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Form 8 (DD) - Investec Limited

15th Aug 2011 11:59

RNS Number : 3650M

Investec PLC

15 August 2011

Investec LimitedIncorporated in the Republic of South AfricaRegistration number 1925/002833/06JSE share code: INLISIN: ZAE000081949

Investec plcIncorporated in England and WalesRegistration number 3633621JSE share code: INPISIN: GB00B17BBQ50

(jointly "Investec")

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements.

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Identity of the party to the offer or person acting in concert making the disclosure:	INVESTEC LTD
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	INVESTEC LTD
(d) Status of person making the disclosure: e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)	OFFEROR
(e) Date dealing undertaken:	12/08/2011
(f) Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	YES - INVESTEC PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:	ZAR 0.0002 ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	13,029,231	4.9288	688,586	0.2605
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:	33,654,728	12.7311	14,016,720	5.3025
TOTAL:	46,683,959	17.6598	14,705,288	5.5628

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

ZAR (cents)

Ordinary

Purchase

Sale

419
29253
419
419
1511
252
880
419
1424
1035
1040
419
800
419
74734
2477
1257
419
419

419
2050
364
239
419
239
419
191
12
191
877
1489
1000
1864
1032
204
5090
38170
2846
1255
678
5016
1182
1436
2181
3595
3595
8912
38512
642
4242
2393
677
979
3633
5992
9655
4127
7255
6778
5516
2421
3
6136
51581
101
3515
1035
1511
451
2401
3
80000
11369
915
6
44693
4218
845
759
525
1753
4
104
239
2339
21355
6238
2057
2988
1486
238
239
236
1373

4921
4929
4953
4955
4955
4956
4957
4959
4960
4962
4964
4965
4968
4970
4970
4977
5000
5002
5003

4779
4799
4809
4844
4860
4860
4871
4871
4890
4893
4900
4909
4911
4915
4917
4918
4919
4920
4922
4925
4927
4929
4930
4931
4932
4934
4935
4938
4939
4941
4942
4943
4945
4946
4947
4948
4949
4950
4951
4953
4955
4956
4958
4959
4960
4960
4961
4962
4963
4964
4965
4969
4970
4970
4973
4974
4975
4976
4978
4980
4991
4995
4997
4998
4998
4999
5000
5001
5002
5004
5005
5007
5007
5010
5025

(b) Derivatives transactions (other than options)

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

(ZAR)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

If there are no such agreements, arrangements or understandings, state "none"

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None.

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	YES
Supplemental Form 8 (SBL)	NO

Date of disclosure:	15/08/2011
Contact name:	Gary Darch
Telephone number:	0207 597 4549

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:	INVESTEC LTD
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	INVESTEC LTD

2. OPTIONS AND DERIVATIVES

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

(ZAR)

Type

e.g. American, European etc.

Expiry date

ZAR 0.0002 Ordinary

Put Option

Futures

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Put Option

Call Option

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

Written

Purchased

16,720
918
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,968
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,961
94,968
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,395
81,406
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
75,969
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,116
65,124
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,264
54,251
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,399
276,397
276,397
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,166
306,173
306,173
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,061
303,067
303,067

46
N/A
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
49
54
49
54
49
54
49
54
49
54
49
54
49
54
49
54
49
54
49
54
49
54
49
54
49
54
49
54
49
54
49
54
49
54
49
54
49
54
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53
51
53

American

European

15/09/2011

21/10/2011

24/10/2011

25/10/2011

26/10/2011

27/10/2011

28/10/2011

31/10/2011

01/11/2011

02/11/2011

03/11/2011

04/11/2011

07/11/2011

08/11/2011

09/11/2011

10/11/2011

11/11/2011

14/11/2011

15/11/2011

16/11/2011

17/11/2011

18/11/2011

21/11/2011

22/11/2011

23/11/2011

24/11/2011

25/11/2011

28/11/2011

29/11/2011

30/11/2011

01/12/2011

19/04/2012

20/04/2012

23/04/2012

24/04/2012

25/04/2012

26/04/2012

30/04/2012

02/05/2012

03/05/2012

04/05/2012

07/05/2012

08/05/2012

09/05/2012

10/05/2012

11/05/2012

14/05/2012

15/05/2012

16/05/2012

17/05/2012

18/05/2012

21/05/2012

22/05/2012

23/05/2012

24/05/2012

25/05/2012

28/05/2012

29/05/2012

30/05/2012

31/05/2012

01/06/2012

22/10/2012

23/10/2012

24/10/2012

25/10/2012

26/10/2012

29/10/2012

30/10/2012

31/10/2012

01/11/2012

02/11/2012

05/11/2012

06/11/2012

07/11/2012

08/11/2012

09/11/2012

12/11/2012

13/11/2012

14/11/2012

15/11/2012

16/11/2012

19/11/2012

20/11/2012

21/11/2012

22/11/2012

23/11/2012

26/11/2012

27/11/2012

28/11/2012

29/11/2012

30/11/2012

19/04/2013

22/04/2013

23/04/2013

24/04/2013

25/04/2013

26/04/2013

29/04/2013

30/04/2013

02/05/2013

03/05/2013

06/05/2013

07/05/2013

08/05/2013

09/05/2013

10/05/2013

13/05/2013

14/05/2013

15/05/2013

16/05/2013

17/05/2013

20/05/2013

21/05/2013

22/05/2013

23/05/2013

24/05/2013

27/05/2013

28/05/2013

29/05/2013

30/05/2013

31/05/2013

21/10/2013

22/10/2013

23/10/2013

24/10/2013

25/10/2013

28/10/2013

29/10/2013

30/10/2013

31/10/2013

01/11/2013

04/11/2013

05/11/2013

06/11/2013

07/11/2013

08/11/2013

11/11/2013

12/11/2013

13/11/2013

14/11/2013

15/11/2013

18/11/2013

19/11/2013

20/11/2013

21/11/2013

22/11/2013

25/11/2013

26/11/2013

27/11/2013

28/11/2013

29/11/2013

15/04/2014

16/04/2014

17/04/2014

22/04/2014

23/04/2014

24/04/2014

25/04/2014

29/04/2014

30/04/2014

02/05/2014

05/05/2014

06/05/2014

07/05/2014

08/05/2014

09/05/2014

12/05/2014

13/05/2014

14/05/2014

15/05/2014

16/05/2014

19/05/2014

20/05/2014

21/05/2014

22/05/2014

23/05/2014

26/05/2014

27/05/2014

28/05/2014

29/05/2014

30/05/2014

01/08/2016

02/08/2016

03/08/2016

04/08/2016

05/08/2016

08/08/2016

10/08/2016

11/08/2016

12/08/2016

15/08/2016

16/08/2016

17/08/2016

18/08/2016

19/08/2016

22/08/2016

23/08/2016

24/08/2016

25/08/2016

26/08/2016

30/07/2018

31/07/2018

01/08/2018

02/08/2018

03/08/2018

06/08/2018

07/08/2018

08/08/2018

10/08/2018

13/08/2018

14/08/2018

15/08/2018

16/08/2018

17/08/2018

20/08/2018

21/08/2018

22/08/2018

23/08/2018

24/08/2018

27/08/2018

28/08/2018

29/08/2018

30/08/2018

31/08/2018

03/09/2018

04/09/2018

05/09/2018

06/09/2018

07/09/2018

10/09/2018

11/09/2018

12/09/2018

13/09/2018

14/09/2018

17/09/2018

18/09/2018

19/09/2018

20/09/2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

END

DCCDKPDPKBKDPFD

Related Shares:

FTSE 100 Latest

Value8,463.46

Change46.12