17th Oct 2018 11:34
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 16 October 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 80,533 | 0.02% | 16,157 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 81,600 | 0.02% | 76,100 | 0.02% | |||||||
| (4) | |||||||||||
| TOTAL: | 162,133 | 0.05% | 92,257 | 0.03% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common | Purchase | 2 | 177.9600 USD | ||||
| USD 0.01 Class A common | Purchase | 3 | 175.3300 USD | ||||
| USD 0.01 Class A common | Purchase | 14 | 174.4500 USD | ||||
| USD 0.01 Class A common | Purchase | 48 | 176.5400 USD | ||||
| USD 0.01 Class A common | Purchase | 52 | 176.5700 USD | ||||
| USD 0.01 Class A common | Purchase | 87 | 175.6000 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 175.6400 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 175.4150 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 175.0900 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 177.9900 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 176.5000 USD | ||||
| USD 0.01 Class A common | Purchase | 206 | 176.0469 USD | ||||
| USD 0.01 Class A common | Purchase | 215 | 175.4974 USD | ||||
| USD 0.01 Class A common | Purchase | 272 | 177.5255 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 176.5283 USD | ||||
| USD 0.01 Class A common | Purchase | 346 | 177.9910 USD | ||||
| USD 0.01 Class A common | Purchase | 460 | 177.9702 USD | ||||
| USD 0.01 Class A common | Purchase | 600 | 176.5256 USD | ||||
| USD 0.01 Class A common | Purchase | 800 | 176.1712 USD | ||||
| USD 0.01 Class A common | Purchase | 851 | 178.0020 USD | ||||
| USD 0.01 Class A common | Purchase | 1,003 | 175.8537 USD | ||||
| USD 0.01 Class A common | Purchase | 1,096 | 177.8833 USD | ||||
| USD 0.01 Class A common | Purchase | 1,649 | 177.9598 USD | ||||
| USD 0.01 Class A common | Purchase | 1,702 | 178.2558 USD | ||||
| USD 0.01 Class A common | Purchase | 1,736 | 177.9136 USD | ||||
| USD 0.01 Class A common | Purchase | 2,100 | 177.6854 USD | ||||
| USD 0.01 Class A common | Purchase | 2,200 | 176.4436 USD | ||||
| USD 0.01 Class A common | Purchase | 2,600 | 177.9944 USD | ||||
| USD 0.01 Class A common | Purchase | 3,008 | 177.9055 USD | ||||
| USD 0.01 Class A common | Purchase | 3,185 | 177.9638 USD | ||||
| USD 0.01 Class A common | Purchase | 3,511 | 176.3892 USD | ||||
| USD 0.01 Class A common | Purchase | 3,600 | 175.8733 USD | ||||
| USD 0.01 Class A common | Purchase | 3,700 | 175.8578 USD | ||||
| USD 0.01 Class A common | Purchase | 3,711 | 175.5939 USD | ||||
| USD 0.01 Class A common | Purchase | 3,972 | 178.0441 USD | ||||
| USD 0.01 Class A common | Purchase | 4,271 | 177.2911 USD | ||||
| USD 0.01 Class A common | Purchase | 8,052 | 176.6114 USD | ||||
| USD 0.01 Class A common | Purchase | 8,165 | 177.0874 USD | ||||
| USD 0.01 Class A common | Purchase | 10,097 | 178.0600 USD | ||||
| USD 0.01 Class A common | Purchase | 14,303 | 176.7233 USD | ||||
| USD 0.01 Class A common | Purchase | 15,207 | 177.7956 USD | ||||
| USD 0.01 Class A common | Purchase | 49,811 | 177.8596 USD | ||||
| USD 0.01 Class A common | Sale | 27 | 178.0800 USD | ||||
| USD 0.01 Class A common | Sale | 92 | 178.0100 USD | ||||
| USD 0.01 Class A common | Sale | 94 | 178.0500 USD | ||||
| USD 0.01 Class A common | Sale | 95 | 176.5900 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 176.0800 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 175.6200 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 176.5500 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 178.0850 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 177.9150 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 177.8900 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 177.7980 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 177.7000 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 176.4500 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 177.6600 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 176.6700 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 176.6250 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 176.4800 USD | ||||
| USD 0.01 Class A common | Sale | 106 | 175.6811 USD | ||||
| USD 0.01 Class A common | Sale | 187 | 175.6214 USD | ||||
| USD 0.01 Class A common | Sale | 187 | 175.5010 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 176.5000 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 175.9850 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 177.5350 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 177.8200 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 176.7500 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 176.4250 USD | ||||
| USD 0.01 Class A common | Sale | 240 | 178.0420 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 176.5983 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 177.7100 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 178.0475 USD | ||||
| USD 0.01 Class A common | Sale | 450 | 176.3738 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 176.5690 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 178.0000 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 176.4783 USD | ||||
| USD 0.01 Class A common | Sale | 679 | 177.6959 USD | ||||
| USD 0.01 Class A common | Sale | 700 | 175.4278 USD | ||||
| USD 0.01 Class A common | Sale | 820 | 176.4739 USD | ||||
| USD 0.01 Class A common | Sale | 864 | 176.4669 USD | ||||
| USD 0.01 Class A common | Sale | 936 | 176.4881 USD | ||||
| USD 0.01 Class A common | Sale | 991 | 176.3176 USD | ||||
| USD 0.01 Class A common | Sale | 1,000 | 176.5294 USD | ||||
| USD 0.01 Class A common | Sale | 1,100 | 176.9618 USD | ||||
| USD 0.01 Class A common | Sale | 1,180 | 176.4190 USD | ||||
| USD 0.01 Class A common | Sale | 1,190 | 176.2305 USD | ||||
| USD 0.01 Class A common | Sale | 1,600 | 176.1460 USD | ||||
| USD 0.01 Class A common | Sale | 1,702 | 178.2558 USD | ||||
| USD 0.01 Class A common | Sale | 1,702 | 178.2559 USD | ||||
| USD 0.01 Class A common | Sale | 1,929 | 178.0004 USD | ||||
| USD 0.01 Class A common | Sale | 2,071 | 177.1769 USD | ||||
| USD 0.01 Class A common | Sale | 2,100 | 175.6282 USD | ||||
| USD 0.01 Class A common | Sale | 2,500 | 175.8360 USD | ||||
| USD 0.01 Class A common | Sale | 2,767 | 176.2139 USD | ||||
| USD 0.01 Class A common | Sale | 2,905 | 178.0466 USD | ||||
| USD 0.01 Class A common | Sale | 4,037 | 176.6140 USD | ||||
| USD 0.01 Class A common | Sale | 4,274 | 177.2898 USD | ||||
| USD 0.01 Class A common | Sale | 4,935 | 175.5639 USD | ||||
| USD 0.01 Class A common | Sale | 5,400 | 177.4845 USD | ||||
| USD 0.01 Class A common | Sale | 5,400 | 177.5353 USD | ||||
| USD 0.01 Class A common | Sale | 5,509 | 178.0600 USD | ||||
| USD 0.01 Class A common | Sale | 9,002 | 176.6495 USD | ||||
| USD 0.01 Class A common | Sale | 9,107 | 177.4673 USD | ||||
| USD 0.01 Class A common | Sale | 78,025 | 177.8575 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 15,900 | 175 USD | American | 16 Nov 2018 | 4.6000 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 9,000 | 175 USD | American | 16 Nov 2018 | 4.5000 USD | ||||||||
| USD 0.01 Class A common | Put Options | Purchasing | 1,000 | 175 USD | American | 16 Nov 2018 | 2.9750 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | |
| Supplemental Form 8 (SBL) | NO | |
| Date of disclosure: | 17 Oct 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | CME GROUP INC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 183.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 140.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 135.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 160.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 178.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 800 | 170.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 175.0000 | American | 26 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 180.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,200 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,800 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 5,000 | 185.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 5,000 | 180.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 15,800 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -9,000 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -6,700 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -5,000 | 190.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -4,000 | 185.0000 | American | 26 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -2,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,400 | 175.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 195.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -200 | 188.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,900 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,400 | 170.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 140.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -400 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 190.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 178.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 700 | 145.0000 | American | 9 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 175.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 3,600 | 90.0000 | American | 15 Jan 2021 | |||||||
| USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 7,700 | 165.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181017005380/en/
Copyright Business Wire 2018
Related Shares:
Barclays