2nd Oct 2018 12:17
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CME GROUP INC | |
| (d) Status of person making the disclosure: e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) | CONNECTED TO THE OFFEROR | |
| (e) Date dealing undertaken: | 01 October 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 80,218 | 0.02% | 4,104 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 48,700 | 0.01% | 59,800 | 0.02% | |||||||
| (4) | |||||||||||
| TOTAL: | 128,918 | 0.04% | 63,904 | 0.02% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common | Purchase | 6 | 174.0500 USD | ||||
| USD 0.01 Class A common | Purchase | 7 | 173.9500 USD | ||||
| USD 0.01 Class A common | Purchase | 9 | 171.4900 USD | ||||
| USD 0.01 Class A common | Purchase | 24 | 171.7716 USD | ||||
| USD 0.01 Class A common | Purchase | 57 | 171.2196 USD | ||||
| USD 0.01 Class A common | Purchase | 92 | 172.7600 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 172.2000 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 171.5600 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 172.1400 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 174.0900 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 172.8825 USD | ||||
| USD 0.01 Class A common | Purchase | 125 | 171.0700 USD | ||||
| USD 0.01 Class A common | Purchase | 129 | 173.5600 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 171.0150 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 171.7725 USD | ||||
| USD 0.01 Class A common | Purchase | 218 | 172.3389 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 171.8366 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 174.0797 USD | ||||
| USD 0.01 Class A common | Purchase | 361 | 172.5046 USD | ||||
| USD 0.01 Class A common | Purchase | 372 | 172.3539 USD | ||||
| USD 0.01 Class A common | Purchase | 394 | 171.7457 USD | ||||
| USD 0.01 Class A common | Purchase | 400 | 171.5400 USD | ||||
| USD 0.01 Class A common | Purchase | 400 | 171.8925 USD | ||||
| USD 0.01 Class A common | Purchase | 475 | 171.4631 USD | ||||
| USD 0.01 Class A common | Purchase | 600 | 172.5550 USD | ||||
| USD 0.01 Class A common | Purchase | 697 | 174.2500 USD | ||||
| USD 0.01 Class A common | Purchase | 1,300 | 172.6365 USD | ||||
| USD 0.01 Class A common | Purchase | 1,423 | 173.3970 USD | ||||
| USD 0.01 Class A common | Purchase | 1,991 | 172.1268 USD | ||||
| USD 0.01 Class A common | Purchase | 2,821 | 172.3985 USD | ||||
| USD 0.01 Class A common | Purchase | 3,400 | 173.1810 USD | ||||
| USD 0.01 Class A common | Purchase | 3,963 | 174.0237 USD | ||||
| USD 0.01 Class A common | Purchase | 5,360 | 174.0140 USD | ||||
| USD 0.01 Class A common | Purchase | 9,900 | 173.0377 USD | ||||
| USD 0.01 Class A common | Purchase | 10,533 | 173.6985 USD | ||||
| USD 0.01 Class A common | Purchase | 18,065 | 172.8233 USD | ||||
| USD 0.01 Class A common | Purchase | 21,906 | 173.4404 USD | ||||
| USD 0.01 Class A common | Sale | 30 | 172.2273 USD | ||||
| USD 0.01 Class A common | Sale | 72 | 172.3700 USD | ||||
| USD 0.01 Class A common | Sale | 89 | 172.6900 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 174.0100 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 172.2200 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 172.8000 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 171.5600 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 174.0200 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 174.0600 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 173.8600 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 173.0300 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 172.7300 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 172.9000 USD | ||||
| USD 0.01 Class A common | Sale | 161 | 173.0818 USD | ||||
| USD 0.01 Class A common | Sale | 178 | 172.8715 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 174.0300 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 171.3400 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 173.5275 USD | ||||
| USD 0.01 Class A common | Sale | 255 | 174.0678 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 172.7533 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 172.3500 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 172.8852 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 172.9400 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 172.9125 USD | ||||
| USD 0.01 Class A common | Sale | 416 | 172.7813 USD | ||||
| USD 0.01 Class A common | Sale | 436 | 172.7041 USD | ||||
| USD 0.01 Class A common | Sale | 460 | 174.0017 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 171.2980 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 172.7100 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 173.9916 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 171.9612 USD | ||||
| USD 0.01 Class A common | Sale | 700 | 173.5414 USD | ||||
| USD 0.01 Class A common | Sale | 711 | 173.7055 USD | ||||
| USD 0.01 Class A common | Sale | 792 | 172.8307 USD | ||||
| USD 0.01 Class A common | Sale | 800 | 172.8168 USD | ||||
| USD 0.01 Class A common | Sale | 817 | 172.7812 USD | ||||
| USD 0.01 Class A common | Sale | 845 | 173.3558 USD | ||||
| USD 0.01 Class A common | Sale | 900 | 172.4249 USD | ||||
| USD 0.01 Class A common | Sale | 1,000 | 173.0369 USD | ||||
| USD 0.01 Class A common | Sale | 1,000 | 172.8256 USD | ||||
| USD 0.01 Class A common | Sale | 1,117 | 172.8285 USD | ||||
| USD 0.01 Class A common | Sale | 1,200 | 173.3250 USD | ||||
| USD 0.01 Class A common | Sale | 1,300 | 173.7415 USD | ||||
| USD 0.01 Class A common | Sale | 1,500 | 172.4785 USD | ||||
| USD 0.01 Class A common | Sale | 1,650 | 172.0685 USD | ||||
| USD 0.01 Class A common | Sale | 1,677 | 174.2500 USD | ||||
| USD 0.01 Class A common | Sale | 2,000 | 174.0312 USD | ||||
| USD 0.01 Class A common | Sale | 2,200 | 174.0072 USD | ||||
| USD 0.01 Class A common | Sale | 2,465 | 173.2846 USD | ||||
| USD 0.01 Class A common | Sale | 2,500 | 173.5100 USD | ||||
| USD 0.01 Class A common | Sale | 2,806 | 172.8446 USD | ||||
| USD 0.01 Class A common | Sale | 2,908 | 173.7232 USD | ||||
| USD 0.01 Class A common | Sale | 3,206 | 172.0576 USD | ||||
| USD 0.01 Class A common | Sale | 3,621 | 172.1535 USD | ||||
| USD 0.01 Class A common | Sale | 3,930 | 172.8119 USD | ||||
| USD 0.01 Class A common | Sale | 3,963 | 174.0237 USD | ||||
| USD 0.01 Class A common | Sale | 5,800 | 172.8212 USD | ||||
| USD 0.01 Class A common | Sale | 6,000 | 172.8411 USD | ||||
| USD 0.01 Class A common | Sale | 8,927 | 173.6764 USD | ||||
| USD 0.01 Class A common | Sale | 12,578 | 173.6621 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 100 | 170 USD | American | 19 Oct 2018 | 4.6000 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 700 | 173 USD | American | 5 Oct 2018 | 0.7900 USD | ||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 100 | 175 USD | American | 5 Oct 2018 | 0.3700 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | |
| Supplemental Form 8 (SBL) | NO |
| Date of disclosure: | 2 Oct 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | CME GROUP INC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 135.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 140.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 173.0000 | American | 5 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,100 | 175.0000 | American | 5 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -6,900 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -5,000 | 190.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,400 | 175.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -500 | 195.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 5 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 12 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 140.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 175.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,000 | 168.0000 | American | 5 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,800 | 90.0000 | American | 15 Jan 2021 | |||||||
| USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 7,700 | 165.0000 | American | 0 Jan 1900 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181002005506/en/
Copyright Business Wire 2018
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