18th Apr 2018 11:25
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 17 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 CLASS A COMMON STOCK | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 83,293 | 0.02% | 19,301 | 0.01% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 197,100 | 0.06% | 309,500 | 0.09% | |||||||
| TOTAL: | 280,393 | 0.08% | 328,801 | 0.10% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 5 | 165.4300 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 22 | 165.7200 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 30 | 164.8000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 53 | 165.2000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 71 | 166.2342 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 165.3400 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 165 | 165.7351 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 200 | 164.9950 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 300 | 165.0933 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 300 | 165.3833 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 500 | 166.0320 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 500 | 165.4020 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 565 | 165.4213 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 636 | 165.4500 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 695 | 165.5335 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 908 | 165.2983 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,200 | 165.2100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,212 | 165.4794 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,465 | 165.9281 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,721 | 165.7817 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,815 | 165.4037 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,840 | 165.5414 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 2,249 | 165.1690 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 3,800 | 165.5236 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 4,200 | 165.4021 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 4,510 | 165.4725 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 4,775 | 165.5598 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 5,431 | 164.7600 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 5,813 | 165.3101 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 7,100 | 165.6920 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 7,906 | 165.7258 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 9,293 | 165.3339 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 9,357 | 165.8390 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 19,094 | 165.4279 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 20,000 | 165.6631 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 229,278 | 165.4687 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 6 | 164.9601 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 30 | 164.8000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 36 | 165.4500 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 65 | 165.4000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 88 | 165.3000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 91 | 164.8576 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 164.8900 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 165.2300 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 165.3600 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 117 | 166.2177 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 165.6450 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 164.9100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 164.8800 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 164.8400 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 250 | 165.0400 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 282 | 164.8426 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 165.3150 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 307 | 165.5346 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 164.9950 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 500 | 164.9922 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 628 | 165.5442 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 700 | 165.5328 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,000 | 165.1820 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,084 | 164.7602 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,100 | 164.9172 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,200 | 165.2100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,333 | 165.4837 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,759 | 165.3103 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,774 | 165.6144 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,410 | 165.4975 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 3,400 | 165.4429 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 3,541 | 164.8125 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 3,920 | 164.9628 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 4,280 | 165.4331 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 5,102 | 164.7600 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 5,600 | 165.4313 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 7,553 | 166.0000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 8,298 | 165.3524 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 9,000 | 165.6136 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 9,800 | 165.7264 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 10,750 | 165.4481 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 264,625 | 165.4941 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchasing | 100 | 170 USD | American | 18 May 2018 | 2.9000 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 100 | 165 USD | American | 18 May 2018 | 5.2000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 18 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | CME GROUP INC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 8,000 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,100 | 145.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,000 | 165.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 155.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -700 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -900 | 165.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 190.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 178.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,000 | 140.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,300 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 200.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 180.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,800 | 165.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,400 | 160.0000 | American | 11 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 5,600 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 5,400 | 140.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,300 | 160.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,000 | 125.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 130.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 165.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -300 | 160.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -800 | 180.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -3,200 | 178.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 13,500 | 175.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 163.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 160.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 153.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 158.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -300 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -600 | 195.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -800 | 145.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -900 | 170.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,400 | 115.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,500 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,800 | 160.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -5,600 | 150.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -8,600 | 160.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,000 | 155.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 170.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 400 | 130.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 300 | 170.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 140.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 120.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 165.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,000 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 175.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -23,000 | 180.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,000 | 185.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 155.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -300 | 150.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 155.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 3,100 | 170.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 300 | 173.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 220.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -500 | 135.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -203,000 | 150.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 135.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,200 | 170.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,900 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 135,000 | 160.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 700 | 163.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 160.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 160.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180418005588/en/
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