10th Jul 2018 11:34
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 09 July 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 80,800 | 0.02% | 5,220 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 121,000 | 0.04% | 190,600 | 0.06% | |||||||
| (4) | |||||||||||
| TOTAL: | 201,800 | 0.06% | 195,820 | 0.06% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common | Purchase | 8 | 162.9200 USD | ||||
| USD 0.01 Class A common | Purchase | 76 | 162.9500 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 163.2800 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 161.7700 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 163.4800 USD | ||||
| USD 0.01 Class A common | Purchase | 147 | 162.9712 USD | ||||
| USD 0.01 Class A common | Purchase | 173 | 162.1300 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 161.6000 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 163.4883 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 163.4516 USD | ||||
| USD 0.01 Class A common | Purchase | 306 | 162.9222 USD | ||||
| USD 0.01 Class A common | Purchase | 348 | 162.4633 USD | ||||
| USD 0.01 Class A common | Purchase | 450 | 163.2884 USD | ||||
| USD 0.01 Class A common | Purchase | 607 | 162.9621 USD | ||||
| USD 0.01 Class A common | Purchase | 651 | 162.4423 USD | ||||
| USD 0.01 Class A common | Purchase | 718 | 163.4793 USD | ||||
| USD 0.01 Class A common | Purchase | 755 | 163.1732 USD | ||||
| USD 0.01 Class A common | Purchase | 800 | 163.3800 USD | ||||
| USD 0.01 Class A common | Purchase | 847 | 162.6261 USD | ||||
| USD 0.01 Class A common | Purchase | 900 | 162.6108 USD | ||||
| USD 0.01 Class A common | Purchase | 900 | 163.0602 USD | ||||
| USD 0.01 Class A common | Purchase | 1,500 | 163.0541 USD | ||||
| USD 0.01 Class A common | Purchase | 1,600 | 163.0865 USD | ||||
| USD 0.01 Class A common | Purchase | 1,894 | 163.4586 USD | ||||
| USD 0.01 Class A common | Purchase | 2,100 | 162.7933 USD | ||||
| USD 0.01 Class A common | Purchase | 2,157 | 163.0068 USD | ||||
| USD 0.01 Class A common | Purchase | 2,700 | 163.1351 USD | ||||
| USD 0.01 Class A common | Purchase | 3,679 | 161.2044 USD | ||||
| USD 0.01 Class A common | Purchase | 4,600 | 163.0834 USD | ||||
| USD 0.01 Class A common | Purchase | 4,760 | 162.9380 USD | ||||
| USD 0.01 Class A common | Purchase | 5,090 | 163.0845 USD | ||||
| USD 0.01 Class A common | Purchase | 5,517 | 163.0223 USD | ||||
| USD 0.01 Class A common | Sale | 15 | 162.5100 USD | ||||
| USD 0.01 Class A common | Sale | 48 | 162.3900 USD | ||||
| USD 0.01 Class A common | Sale | 51 | 162.7184 USD | ||||
| USD 0.01 Class A common | Sale | 75 | 163.3000 USD | ||||
| USD 0.01 Class A common | Sale | 80 | 162.2400 USD | ||||
| USD 0.01 Class A common | Sale | 98 | 161.0003 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 163.4000 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 163.3100 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 162.4900 USD | ||||
| USD 0.01 Class A common | Sale | 125 | 162.7423 USD | ||||
| USD 0.01 Class A common | Sale | 140 | 163.2325 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 162.2850 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 163.0750 USD | ||||
| USD 0.01 Class A common | Sale | 225 | 163.7000 USD | ||||
| USD 0.01 Class A common | Sale | 252 | 161.7371 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 163.2816 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 162.4750 USD | ||||
| USD 0.01 Class A common | Sale | 325 | 162.1853 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 162.7840 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 163.0837 USD | ||||
| USD 0.01 Class A common | Sale | 724 | 162.5268 USD | ||||
| USD 0.01 Class A common | Sale | 800 | 163.3800 USD | ||||
| USD 0.01 Class A common | Sale | 850 | 162.6211 USD | ||||
| USD 0.01 Class A common | Sale | 1,415 | 163.4802 USD | ||||
| USD 0.01 Class A common | Sale | 1,828 | 163.4870 USD | ||||
| USD 0.01 Class A common | Sale | 2,200 | 163.1031 USD | ||||
| USD 0.01 Class A common | Sale | 2,600 | 162.8911 USD | ||||
| USD 0.01 Class A common | Sale | 3,000 | 163.4402 USD | ||||
| USD 0.01 Class A common | Sale | 3,581 | 161.2100 USD | ||||
| USD 0.01 Class A common | Sale | 3,600 | 163.0993 USD | ||||
| USD 0.01 Class A common | Sale | 4,200 | 163.0784 USD | ||||
| USD 0.01 Class A common | Sale | 5,060 | 162.8621 USD | ||||
| USD 0.01 Class A common | Sale | 10,683 | 162.9497 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 700 | 165 USD | American | 21 Sep 2018 | 4.6500 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 1,500 | 175 USD | American | 20 Jul 2018 | 0.5500 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 1,000 | 210 USD | American | 21 Dec 2018 | 0.1500 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 700 | 170 USD | American | 13 Jul 2018 | 0.0500 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 1,000 | 210 USD | American | 18 Jan 2019 | 0.2100 USD | ||||||||
| USD 0.01 Class A common | Put Options | Purchasing | 400 | 160 USD | American | 21 Sep 2018 | 4.9900 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 200 | 65 USD | American | 18 Jan 2019 | 0.0800 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 400 | 155 USD | American | 21 Sep 2018 | 3.3200 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 100 | 163 USD | American | 13 Jul 2018 | 1.5500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 10 Jul 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | CME GROUP INC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common | Call Options | Purchased | 9,700 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,600 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -700 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,800 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 3,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,700 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 155.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 300 | 173.0000 | American | 13 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 200.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,300 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -7,100 | 170.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -13,700 | 165.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 8,000 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 163.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 600 | 145.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 155.0000 | American | 13 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,600 | 175.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,500 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,700 | 180.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,200 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,000 | 160.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,300 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 153.0000 | American | 13 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -700 | 170.0000 | American | 13 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,200 | 200.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,300 | 165.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100,000 | 145.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 170.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -800 | 165.0000 | American | 27 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,900 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,500 | 173.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 140.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 163.0000 | American | 13 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 153.0000 | American | 27 Jul 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,600 | 170.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 7,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,200 | 185.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,400 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180710005464/en/
Copyright Business Wire 2018
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