11th Jun 2018 10:56
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 08 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 CLASS A COMMON STOCK | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 87,802 | 0.03% | 32,435 | 0.01% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 318 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 286,300 | 0.08% | 385,300 | 0.11% | |||||||
| TOTAL: | 374,420 | 0.11% | 417,735 | 0.12% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 34 | 170.1899 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 50 | 170.2800 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 68 | 171.1100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 171.1400 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 170.9500 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 170.7400 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 170.8600 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 170.4300 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 140 | 171.0300 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 169 | 171.1081 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 189 | 170.8728 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 200 | 170.6075 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 300 | 171.1500 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 330 | 170.8647 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 385 | 170.8500 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 402 | 170.7700 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 512 | 171.4100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 900 | 170.9690 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 900 | 170.9816 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,746 | 170.7703 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,800 | 170.9753 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 2,003 | 170.4986 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 2,135 | 170.8382 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 2,288 | 170.5731 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 3,470 | 170.6308 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 3,701 | 170.5773 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 4,600 | 170.6573 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 4,900 | 170.6989 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 5,827 | 170.9700 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 7,216 | 170.6758 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 10,991 | 170.7029 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 11,050 | 170.5326 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 21,202 | 170.9662 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 14 | 170.5600 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 20 | 170.7801 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 26 | 170.5300 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 34 | 170.1899 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 45 | 170.9100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 170.7950 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 170.7400 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 180 | 170.8687 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 182 | 170.6589 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 171.0812 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 286 | 170.4944 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 170.3666 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 340 | 170.8447 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 344 | 170.7729 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 170.5250 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 686 | 170.8862 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 800 | 170.5867 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 800 | 170.7978 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 855 | 170.8330 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,300 | 170.8361 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,700 | 170.8235 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,800 | 170.9753 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,800 | 170.9754 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,000 | 170.2522 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,027 | 170.8339 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,700 | 170.5213 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 3,100 | 170.9812 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 5,915 | 170.5394 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 11,539 | 170.5444 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 17,817 | 170.6884 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 26,747 | 170.9700 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchasing | 4,200 | 175 USD | American | 15 Jun 2018 | 0.3500 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchasing | 700 | 175 USD | American | 21 Sep 2018 | 5.5000 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Selling | 700 | 170 USD | American | 21 Sep 2018 | 8.0000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 11 Jun 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | CME GROUP INC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,000 | 160.0000 | American | 29 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 600 | 165.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 600 | 163.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 168.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 9,800 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,600 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,600 | 145.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 145.0000 | American | 22 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -700 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,300 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,200 | 155.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 800 | 135.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 170.0000 | American | 8 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 180.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,600 | 155.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -200 | 170.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,700 | 200.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,300 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -12,600 | 165.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 600 | 145.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 175.0000 | American | 29 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 6,700 | 140.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 6,300 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,000 | 173.0000 | American | 8 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,900 | 158.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 180.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,400 | 145.0000 | American | 8 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -3,300 | 175.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,500 | 140.0000 | American | 8 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,300 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 17,500 | 175.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,000 | 160.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 145.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -400 | 150.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -500 | 160.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,400 | 115.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 500 | 148.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 155.0000 | American | 22 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 165.0000 | American | 29 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,800 | 130.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 165.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 153.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 120.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -800 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100,000 | 145.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 800 | 125.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 700 | 185.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 160.0000 | American | 8 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 3,000 | 135.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 155.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -3,300 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -9,400 | 168.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 300 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 7,800 | 170.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -200 | 163.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -700 | 170.0000 | American | 8 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -203,400 | 150.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,300 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 136,600 | 160.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 400 | 160.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 300 | 153.0000 | American | 8 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,200 | 170.0000 | American | 21 Sep 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180611005466/en/
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