29th Mar 2018 11:33
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 28 March 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? | |||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 CLASS A COMMON STOCK | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 101,575 | 0.03% | 2,800 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 166,800 | 0.05% | 293,800 | 0.09% | |||||||
| (4) | |||||||||||
| TOTAL: | 268,375 | 0.08% | 296,600 | 0.09% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 4 | 157.8200 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 33 | 159.3101 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 161.0500 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 158.9600 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 126 | 159.0128 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 135 | 158.8663 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 196 | 158.6400 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 200 | 158.5650 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 200 | 159.1750 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 200 | 158.8550 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 265 | 159.4284 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 297 | 159.6718 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 300 | 159.0516 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 300 | 159.5133 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 300 | 159.3700 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 300 | 158.7666 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 400 | 159.5100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 420 | 160.4804 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 500 | 158.8960 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 600 | 159.1383 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 623 | 159.6037 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 700 | 160.2357 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 700 | 160.0357 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 721 | 159.9534 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 800 | 158.4950 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 875 | 158.6734 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,000 | 158.5280 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,200 | 158.7268 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,300 | 158.8445 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,500 | 159.0380 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,882 | 158.6206 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,900 | 159.1722 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,952 | 158.8355 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 2,000 | 158.7612 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 2,138 | 158.9656 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 3,000 | 158.6871 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 3,265 | 158.9234 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 3,579 | 159.0117 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 3,994 | 158.9040 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 4,686 | 158.7910 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 5,010 | 158.8400 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 5,369 | 159.3395 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 5,500 | 158.8971 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 7,819 | 159.1796 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 8,754 | 159.0522 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 9,500 | 158.9287 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 12,626 | 159.6630 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 14,096 | 158.6237 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 4 | 157.8200 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 33 | 159.3101 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 35 | 158.8700 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 50 | 157.6200 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 69 | 159.1800 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 83 | 159.2100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 99 | 159.4600 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 158.9900 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 159.4000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 159.4800 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 158.3500 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 159.1650 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 160.2100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 202 | 159.3949 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 214 | 158.3111 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 252 | 158.8231 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 298 | 159.3300 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 161.2300 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 370 | 158.6367 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 160.8212 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 159.5100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 158.5356 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 456 | 159.1641 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 500 | 158.1730 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 600 | 160.1983 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 622 | 158.9768 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 700 | 160.8628 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 800 | 157.7212 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 981 | 158.9100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,000 | 159.7919 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,096 | 158.8943 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,500 | 159.0621 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,684 | 159.1733 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,702 | 158.7838 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,000 | 158.8092 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,001 | 159.3584 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,299 | 159.0496 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,400 | 159.0857 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,600 | 159.3190 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 3,134 | 159.1705 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 3,994 | 158.9040 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 5,465 | 159.8050 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 6,000 | 158.7707 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 6,005 | 158.9352 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 6,380 | 159.0729 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 6,647 | 158.9213 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 6,923 | 158.9083 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 9,730 | 158.8400 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 16,421 | 159.2489 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 20,453 | 158.7021 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchasing | 1,000 | 165 USD | American | 15 Jun 2018 | 4.4300 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 1,100 | 160 USD | American | 15 Jun 2018 | 6.5909 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 900 | 165 USD | American | 20 Apr 2018 | 2.1000 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 1,000 | 170 USD | American | 20 Apr 2018 | 1.0500 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 1,000 | 170 USD | American | 18 May 2018 | 2.7600 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 2,000 | 178 USD | American | 27 Apr 2018 | 0.6500 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 1,200 | 180 USD | American | 20 Apr 2018 | 0.2500 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 1,000 | 180 USD | American | 27 Apr 2018 | 0.5000 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 1,200 | 160 USD | American | 29 Mar 2018 | 2.5800 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | |
| Supplemental Form 8 (SBL) | NO | |
| Date of disclosure: | 29 Mar 2018 | |
| Contact name: | ELISE TANG | |
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | CME GROUP INC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,600 | 145.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 155.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,100 | 165.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 190.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 178.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,000 | 140.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,300 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 200.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 180.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 5,400 | 140.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,500 | 160.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 130.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -800 | 180.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -3,200 | 178.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 3,200 | 165.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 400 | 160.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 163.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 163.0000 | American | 6 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 135.0000 | American | 13 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 175.0000 | American | 13 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -300 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 150.0000 | American | 29 Mar 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -600 | 195.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -800 | 145.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 170.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,400 | 115.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,500 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,800 | 160.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -5,600 | 150.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -8,600 | 160.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 400 | 130.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 165.0000 | American | 13 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 120.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 165.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -500 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -900 | 170.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,000 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 175.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -5,200 | 180.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,000 | 185.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 155.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -300 | 163.0000 | American | 29 Mar 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -300 | 150.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -700 | 165.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,900 | 175.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 155.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 3,100 | 170.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 165.0000 | American | 6 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 220.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 163.0000 | American | 29 Mar 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 135.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 135.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,200 | 170.0000 | American | 20 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,900 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,200 | 160.0000 | American | 29 Mar 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -202,500 | 150.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 135,000 | 160.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 700 | 163.0000 | American | 27 Apr 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -200 | 140.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180329005470/en/
Copyright Business Wire 2018
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