13th Jun 2018 11:18
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 12 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 CLASS A COMMON STOCK | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 86,021 | 0.03% | 22,882 | 0.01% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 318 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 281,900 | 0.08% | 386,100 | 0.11% | |||||||
| (4) | |||||||||||
| TOTAL: | 368,239 | 0.11% | 408,982 | 0.12% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 3 | 168.9900 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 90 | 170.3700 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 168.9200 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 170.3100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 170.2600 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 105 | 169.1400 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 169 | 170.2120 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 200 | 170.9000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 200 | 170.2800 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 264 | 169.0000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 300 | 170.0533 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 300 | 169.9466 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 434 | 170.2860 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 631 | 169.6294 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 634 | 169.1076 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 679 | 170.0968 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,179 | 169.6736 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,200 | 170.0700 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,700 | 169.8452 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,900 | 169.6702 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 2,508 | 169.4957 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 3,144 | 169.3732 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 3,150 | 170.0746 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 3,586 | 169.6675 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 3,825 | 170.2200 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 4,104 | 169.1653 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 8,253 | 169.7759 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 10,326 | 170.0929 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 88 | 168.8500 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 169.1600 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 169.2200 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 169.8400 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 170.3800 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 145 | 169.0555 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 184 | 169.1086 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 170.1225 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 169.6875 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 169.1675 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 203 | 170.8717 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 205 | 169.0009 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 247 | 169.1728 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 270 | 169.0440 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 289 | 169.0571 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 294 | 169.1787 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 170.5000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 170.0166 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 170.1066 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 331 | 170.1433 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 365 | 169.3971 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 370 | 170.1056 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 169.8887 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 169.4112 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 170.1000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 500 | 170.1620 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 500 | 169.1520 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 569 | 170.0445 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 734 | 170.2808 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 765 | 169.3353 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 922 | 169.4578 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,000 | 169.7250 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,100 | 169.1555 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,200 | 170.0700 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,201 | 169.9242 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,350 | 170.0487 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,400 | 169.5935 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,712 | 169.5329 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,772 | 169.3255 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 3,586 | 169.6675 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 3,907 | 169.3430 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 4,542 | 169.8720 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 4,823 | 170.2200 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 9,304 | 170.1585 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchasing | 200 | 175 USD | American | 20 Jul 2018 | 1.7700 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 3,100 | 170 USD | American | 20 Jul 2018 | 4.2000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | |
| Supplemental Form 8 (SBL) | NO | |
| Date of disclosure: | 13 Jun 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | CME GROUP INC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 9,800 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,600 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,600 | 145.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,000 | 160.0000 | American | 29 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 600 | 165.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 600 | 163.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 168.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -700 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 145.0000 | American | 22 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,600 | 155.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,300 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,200 | 155.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 800 | 135.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 180.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,700 | 200.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,300 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -12,600 | 165.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -200 | 170.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 6,700 | 140.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 6,300 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,900 | 158.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 600 | 145.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 175.0000 | American | 29 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 180.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -3,100 | 175.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 17,500 | 175.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,000 | 160.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,300 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,400 | 115.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 145.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -400 | 150.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -500 | 160.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,800 | 130.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 500 | 148.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 155.0000 | American | 22 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 165.0000 | American | 29 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -800 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100,000 | 145.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 165.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 153.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 120.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 3,000 | 135.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 800 | 125.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 700 | 185.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -3,300 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -9,400 | 168.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 155.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 7,900 | 170.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 300 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -203,400 | 150.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,300 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -3,100 | 170.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -200 | 163.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 136,600 | 160.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 400 | 160.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,200 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 120.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180613005489/en/
Copyright Business Wire 2018
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