17th Jul 2018 11:33
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 16 July 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 85,402 | 0.03% | 8,262 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 128,700 | 0.04% | 182,600 | 0.05% | |||||||
| TOTAL: | 214,102 | 0.06% | 190,862 | 0.06% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common | Purchase | 26 | 167.5500 USD | ||||
| USD 0.01 Class A common | Purchase | 36 | 168.0900 USD | ||||
| USD 0.01 Class A common | Purchase | 38 | 168.2478 USD | ||||
| USD 0.01 Class A common | Purchase | 50 | 167.8600 USD | ||||
| USD 0.01 Class A common | Purchase | 64 | 168.0001 USD | ||||
| USD 0.01 Class A common | Purchase | 95 | 168.1875 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 168.0700 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 168.3825 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 168.0400 USD | ||||
| USD 0.01 Class A common | Purchase | 155 | 168.0909 USD | ||||
| USD 0.01 Class A common | Purchase | 190 | 168.0899 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 168.1600 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 168.2600 USD | ||||
| USD 0.01 Class A common | Purchase | 207 | 167.7573 USD | ||||
| USD 0.01 Class A common | Purchase | 262 | 168.0041 USD | ||||
| USD 0.01 Class A common | Purchase | 299 | 168.0037 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 168.1716 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 168.1466 USD | ||||
| USD 0.01 Class A common | Purchase | 350 | 168.0171 USD | ||||
| USD 0.01 Class A common | Purchase | 380 | 168.0790 USD | ||||
| USD 0.01 Class A common | Purchase | 387 | 168.2263 USD | ||||
| USD 0.01 Class A common | Purchase | 395 | 168.0587 USD | ||||
| USD 0.01 Class A common | Purchase | 398 | 168.0643 USD | ||||
| USD 0.01 Class A common | Purchase | 400 | 168.0625 USD | ||||
| USD 0.01 Class A common | Purchase | 405 | 168.2448 USD | ||||
| USD 0.01 Class A common | Purchase | 600 | 168.0283 USD | ||||
| USD 0.01 Class A common | Purchase | 600 | 168.0829 USD | ||||
| USD 0.01 Class A common | Purchase | 800 | 168.0981 USD | ||||
| USD 0.01 Class A common | Purchase | 933 | 168.1961 USD | ||||
| USD 0.01 Class A common | Purchase | 1,292 | 168.2143 USD | ||||
| USD 0.01 Class A common | Purchase | 1,400 | 168.0014 USD | ||||
| USD 0.01 Class A common | Purchase | 1,671 | 168.1057 USD | ||||
| USD 0.01 Class A common | Purchase | 1,744 | 168.0275 USD | ||||
| USD 0.01 Class A common | Purchase | 1,949 | 168.2200 USD | ||||
| USD 0.01 Class A common | Purchase | 2,116 | 168.2093 USD | ||||
| USD 0.01 Class A common | Purchase | 2,204 | 167.9160 USD | ||||
| USD 0.01 Class A common | Purchase | 2,830 | 168.0815 USD | ||||
| USD 0.01 Class A common | Purchase | 3,156 | 167.8793 USD | ||||
| USD 0.01 Class A common | Purchase | 3,224 | 168.0826 USD | ||||
| USD 0.01 Class A common | Purchase | 3,300 | 168.0575 USD | ||||
| USD 0.01 Class A common | Purchase | 3,311 | 167.9461 USD | ||||
| USD 0.01 Class A common | Purchase | 4,800 | 168.1072 USD | ||||
| USD 0.01 Class A common | Purchase | 8,045 | 167.9584 USD | ||||
| USD 0.01 Class A common | Purchase | 10,169 | 168.1056 USD | ||||
| USD 0.01 Class A common | Sale | 8 | 168.1100 USD | ||||
| USD 0.01 Class A common | Sale | 40 | 168.1900 USD | ||||
| USD 0.01 Class A common | Sale | 60 | 167.4400 USD | ||||
| USD 0.01 Class A common | Sale | 64 | 168.0001 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 167.7950 USD | ||||
| USD 0.01 Class A common | Sale | 150 | 168.0633 USD | ||||
| USD 0.01 Class A common | Sale | 166 | 167.9400 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 168.2012 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 168.0150 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 168.1600 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 168.0400 USD | ||||
| USD 0.01 Class A common | Sale | 406 | 168.0451 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 168.1580 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 167.8175 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 168.0916 USD | ||||
| USD 0.01 Class A common | Sale | 1,356 | 167.6728 USD | ||||
| USD 0.01 Class A common | Sale | 1,400 | 168.1005 USD | ||||
| USD 0.01 Class A common | Sale | 1,400 | 168.1003 USD | ||||
| USD 0.01 Class A common | Sale | 1,498 | 168.0716 USD | ||||
| USD 0.01 Class A common | Sale | 1,800 | 168.0350 USD | ||||
| USD 0.01 Class A common | Sale | 1,838 | 168.2200 USD | ||||
| USD 0.01 Class A common | Sale | 1,892 | 168.1548 USD | ||||
| USD 0.01 Class A common | Sale | 1,900 | 167.9478 USD | ||||
| USD 0.01 Class A common | Sale | 2,000 | 168.0227 USD | ||||
| USD 0.01 Class A common | Sale | 2,100 | 168.0811 USD | ||||
| USD 0.01 Class A common | Sale | 2,604 | 168.1053 USD | ||||
| USD 0.01 Class A common | Sale | 3,822 | 168.1145 USD | ||||
| USD 0.01 Class A common | Sale | 3,985 | 168.0739 USD | ||||
| USD 0.01 Class A common | Sale | 25,479 | 168.0105 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 700 | 168 USD | American | 20 Jul 2018 | 1.6185 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 500 | 165 USD | American | 20 Jul 2018 | 3.4500 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 1,000 | 168 USD | American | 27 Jul 2018 | 3.0800 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 1,200 | 160 USD | American | 21 Sep 2018 | 2.6500 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 5,000 | 165 USD | American | 21 Sep 2018 | 4.3000 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 1,000 | 168 USD | American | 27 Jul 2018 | 2.4000 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 600 | 170 USD | American | 21 Sep 2018 | 6.2000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 17 Jul 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | CME GROUP INC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common | Call Options | Purchased | 9,700 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,600 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -700 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 168.0000 | American | 27 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,800 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 3,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,700 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 155.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 135.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 200.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -7,100 | 170.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -10,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 8,000 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 600 | 145.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 500 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,600 | 175.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,700 | 180.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,300 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,200 | 160.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,300 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 800 | 168.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,200 | 200.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,300 | 165.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -300 | 183.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100,000 | 145.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -800 | 165.0000 | American | 27 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,900 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,500 | 173.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,200 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,000 | 168.0000 | American | 27 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 140.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 153.0000 | American | 27 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,600 | 170.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 7,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,700 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,200 | 185.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 165.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,400 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180717005477/en/
Copyright Business Wire 2018
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