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Form 8 (DD) -Investec PLC

30th Nov 2011 11:20

RNS Number : 0523T
Bank of America Merrill Lynch
30 November 2011
 



FORM 8 (DD)

 

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING INCONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARYINVESTMENT CLIENTS)Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Identity of the party to the offer or person acting in concert making the disclosure:

Bank of America Merrill Lynch - Merrill Lynch South Africa (Proprietary) Limited

(b)

Owner or controller of interests and short positions disclosed, if different from 1(a):The naming of nominee or vehicle companies isinsufficient

(c)

Name of offeror/offeree in relation to whose relevant securities this form relates:Use a separate form for each offeror/offeree

Investec Ltd

(d)

Status of person making the disclosure:e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)

Advisor to - Investec PLC and Investec Ltd

(e)

Date dealing undertaken:

29/11/2011

(f)

Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:

Common - ZAE000081949

Interests

Short Positions

Number

%

Number

%

(1)

Relevant securities ownedand/or controlled:

607,839

0.236%

0

0%

(2)

Derivatives (other thanoptions):

0

0%

0

0%

(3)

Options and agreements topurchase/sell:

0

0%

0

0%

TOTAL:

607,839

0.236%

0

0%

 

All interests and all short positions should be disclosed.Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

 

(b)

Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:

N/A

Details, including nature of the rights concerned and relevant percentages:

N/A

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3.

DEALINGS BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Common - ZAE000081949

Sale

635

ZAR 44.58

Common - ZAE000081949

Sale

635

ZAR 44.58

Common - ZAE000081949

Sale

635

ZAR 44.6

Common - ZAE000081949

Sale

635

ZAR 44.53

Common - ZAE000081949

Sale

635

ZAR 44.79

Common - ZAE000081949

Sale

51

ZAR 44.2

Common - ZAE000081949

Sale

343

ZAR 44.2

Common - ZAE000081949

Sale

241

ZAR 44.2

Common - ZAE000081949

Sale

635

ZAR 44.55

Common - ZAE000081949

Sale

128

ZAR 44.74

Common - ZAE000081949

Sale

423

ZAR 44.74

Common - ZAE000081949

Sale

340

ZAR 44.7

Common - ZAE000081949

Sale

211

ZAR 44.7

Common - ZAE000081949

Sale

67

ZAR 44.6

Common - ZAE000081949

Sale

428

ZAR 44.61

Common - ZAE000081949

Sale

56

ZAR 44.61

Common - ZAE000081949

Sale

551

ZAR 44.63

Common - ZAE000081949

Sale

267

ZAR 44.61

Common - ZAE000081949

Sale

284

ZAR 44.61

Common - ZAE000081949

Sale

351

ZAR 44.61

Common - ZAE000081949

Sale

200

ZAR 44.61

Common - ZAE000081949

Sale

551

ZAR 44.61

Common - ZAE000081949

Sale

130

ZAR 44.71

Common - ZAE000081949

Sale

421

ZAR 44.71

Common - ZAE000081949

Sale

361

ZAR 44.76

Common - ZAE000081949

Sale

190

ZAR 44.76

Common - ZAE000081949

Sale

339

ZAR 44.76

Common - ZAE000081949

Sale

212

ZAR 44.76

Common - ZAE000081949

Sale

551

ZAR 44.6

Common - ZAE000081949

Sale

513

ZAR 44.64

Common - ZAE000081949

Sale

38

ZAR 44.64

Common - ZAE000081949

Sale

551

ZAR 44.64

Common - ZAE000081949

Sale

16

ZAR 44.64

Common - ZAE000081949

Sale

535

ZAR 44.65

Common - ZAE000081949

Sale

551

ZAR 44.64

Common - ZAE000081949

Sale

110

ZAR 44.64

Common - ZAE000081949

Sale

441

ZAR 44.65

Common - ZAE000081949

Sale

93

ZAR 44.62

Common - ZAE000081949

Sale

458

ZAR 44.62

Common - ZAE000081949

Sale

299

ZAR 44.57

Common - ZAE000081949

Sale

252

ZAR 44.57

Common - ZAE000081949

Sale

551

ZAR 44.5

Common - ZAE000081949

Sale

113

ZAR 44.5

Common - ZAE000081949

Sale

438

ZAR 44.5

Common - ZAE000081949

Sale

551

ZAR 44.5

Common - ZAE000081949

Sale

551

ZAR 44.5

Common - ZAE000081949

Sale

551

ZAR 44.52

Common - ZAE000081949

Sale

551

ZAR 44.52

Common - ZAE000081949

Sale

551

ZAR 44.52

Common - ZAE000081949

Sale

551

ZAR 44.52

Common - ZAE000081949

Sale

267

ZAR 44.57

Common - ZAE000081949

Sale

284

ZAR 44.57

Common - ZAE000081949

Sale

551

ZAR 44.57

Common - ZAE000081949

Sale

551

ZAR 44.57

Common - ZAE000081949

Sale

152

ZAR 44.56

Common - ZAE000081949

Sale

315

ZAR 44.56

Common - ZAE000081949

Sale

84

ZAR 44.57

Common - ZAE000081949

Sale

551

ZAR 44.56

Common - ZAE000081949

Sale

84

ZAR 44.38

Common - ZAE000081949

Sale

467

ZAR 44.39

Common - ZAE000081949

Sale

283

ZAR 44.38

Common - ZAE000081949

Sale

268

ZAR 44.38

Common - ZAE000081949

Sale

551

ZAR 44.41

Common - ZAE000081949

Sale

551

ZAR 44.39

Common - ZAE000081949

Sale

551

ZAR 44.37

Common - ZAE000081949

Sale

551

ZAR 44.36

Common - ZAE000081949

Sale

551

ZAR 44.36

Common - ZAE000081949

Sale

176

ZAR 44.15

Common - ZAE000081949

Sale

375

ZAR 44.15

Common - ZAE000081949

Sale

551

ZAR 44.2

Common - ZAE000081949

Sale

551

ZAR 44.2

Common - ZAE000081949

Sale

275

ZAR 44.53

Common - ZAE000081949

Sale

276

ZAR 44.53

Common - ZAE000081949

Sale

551

ZAR 44.5

Common - ZAE000081949

Sale

551

ZAR 44.5

Common - ZAE000081949

Sale

551

ZAR 44.55

Common - ZAE000081949

Sale

551

ZAR 44.55

Common - ZAE000081949

Sale

276

ZAR 44.63

Common - ZAE000081949

Sale

281

ZAR 44.65

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

N/A

N/A

N/A

N/A

N/A

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

The currency of all prices and other monetary amounts should be stated..Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state "none"

none

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

none

 

(c)

Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)

No

Supplemental Form 8 (SBL)

No

 

Date of disclosure:

30/11/2011

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

FORM 8 (DD)

 

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING INCONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARYINVESTMENT CLIENTS)Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Identity of the party to the offer or person acting in concert making the disclosure:

Bank of America Merrill Lynch - Merrill Lynch South Africa (Proprietary) Limited

(b)

Owner or controller of interests and short positions disclosed, if different from 1(a):The naming of nominee or vehicle companies isinsufficient

(c)

Name of offeror/offeree in relation to whose relevant securities this form relates:Use a separate form for each offeror/offeree

Investec PLC

(d)

Status of person making the disclosure:e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)

Advisor to - Investec PLC and Investec Ltd

(e)

Date dealing undertaken:

29/11/2011

(f)

Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:

Common - GB00B17BBQ50

Interests

Short Positions

Number

%

Number

%

(1)

Relevant securities ownedand/or controlled:

997

0%

337,776

0.062%

(2)

Derivatives (other thanoptions):

0

0%

0

0%

(3)

Options and agreements topurchase/sell:

0

0%

0

0%

TOTAL:

997

0%

337,776

0.062%

 

All interests and all short positions should be disclosed.Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

 

(b)

Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

N/A

Details, including nature of the rights concerned and relevant percentages:

N/A

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3.

DEALINGS BY THE PERSON MAKING THE DISCLOSURE

(a)

Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Common - GB00B17BBQ50

Purchase

21,577

ZAR 44.1419

Common - GB00B17BBQ50

Sale

1,240

ZAR 44.01

Common - GB00B17BBQ50

Sale

1,240

ZAR 44.16

Common - GB00B17BBQ50

Sale

1,240

ZAR 44.18

Common - GB00B17BBQ50

Sale

1,240

ZAR 44.18

Common - GB00B17BBQ50

Sale

1,240

ZAR 44.33

Common - GB00B17BBQ50

Sale

1,201

ZAR 43.8

Common - GB00B17BBQ50

Sale

39

ZAR 43.8

Common - GB00B17BBQ50

Sale

233

ZAR 44

Common - GB00B17BBQ50

Sale

645

ZAR 44.13

Common - GB00B17BBQ50

Sale

362

ZAR 44.14

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.29

Common - GB00B17BBQ50

Sale

86

ZAR 44.34

Common - GB00B17BBQ50

Sale

990

ZAR 44.34

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.31

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.25

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.39

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.4

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.39

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.39

Common - GB00B17BBQ50

Sale

43

ZAR 44.41

Common - GB00B17BBQ50

Sale

1,033

ZAR 44.41

Common - GB00B17BBQ50

Sale

663

ZAR 44.41

Common - GB00B17BBQ50

Sale

413

ZAR 44.41

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.4

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.4

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.4

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.4

Common - GB00B17BBQ50

Sale

576

ZAR 44.38

Common - GB00B17BBQ50

Sale

500

ZAR 44.38

Common - GB00B17BBQ50

Sale

76

ZAR 44.35

Common - GB00B17BBQ50

Sale

700

ZAR 44.35

Common - GB00B17BBQ50

Sale

300

ZAR 44.35

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.33

Common - GB00B17BBQ50

Sale

576

ZAR 44.28

Common - GB00B17BBQ50

Sale

500

ZAR 44.28

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.26

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.26

Common - GB00B17BBQ50

Sale

958

ZAR 44.26

Common - GB00B17BBQ50

Sale

118

ZAR 44.26

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.26

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.26

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.23

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.23

Common - GB00B17BBQ50

Sale

527

ZAR 44.15

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.11

Common - GB00B17BBQ50

Sale

291

ZAR 44.08

Common - GB00B17BBQ50

Sale

785

ZAR 44.08

Common - GB00B17BBQ50

Sale

602

ZAR 44.02

Common - GB00B17BBQ50

Sale

474

ZAR 44.02

Common - GB00B17BBQ50

Sale

549

ZAR 44.15

Common - GB00B17BBQ50

Sale

549

ZAR 44.05

Common - GB00B17BBQ50

Sale

448

ZAR 43.99

Common - GB00B17BBQ50

Sale

500

ZAR 43.99

Common - GB00B17BBQ50

Sale

128

ZAR 43.99

Common - GB00B17BBQ50

Sale

1,076

ZAR 43.99

Common - GB00B17BBQ50

Sale

36

ZAR 43.98

Common - GB00B17BBQ50

Sale

900

ZAR 43.99

Common - GB00B17BBQ50

Sale

140

ZAR 43.99

Common - GB00B17BBQ50

Sale

389

ZAR 43.99

Common - GB00B17BBQ50

Sale

687

ZAR 43.99

Common - GB00B17BBQ50

Sale

965

ZAR 43.91

Common - GB00B17BBQ50

Sale

111

ZAR 43.91

Common - GB00B17BBQ50

Sale

289

ZAR 43.91

Common - GB00B17BBQ50

Sale

687

ZAR 43.92

Common - GB00B17BBQ50

Sale

100

ZAR 43.92

Common - GB00B17BBQ50

Sale

1,076

ZAR 43.94

Common - GB00B17BBQ50

Sale

1,065

ZAR 43.89

Common - GB00B17BBQ50

Sale

11

ZAR 43.89

Common - GB00B17BBQ50

Sale

162

ZAR 43.83

Common - GB00B17BBQ50

Sale

914

ZAR 43.83

Common - GB00B17BBQ50

Sale

1,076

ZAR 43.82

Common - GB00B17BBQ50

Sale

486

ZAR 43.82

Common - GB00B17BBQ50

Sale

590

ZAR 43.82

Common - GB00B17BBQ50

Sale

1,076

ZAR 43.82

Common - GB00B17BBQ50

Sale

1,076

ZAR 43.8

Common - GB00B17BBQ50

Sale

1,076

ZAR 43.8

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.03

Common - GB00B17BBQ50

Sale

1,076

ZAR 44

Common - GB00B17BBQ50

Sale

1,076

ZAR 44.13

Common - GB00B17BBQ50

Sale

538

ZAR 44.07

Common - GB00B17BBQ50

Sale

21,577

ZAR 44.1419

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

N/A

N/A

N/A

N/A

N/A

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

The currency of all prices and other monetary amounts should be stated..Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state "none"

none

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

none

 

(c)

Attachments

Are any Supplemental Forms attached?

 

Supplemental Form 8 (Open Positions)

No

Supplemental Form 8 (SBL)

No

 

Date of disclosure:

30/11/2011

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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