112.7400 112.7900 112.8300 112.9500 112.9700 113.0000 113.0100 113.0300 113.0400 113.0700 113.0900 113.1800 113.1900 113.2000 113.2300 113.2400 113.2600 113.2800 113.3000 113.3300 113.3800 113.3900 113.4000 113.4100 113.4300 113.4500 113.4600 113.5400 113.5500 113.5900 113.6000 113.6200 113.6300 113.6600 113.6700 113.6800 113.7000 113.7100 113.7200 113.7300 113.7800 113.8500 113.8900 113.9100 113.9500 113.9600 114.0500 114.1000 114.1700 114.3300 114.5900 115.4400 |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (ZAR) | Lowest price per unit paid/received (ZAR) |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (ZAR) |
Ordinary Shares | Equity Swaps | Long
Short | 27,932
64,417 | 113.3747
113.9750 |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | No |
Supplemental Form 8 (SBL) | No
|
| Date of disclosure: | 24 October 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 7272 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L