6th Jul 2018 12:29
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CME GROUP INC | |
| (d) Status of person making the disclosure: e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) | NEX GROUP PLC | |
| (e) Date dealing undertaken: | 05 JULY 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common stock | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 80,000 | 0.02% | 4,468 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 119,400 | 0.04% | 191,500 | 0.06% | |||||||
| (4) | |||||||||||
| TOTAL: | 199,400 | 0.06% | 195,968 | 0.06% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common stock | Purchase | 6 | 160.6399 USD | ||||
| USD 0.01 Class A common stock | Purchase | 10 | 160.2300 USD | ||||
| USD 0.01 Class A common stock | Purchase | 13 | 160.6300 USD | ||||
| USD 0.01 Class A common stock | Purchase | 20 | 160.9600 USD | ||||
| USD 0.01 Class A common stock | Purchase | 41 | 160.5500 USD | ||||
| USD 0.01 Class A common stock | Purchase | 54 | 160.6100 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 160.3200 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 160.1900 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 159.9150 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 159.9550 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 160.9400 USD | ||||
| USD 0.01 Class A common stock | Purchase | 119 | 160.3900 USD | ||||
| USD 0.01 Class A common stock | Purchase | 150 | 160.3633 USD | ||||
| USD 0.01 Class A common stock | Purchase | 162 | 160.3413 USD | ||||
| USD 0.01 Class A common stock | Purchase | 165 | 160.9027 USD | ||||
| USD 0.01 Class A common stock | Purchase | 186 | 159.9745 USD | ||||
| USD 0.01 Class A common stock | Purchase | 190 | 160.3847 USD | ||||
| USD 0.01 Class A common stock | Purchase | 200 | 160.2200 USD | ||||
| USD 0.01 Class A common stock | Purchase | 200 | 160.5662 USD | ||||
| USD 0.01 Class A common stock | Purchase | 200 | 160.2099 USD | ||||
| USD 0.01 Class A common stock | Purchase | 200 | 160.9250 USD | ||||
| USD 0.01 Class A common stock | Purchase | 200 | 160.7450 USD | ||||
| USD 0.01 Class A common stock | Purchase | 200 | 160.7000 USD | ||||
| USD 0.01 Class A common stock | Purchase | 205 | 160.3759 USD | ||||
| USD 0.01 Class A common stock | Purchase | 205 | 160.3809 USD | ||||
| USD 0.01 Class A common stock | Purchase | 205 | 160.3602 USD | ||||
| USD 0.01 Class A common stock | Purchase | 235 | 160.7593 USD | ||||
| USD 0.01 Class A common stock | Purchase | 257 | 160.3661 USD | ||||
| USD 0.01 Class A common stock | Purchase | 266 | 161.4400 USD | ||||
| USD 0.01 Class A common stock | Purchase | 280 | 159.7514 USD | ||||
| USD 0.01 Class A common stock | Purchase | 289 | 160.0203 USD | ||||
| USD 0.01 Class A common stock | Purchase | 382 | 159.9948 USD | ||||
| USD 0.01 Class A common stock | Purchase | 400 | 160.7775 USD | ||||
| USD 0.01 Class A common stock | Purchase | 400 | 160.4712 USD | ||||
| USD 0.01 Class A common stock | Purchase | 400 | 160.5987 USD | ||||
| USD 0.01 Class A common stock | Purchase | 400 | 160.2000 USD | ||||
| USD 0.01 Class A common stock | Purchase | 425 | 160.0365 USD | ||||
| USD 0.01 Class A common stock | Purchase | 834 | 160.4204 USD | ||||
| USD 0.01 Class A common stock | Purchase | 987 | 160.3880 USD | ||||
| USD 0.01 Class A common stock | Purchase | 1,556 | 160.6124 USD | ||||
| USD 0.01 Class A common stock | Purchase | 1,700 | 160.4125 USD | ||||
| USD 0.01 Class A common stock | Purchase | 1,776 | 160.2426 USD | ||||
| USD 0.01 Class A common stock | Purchase | 2,100 | 160.3479 USD | ||||
| USD 0.01 Class A common stock | Purchase | 2,700 | 160.3655 USD | ||||
| USD 0.01 Class A common stock | Purchase | 3,602 | 160.3571 USD | ||||
| USD 0.01 Class A common stock | Purchase | 5,729 | 160.3000 USD | ||||
| USD 0.01 Class A common stock | Purchase | 18,026 | 160.3018 USD | ||||
| USD 0.01 Class A common stock | Sale | 20 | 160.6900 USD | ||||
| USD 0.01 Class A common stock | Sale | 25 | 160.0200 USD | ||||
| USD 0.01 Class A common stock | Sale | 51 | 160.1800 USD | ||||
| USD 0.01 Class A common stock | Sale | 54 | 160.6100 USD | ||||
| USD 0.01 Class A common stock | Sale | 56 | 160.4200 USD | ||||
| USD 0.01 Class A common stock | Sale | 85 | 159.9011 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 159.3600 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 160.9700 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 160.3170 USD | ||||
| USD 0.01 Class A common stock | Sale | 102 | 160.5790 USD | ||||
| USD 0.01 Class A common stock | Sale | 115 | 160.3186 USD | ||||
| USD 0.01 Class A common stock | Sale | 119 | 160.3900 USD | ||||
| USD 0.01 Class A common stock | Sale | 186 | 160.8400 USD | ||||
| USD 0.01 Class A common stock | Sale | 190 | 159.9552 USD | ||||
| USD 0.01 Class A common stock | Sale | 200 | 160.6625 USD | ||||
| USD 0.01 Class A common stock | Sale | 200 | 160.7250 USD | ||||
| USD 0.01 Class A common stock | Sale | 200 | 160.4775 USD | ||||
| USD 0.01 Class A common stock | Sale | 300 | 161.2066 USD | ||||
| USD 0.01 Class A common stock | Sale | 320 | 160.9318 USD | ||||
| USD 0.01 Class A common stock | Sale | 400 | 160.3662 USD | ||||
| USD 0.01 Class A common stock | Sale | 400 | 160.2900 USD | ||||
| USD 0.01 Class A common stock | Sale | 400 | 160.0931 USD | ||||
| USD 0.01 Class A common stock | Sale | 400 | 160.0375 USD | ||||
| USD 0.01 Class A common stock | Sale | 586 | 159.9685 USD | ||||
| USD 0.01 Class A common stock | Sale | 590 | 160.2696 USD | ||||
| USD 0.01 Class A common stock | Sale | 600 | 160.7158 USD | ||||
| USD 0.01 Class A common stock | Sale | 800 | 160.3362 USD | ||||
| USD 0.01 Class A common stock | Sale | 900 | 160.3502 USD | ||||
| USD 0.01 Class A common stock | Sale | 900 | 160.2958 USD | ||||
| USD 0.01 Class A common stock | Sale | 1,100 | 160.5150 USD | ||||
| USD 0.01 Class A common stock | Sale | 1,390 | 160.4417 USD | ||||
| USD 0.01 Class A common stock | Sale | 2,500 | 160.3020 USD | ||||
| USD 0.01 Class A common stock | Sale | 2,744 | 160.3977 USD | ||||
| USD 0.01 Class A common stock | Sale | 3,007 | 160.3750 USD | ||||
| USD 0.01 Class A common stock | Sale | 3,162 | 160.3091 USD | ||||
| USD 0.01 Class A common stock | Sale | 8,032 | 160.3000 USD | ||||
| USD 0.01 Class A common stock | Sale | 18,651 | 160.3182 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common stock | Call Options | Purchasing | 6,900 | 160 USD | American | 20 Jul 2018 | 2.7200 USD | ||||||||
| USD 0.01 Class A common stock | Call Options | Purchasing | 100 | 160 USD | American | 21 Sep 2018 | 6.7000 USD | ||||||||
| USD 0.01 Class A common stock | Call Options | Purchasing | 100 | 165 USD | American | 17 Aug 2018 | 3.2000 USD | ||||||||
| USD 0.01 Class A common stock | Call Options | Purchasing | 1,900 | 165 USD | American | 21 Sep 2018 | 4.2878 USD | ||||||||
| USD 0.01 Class A common stock | Call Options | Purchasing | 100 | 170 USD | American | 21 Sep 2018 | 2.8000 USD | ||||||||
| USD 0.01 Class A common stock | Call Options | Selling | 6,900 | 170 USD | American | 20 Jul 2018 | 0.2200 USD | ||||||||
| USD 0.01 Class A common stock | Put Options | Purchasing | 600 | 140 USD | American | 21 Sep 2018 | 1.1500 USD | ||||||||
| USD 0.01 Class A common stock | Put Options | Purchasing | 500 | 153 USD | American | 13 Jul 2018 | 0.2500 USD | ||||||||
| USD 0.01 Class A common stock | Put Options | Purchasing | 100 | 153 USD | American | 27 Jul 2018 | 1.3500 USD | ||||||||
| USD 0.01 Class A common stock | Put Options | Purchasing | 500 | 155 USD | American | 13 Jul 2018 | 0.5000 USD | ||||||||
| USD 0.01 Class A common stock | Put Options | Purchasing | 1,500 | 160 USD | American | 21 Sep 2018 | 6.0580 USD | ||||||||
| USD 0.01 Class A common stock | Put Options | Purchasing | 400 | 168 USD | American | 6 Jul 2018 | 5.7000 USD | ||||||||
| USD 0.01 Class A common stock | Put Options | Selling | 200 | 115 USD | American | 20 Jul 2018 | 0.0500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | |
| Supplemental Form 8 (SBL) | NO |
| Date of disclosure: | 6 JULY 2018 | |
| Contact name: | Femi Badmos | |
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | CME GROUP INC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 2,600 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 500 | 168.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 9,700 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -700 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -5,000 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 3,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 2,700 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,600 | 155.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 300 | 173.0000 | American | 13 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 200 | 175.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -100 | 200.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -2,300 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -7,100 | 170.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -13,700 | 165.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 8,000 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 163.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 600 | 145.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 160.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 155.0000 | American | 13 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -1,100 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -2,000 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -3,100 | 175.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -3,600 | 180.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,000 | 160.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,400 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 1,300 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 153.0000 | American | 13 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,200 | 200.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,300 | 165.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 165.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100,000 | 145.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 170.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -800 | 165.0000 | American | 27 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -2,300 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 2,500 | 173.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 140.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 153.0000 | American | 27 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -200 | 163.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -200 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 125.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -900 | 173.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -3,600 | 170.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 7,300 | 160.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,200 | 185.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 165.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,400 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,600 | 185.0000 | American | 0 Jan 1900 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180706005161/en/
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