26th Apr 2018 11:54
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 25 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 CLASS A COMMON STOCK | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 80,000 | 0.02% | 19,073 | 0.01% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 215,300 | 0.06% | 293,200 | 0.09% | |||||||
| TOTAL: | 295,300 | 0.09% | 312,273 | 0.09% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 15 | 161.3800 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 19 | 161.0499 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 22 | 161.1000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 66 | 160.9699 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 80 | 161.2900 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 161.1200 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 162.1100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 160.9450 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 193 | 160.8831 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 200 | 160.7100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 400 | 160.5100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 400 | 161.1137 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 400 | 161.0175 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 500 | 161.0180 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 500 | 160.8500 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 551 | 161.0069 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 603 | 160.8023 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 700 | 161.1757 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 769 | 161.0825 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 906 | 160.3346 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,306 | 160.6916 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,547 | 160.9609 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,561 | 160.6706 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 2,177 | 160.7064 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 2,489 | 160.7738 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 2,590 | 161.0240 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 2,590 | 161.0241 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 3,500 | 160.8512 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 4,160 | 160.7750 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 4,400 | 160.9234 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 6,400 | 160.9522 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 9,247 | 160.8251 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 10,630 | 160.9960 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 11,200 | 160.8295 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 24,306 | 160.8944 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 32,924 | 161.0800 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 34,680 | 160.9719 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1 | 160.7700 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 7 | 160.6200 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 11 | 161.1500 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 15 | 160.1000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 19 | 161.0499 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 60 | 160.6342 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 80 | 161.2900 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 93 | 160.6000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 160.3000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 161.1200 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 160.6100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 160.8600 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 160.8300 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 115 | 160.6008 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 130 | 161.1001 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 190 | 161.1036 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 160.9300 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 161.1433 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 160.5050 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 160.9900 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 161.2866 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 160.6366 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 161.2000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 160.6700 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 500 | 161.2360 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 500 | 160.6880 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 500 | 161.1060 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 500 | 160.6261 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 761 | 160.6934 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 827 | 161.4061 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 932 | 160.9743 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,000 | 160.7614 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,060 | 160.8567 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,090 | 161.0209 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,200 | 160.7056 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,300 | 160.8380 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,300 | 160.9830 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,500 | 161.0263 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,000 | 161.1767 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,300 | 160.8947 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,500 | 160.7682 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,590 | 161.0240 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,834 | 161.3324 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 3,000 | 160.7417 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 3,700 | 161.0387 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 3,793 | 160.7818 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 7,700 | 160.8474 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 8,800 | 160.8918 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 15,419 | 160.7881 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 16,509 | 160.8624 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 21,186 | 160.9819 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 24,523 | 161.0159 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 31,956 | 161.0800 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchasing | 1,000 | 160 USD | American | 27 Apr 2018 | 3.7300 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchasing | 900 | 163 USD | American | 27 Apr 2018 | 2.2944 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchasing | 200 | 165 USD | American | 27 Apr 2018 | 1.2500 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchasing | 600 | 165 USD | American | 4 May 2018 | 2.0700 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchasing | 500 | 165 USD | American | 18 May 2018 | 3.0800 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchasing | 800 | 173 USD | American | 27 Apr 2018 | 0.1300 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 100 | 158 USD | American | 4 May 2018 | 5.9000 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 100 | 170 USD | American | 27 Apr 2018 | 0.4000 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 500 | 170 USD | American | 18 May 2018 | 1.5800 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 600 | 170 USD | American | 15 Jun 2018 | 2.8200 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 500 | 175 USD | American | 15 Jun 2018 | 1.6600 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 1,000 | 210 USD | American | 18 May 2018 | 0.0500 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 500 | 125 USD | American | 21 Dec 2018 | 2.4500 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 2,600 | 144 USD | American | 27 Apr 2018 | 0.1184 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 700 | 153 USD | American | 27 Apr 2018 | 0.6257 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 1,200 | 160 USD | American | 27 Apr 2018 | 2.2533 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 100 | 165 USD | American | 4 May 2018 | 5.9000 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Selling | 3,300 | 115 USD | American | 18 May 2018 | 0.1000 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Selling | 200 | 160 USD | American | 18 May 2018 | 4.2200 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Selling | 100 | 165 USD | American | 15 Jun 2018 | 8.2000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 26 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | CME GROUP INC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 8,200 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,100 | 145.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 600 | 165.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -700 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 190.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 178.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,300 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 165.0000 | American | 4 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 200.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 180.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,800 | 165.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,400 | 160.0000 | American | 11 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 5,800 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 5,400 | 140.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 700 | 160.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 130.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -900 | 180.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 13,000 | 175.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 160.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -200 | 180.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -500 | 175.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -800 | 145.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,400 | 170.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,400 | 115.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,500 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -5,600 | 150.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -8,600 | 160.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -9,400 | 158.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,000 | 155.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 170.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 400 | 130.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 140.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 120.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 153.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 210.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,000 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,000 | 160.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 3,300 | 115.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,000 | 185.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 600 | 165.0000 | American | 4 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 400 | 165.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 155.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,200 | 185.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 155.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,100 | 170.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,200 | 173.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 900 | 163.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 165.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -500 | 135.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -203,000 | 150.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,900 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,400 | 145.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 136,400 | 160.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 9,200 | 168.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 7,000 | 163.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 158.0000 | American | 4 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,600 | 144.0000 | American | 27 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180426005778/en/
Copyright Business Wire 2018
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