20th Jul 2018 11:33
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CME GROUP INC | |
| (d) Status of person making the disclosure: e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) | CONNECTED TO THE OFFEROR | |
| (e) Date dealing undertaken: | 19 JULY 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common stock | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 80,149 | 0.02% | 15,162 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 130,700 | 0.04% | 178,900 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 210,849 | 0.06% | 194,062 | 0.06% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| (i) | Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser) | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common stock | Purchase | 12 | 170.4100 USD | ||||
| USD 0.01 Class A common stock | Purchase | 15 | 168.8900 USD | ||||
| USD 0.01 Class A common stock | Purchase | 49 | 170.0100 USD | ||||
| USD 0.01 Class A common stock | Purchase | 50 | 171.2699 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 170.4600 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 169.9200 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 169.4900 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 168.8400 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 168.9800 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 169.6100 USD | ||||
| USD 0.01 Class A common stock | Purchase | 126 | 169.0300 USD | ||||
| USD 0.01 Class A common stock | Purchase | 200 | 169.2050 USD | ||||
| USD 0.01 Class A common stock | Purchase | 200 | 168.9400 USD | ||||
| USD 0.01 Class A common stock | Purchase | 600 | 169.6050 USD | ||||
| USD 0.01 Class A common stock | Purchase | 600 | 169.8345 USD | ||||
| USD 0.01 Class A common stock | Purchase | 666 | 170.9535 USD | ||||
| USD 0.01 Class A common stock | Purchase | 672 | 170.0161 USD | ||||
| USD 0.01 Class A common stock | Purchase | 700 | 169.8310 USD | ||||
| USD 0.01 Class A common stock | Purchase | 800 | 169.7837 USD | ||||
| USD 0.01 Class A common stock | Purchase | 1,295 | 170.4562 USD | ||||
| USD 0.01 Class A common stock | Purchase | 1,947 | 168.9684 USD | ||||
| USD 0.01 Class A common stock | Purchase | 2,962 | 168.8751 USD | ||||
| USD 0.01 Class A common stock | Purchase | 3,343 | 169.5975 USD | ||||
| USD 0.01 Class A common stock | Purchase | 3,657 | 168.9235 USD | ||||
| USD 0.01 Class A common stock | Purchase | 4,581 | 169.8807 USD | ||||
| USD 0.01 Class A common stock | Purchase | 10,062 | 169.0552 USD | ||||
| USD 0.01 Class A common stock | Sale | 26 | 169.0301 USD | ||||
| USD 0.01 Class A common stock | Sale | 29 | 169.9496 USD | ||||
| USD 0.01 Class A common stock | Sale | 35 | 169.3800 USD | ||||
| USD 0.01 Class A common stock | Sale | 43 | 168.8400 USD | ||||
| USD 0.01 Class A common stock | Sale | 44 | 171.0900 USD | ||||
| USD 0.01 Class A common stock | Sale | 45 | 170.9200 USD | ||||
| USD 0.01 Class A common stock | Sale | 71 | 168.8500 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 169.0300 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 170.8900 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 170.5500 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 170.4900 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 169.8800 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 168.9000 USD | ||||
| USD 0.01 Class A common stock | Sale | 102 | 168.9100 USD | ||||
| USD 0.01 Class A common stock | Sale | 150 | 170.0833 USD | ||||
| USD 0.01 Class A common stock | Sale | 167 | 170.9858 USD | ||||
| USD 0.01 Class A common stock | Sale | 200 | 168.8550 USD | ||||
| USD 0.01 Class A common stock | Sale | 200 | 168.9400 USD | ||||
| USD 0.01 Class A common stock | Sale | 200 | 170.4550 USD | ||||
| USD 0.01 Class A common stock | Sale | 200 | 169.0701 USD | ||||
| USD 0.01 Class A common stock | Sale | 288 | 168.9800 USD | ||||
| USD 0.01 Class A common stock | Sale | 299 | 168.8000 USD | ||||
| USD 0.01 Class A common stock | Sale | 300 | 170.7033 USD | ||||
| USD 0.01 Class A common stock | Sale | 300 | 169.6491 USD | ||||
| USD 0.01 Class A common stock | Sale | 300 | 169.4625 USD | ||||
| USD 0.01 Class A common stock | Sale | 300 | 168.9301 USD | ||||
| USD 0.01 Class A common stock | Sale | 310 | 170.9421 USD | ||||
| USD 0.01 Class A common stock | Sale | 344 | 170.5881 USD | ||||
| USD 0.01 Class A common stock | Sale | 372 | 169.4620 USD | ||||
| USD 0.01 Class A common stock | Sale | 491 | 168.8586 USD | ||||
| USD 0.01 Class A common stock | Sale | 500 | 169.8860 USD | ||||
| USD 0.01 Class A common stock | Sale | 500 | 169.8720 USD | ||||
| USD 0.01 Class A common stock | Sale | 500 | 169.8820 USD | ||||
| USD 0.01 Class A common stock | Sale | 651 | 170.3817 USD | ||||
| USD 0.01 Class A common stock | Sale | 800 | 169.7837 USD | ||||
| USD 0.01 Class A common stock | Sale | 1,838 | 169.5020 USD | ||||
| USD 0.01 Class A common stock | Sale | 1,872 | 168.8917 USD | ||||
| USD 0.01 Class A common stock | Sale | 1,966 | 168.9260 USD | ||||
| USD 0.01 Class A common stock | Sale | 2,900 | 169.7765 USD | ||||
| USD 0.01 Class A common stock | Sale | 3,043 | 170.0561 USD | ||||
| USD 0.01 Class A common stock | Sale | 3,557 | 168.8778 USD | ||||
| USD 0.01 Class A common stock | Sale | 5,012 | 169.3487 USD | ||||
| USD 0.01 Class A common stock | Sale | 10,077 | 169.0549 USD | ||||
| Class of relevant security | Purchase/sale | Number of securities | Price per unit |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | |
| Supplemental Form 8 (SBL) | NO |
| Date of disclosure: | 20 JULY 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | CME GROUP INC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 9,700 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 2,600 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -700 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,000 | 168.0000 | American | 27 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -4,800 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 3,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 2,700 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,600 | 155.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 1,500 | 135.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 200 | 175.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -100 | 200.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -3,100 | 170.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -10,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 8,000 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 1,500 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 600 | 145.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 160.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -300 | 195.0000 | American | 31 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -1,100 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,600 | 175.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -3,700 | 180.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 2,300 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,200 | 160.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 1,300 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 800 | 168.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,200 | 200.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,300 | 165.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 165.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -300 | 183.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100,000 | 145.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -800 | 165.0000 | American | 27 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -1,900 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 3,500 | 173.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,200 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 1,000 | 168.0000 | American | 27 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 140.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 153.0000 | American | 27 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -200 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 125.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -3,600 | 170.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 7,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,700 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,200 | 185.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 165.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -200 | 165.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,400 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,600 | 185.0000 | American | 0 Jan 1900 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180720005158/en/
Copyright Business Wire 2018
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