26th Jun 2018 11:57
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 25 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common stock | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 81,343 | 0.02% | 17,783 | 0.01% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 113,100 | 0.03% | 181,400 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 194,443 | 0.06% | 199,183 | 0.06% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common stock | Purchase | 3 | 165.5700 USD | ||||
| USD 0.01 Class A common stock | Purchase | 8 | 165.6200 USD | ||||
| USD 0.01 Class A common stock | Purchase | 10 | 165.5400 USD | ||||
| USD 0.01 Class A common stock | Purchase | 10 | 166.0300 USD | ||||
| USD 0.01 Class A common stock | Purchase | 20 | 166.9999 USD | ||||
| USD 0.01 Class A common stock | Purchase | 25 | 166.2400 USD | ||||
| USD 0.01 Class A common stock | Purchase | 27 | 165.8562 USD | ||||
| USD 0.01 Class A common stock | Purchase | 41 | 166.4041 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 166.5700 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 166.5900 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 166.3600 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 166.7300 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 165.4800 USD | ||||
| USD 0.01 Class A common stock | Purchase | 150 | 165.9366 USD | ||||
| USD 0.01 Class A common stock | Purchase | 150 | 166.0000 USD | ||||
| USD 0.01 Class A common stock | Purchase | 200 | 167.5805 USD | ||||
| USD 0.01 Class A common stock | Purchase | 200 | 167.5550 USD | ||||
| USD 0.01 Class A common stock | Purchase | 233 | 167.9929 USD | ||||
| USD 0.01 Class A common stock | Purchase | 260 | 166.4527 USD | ||||
| USD 0.01 Class A common stock | Purchase | 291 | 166.3913 USD | ||||
| USD 0.01 Class A common stock | Purchase | 300 | 166.6100 USD | ||||
| USD 0.01 Class A common stock | Purchase | 300 | 167.5766 USD | ||||
| USD 0.01 Class A common stock | Purchase | 400 | 166.5680 USD | ||||
| USD 0.01 Class A common stock | Purchase | 500 | 167.6780 USD | ||||
| USD 0.01 Class A common stock | Purchase | 650 | 166.7509 USD | ||||
| USD 0.01 Class A common stock | Purchase | 673 | 166.5372 USD | ||||
| USD 0.01 Class A common stock | Purchase | 800 | 166.4900 USD | ||||
| USD 0.01 Class A common stock | Purchase | 959 | 166.4196 USD | ||||
| USD 0.01 Class A common stock | Purchase | 1,300 | 166.4511 USD | ||||
| USD 0.01 Class A common stock | Purchase | 1,899 | 166.5240 USD | ||||
| USD 0.01 Class A common stock | Purchase | 3,071 | 166.9361 USD | ||||
| USD 0.01 Class A common stock | Purchase | 3,289 | 166.6681 USD | ||||
| USD 0.01 Class A common stock | Purchase | 3,341 | 166.5095 USD | ||||
| USD 0.01 Class A common stock | Purchase | 3,723 | 166.5276 USD | ||||
| USD 0.01 Class A common stock | Purchase | 4,400 | 166.3813 USD | ||||
| USD 0.01 Class A common stock | Purchase | 6,300 | 166.3498 USD | ||||
| USD 0.01 Class A common stock | Purchase | 8,900 | 166.4000 USD | ||||
| USD 0.01 Class A common stock | Purchase | 21,800 | 166.7242 USD | ||||
| USD 0.01 Class A common stock | Sale | 10 | 166.0300 USD | ||||
| USD 0.01 Class A common stock | Sale | 45 | 165.5687 USD | ||||
| USD 0.01 Class A common stock | Sale | 46 | 167.0586 USD | ||||
| USD 0.01 Class A common stock | Sale | 56 | 166.5600 USD | ||||
| USD 0.01 Class A common stock | Sale | 58 | 166.0100 USD | ||||
| USD 0.01 Class A common stock | Sale | 60 | 166.1201 USD | ||||
| USD 0.01 Class A common stock | Sale | 86 | 166.9800 USD | ||||
| USD 0.01 Class A common stock | Sale | 90 | 166.0200 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 166.0050 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 165.2246 USD | ||||
| USD 0.01 Class A common stock | Sale | 128 | 166.4500 USD | ||||
| USD 0.01 Class A common stock | Sale | 191 | 166.0867 USD | ||||
| USD 0.01 Class A common stock | Sale | 200 | 165.2300 USD | ||||
| USD 0.01 Class A common stock | Sale | 269 | 166.6572 USD | ||||
| USD 0.01 Class A common stock | Sale | 300 | 165.9400 USD | ||||
| USD 0.01 Class A common stock | Sale | 300 | 166.5450 USD | ||||
| USD 0.01 Class A common stock | Sale | 300 | 166.6100 USD | ||||
| USD 0.01 Class A common stock | Sale | 300 | 166.6433 USD | ||||
| USD 0.01 Class A common stock | Sale | 350 | 167.5471 USD | ||||
| USD 0.01 Class A common stock | Sale | 400 | 166.5681 USD | ||||
| USD 0.01 Class A common stock | Sale | 500 | 166.6280 USD | ||||
| USD 0.01 Class A common stock | Sale | 500 | 166.5015 USD | ||||
| USD 0.01 Class A common stock | Sale | 548 | 166.7828 USD | ||||
| USD 0.01 Class A common stock | Sale | 550 | 167.0681 USD | ||||
| USD 0.01 Class A common stock | Sale | 550 | 166.4900 USD | ||||
| USD 0.01 Class A common stock | Sale | 600 | 166.5308 USD | ||||
| USD 0.01 Class A common stock | Sale | 699 | 166.5392 USD | ||||
| USD 0.01 Class A common stock | Sale | 800 | 166.0743 USD | ||||
| USD 0.01 Class A common stock | Sale | 1,050 | 166.6328 USD | ||||
| USD 0.01 Class A common stock | Sale | 1,100 | 166.8554 USD | ||||
| USD 0.01 Class A common stock | Sale | 1,210 | 166.2754 USD | ||||
| USD 0.01 Class A common stock | Sale | 1,347 | 167.0187 USD | ||||
| USD 0.01 Class A common stock | Sale | 2,320 | 166.2071 USD | ||||
| USD 0.01 Class A common stock | Sale | 2,600 | 165.9815 USD | ||||
| USD 0.01 Class A common stock | Sale | 3,241 | 166.4898 USD | ||||
| USD 0.01 Class A common stock | Sale | 3,900 | 166.4787 USD | ||||
| USD 0.01 Class A common stock | Sale | 4,504 | 167.1719 USD | ||||
| USD 0.01 Class A common stock | Sale | 5,200 | 166.5671 USD | ||||
| USD 0.01 Class A common stock | Sale | 5,800 | 166.5242 USD | ||||
| USD 0.01 Class A common stock | Sale | 6,273 | 166.4993 USD | ||||
| USD 0.01 Class A common stock | Sale | 8,950 | 166.7869 USD | ||||
| USD 0.01 Class A common stock | Sale | 9,600 | 166.6211 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common stock | Call Options | Purchasing | 1,000 | 165 USD | American | 17 Aug 2018 | 7.2500 USD | ||||||||
| USD 0.01 Class A common stock | Call Options | Purchasing | 300 | 173 USD | American | 13 Jul 2018 | 1.0100 USD | ||||||||
| USD 0.01 Class A common stock | Call Options | Purchasing | 2,500 | 173 USD | American | 20 Jul 2018 | 1.3588 USD | ||||||||
| USD 0.01 Class A common stock | Call Options | Purchasing | 100 | 175 USD | American | 21 Sep 2018 | 3.5900 USD | ||||||||
| USD 0.01 Class A common stock | Call Options | Selling | 1,000 | 165 USD | American | 20 Jul 2018 | 5.2500 USD | ||||||||
| USD 0.01 Class A common stock | Call Options | Selling | 2,500 | 180 USD | American | 20 Jul 2018 | 0.2988 USD | ||||||||
| USD 0.01 Class A common stock | Put Options | Purchasing | 100 | 150 USD | American | 20 Jul 2018 | 0.5000 USD | ||||||||
| USD 0.01 Class A common stock | Put Options | Selling | 100 | 140 USD | American | 20 Jul 2018 | 0.2000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | |
| Supplemental Form 8 (SBL) | NO | |
| Date of disclosure: | 26 Jun 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | CME GROUP INC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 9,800 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 2,600 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 1,000 | 160.0000 | American | 29 Jun 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 200 | 168.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -400 | 170.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -700 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -5,000 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 3,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 3,000 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,600 | 155.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 300 | 173.0000 | American | 13 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 200 | 175.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -200 | 170.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -2,300 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -13,700 | 165.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 8,000 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 163.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 600 | 145.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 400 | 115.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 175.0000 | American | 29 Jun 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 160.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -3,100 | 175.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -3,600 | 180.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,000 | 160.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 1,300 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 400 | 168.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,200 | 200.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 165.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 165.0000 | American | 29 Jun 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 165.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100,000 | 145.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 2,000 | 170.0000 | American | 29 Jun 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -2,300 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 2,500 | 173.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 173.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 140.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -100 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -200 | 163.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -200 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 125.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -3,600 | 170.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 600 | 185.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 400 | 160.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -2,800 | 170.0000 | American | 21 Sep 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180626005814/en/
Copyright Business Wire 2018
Related Shares:
Barclays