2nd Oct 2018 10:45
FORM 8 (DD) AMENDMENT TO SALES AND PURCHASES
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CME GROUP INC | |
| (d) Status of person making the disclosure: e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) | CONNECTED TO THE OFFEROR | |
| (e) Date dealing undertaken: | 27 September 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 80,372 | 0.02% | 4,147 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 48,600 | 0.01% | 60,300 | 0.02% | |||||||
| (4) | |||||||||||
| TOTAL: | 128,972 | 0.04% | 64,447 | 0.02% | |||||||
| 0 |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common | Purchase | 10 | 173.4900 USD | ||||
| USD 0.01 Class A common | Purchase | 16 | 173.2400 USD | ||||
| USD 0.01 Class A common | Purchase | 18 | 173.0300 USD | ||||
| USD 0.01 Class A common | Purchase | 20 | 173.5000 USD | ||||
| USD 0.01 Class A common | Purchase | 20 | 173.9000 USD | ||||
| USD 0.01 Class A common | Purchase | 23 | 172.7100 USD | ||||
| USD 0.01 Class A common | Purchase | 35 | 173.0900 USD | ||||
| USD 0.01 Class A common | Purchase | 42 | 172.4000 USD | ||||
| USD 0.01 Class A common | Purchase | 80 | 173.5700 USD | ||||
| USD 0.01 Class A common | Purchase | 85 | 172.8100 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 171.9200 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 172.2975 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 172.3100 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 172.4050 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 172.7000 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 172.8500 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 173.3150 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 173.3400 USD | ||||
| USD 0.01 Class A common | Purchase | 140 | 173.8650 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 173.2925 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 173.3300 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 172.1500 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 173.4050 USD | ||||
| USD 0.01 Class A common | Purchase | 206 | 173.5009 USD | ||||
| USD 0.01 Class A common | Purchase | 210 | 173.8642 USD | ||||
| USD 0.01 Class A common | Purchase | 223 | 173.1332 USD | ||||
| USD 0.01 Class A common | Purchase | 230 | 173.1504 USD | ||||
| USD 0.01 Class A common | Purchase | 352 | 173.0332 USD | ||||
| USD 0.01 Class A common | Purchase | 546 | 173.5882 USD | ||||
| USD 0.01 Class A common | Purchase | 600 | 172.4250 USD | ||||
| USD 0.01 Class A common | Purchase | 600 | 172.2800 USD | ||||
| USD 0.01 Class A common | Purchase | 600 | 173.2500 USD | ||||
| USD 0.01 Class A common | Purchase | 614 | 172.3860 USD | ||||
| USD 0.01 Class A common | Purchase | 625 | 171.9300 USD | ||||
| USD 0.01 Class A common | Purchase | 680 | 173.3414 USD | ||||
| USD 0.01 Class A common | Purchase | 1,046 | 171.9477 USD | ||||
| USD 0.01 Class A common | Purchase | 1,400 | 172.4289 USD | ||||
| USD 0.01 Class A common | Purchase | 1,600 | 172.4196 USD | ||||
| USD 0.01 Class A common | Purchase | 1,830 | 173.0525 USD | ||||
| USD 0.01 Class A common | Purchase | 1,981 | 172.7462 USD | ||||
| USD 0.01 Class A common | Purchase | 4,200 | 172.5452 USD | ||||
| USD 0.01 Class A common | Purchase | 4,347 | 171.9994 USD | ||||
| USD 0.01 Class A common | Purchase | 4,400 | 173.1107 USD | ||||
| USD 0.01 Class A common | Purchase | 7,604 | 172.7803 USD | ||||
| USD 0.01 Class A common | Purchase | 7,800 | 172.7923 USD | ||||
| USD 0.01 Class A common | Purchase | 8,800 | 172.8956 USD | ||||
| USD 0.01 Class A common | Purchase | 17,072 | 172.7587 USD | ||||
| USD 0.01 Class A common | Sale | 6 | 172.2503 USD | ||||
| USD 0.01 Class A common | Sale | 6 | 173.5301 USD | ||||
| USD 0.01 Class A common | Sale | 18 | 173.0300 USD | ||||
| USD 0.01 Class A common | Sale | 35 | 173.0900 USD | ||||
| USD 0.01 Class A common | Sale | 59 | 172.9791 USD | ||||
| USD 0.01 Class A common | Sale | 62 | 173.4300 USD | ||||
| USD 0.01 Class A common | Sale | 85 | 172.8100 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 173.8950 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 173.0450 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 173.0100 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 173.2400 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 173.5100 USD | ||||
| USD 0.01 Class A common | Sale | 110 | 173.4900 USD | ||||
| USD 0.01 Class A common | Sale | 123 | 172.7019 USD | ||||
| USD 0.01 Class A common | Sale | 130 | 173.2592 USD | ||||
| USD 0.01 Class A common | Sale | 172 | 173.5717 USD | ||||
| USD 0.01 Class A common | Sale | 191 | 172.9419 USD | ||||
| USD 0.01 Class A common | Sale | 202 | 172.6827 USD | ||||
| USD 0.01 Class A common | Sale | 229 | 173.3197 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 172.9633 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 172.2801 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 173.5120 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 172.2800 USD | ||||
| USD 0.01 Class A common | Sale | 333 | 173.0970 USD | ||||
| USD 0.01 Class A common | Sale | 399 | 173.0420 USD | ||||
| USD 0.01 Class A common | Sale | 400 | 172.5687 USD | ||||
| USD 0.01 Class A common | Sale | 423 | 171.9300 USD | ||||
| USD 0.01 Class A common | Sale | 546 | 173.5882 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 173.5920 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 173.0237 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 172.4833 USD | ||||
| USD 0.01 Class A common | Sale | 980 | 173.3114 USD | ||||
| USD 0.01 Class A common | Sale | 1,023 | 171.9481 USD | ||||
| USD 0.01 Class A common | Sale | 1,300 | 172.7132 USD | ||||
| USD 0.01 Class A common | Sale | 1,372 | 172.6845 USD | ||||
| USD 0.01 Class A common | Sale | 2,100 | 172.9534 USD | ||||
| USD 0.01 Class A common | Sale | 2,600 | 172.6642 USD | ||||
| USD 0.01 Class A common | Sale | 2,698 | 172.9514 USD | ||||
| USD 0.01 Class A common | Sale | 2,948 | 172.6004 USD | ||||
| USD 0.01 Class A common | Sale | 3,742 | 172.4233 USD | ||||
| USD 0.01 Class A common | Sale | 4,200 | 173.1092 USD | ||||
| USD 0.01 Class A common | Sale | 4,563 | 172.0621 USD | ||||
| USD 0.01 Class A common | Sale | 7,004 | 172.6866 USD | ||||
| USD 0.01 Class A common | Sale | 7,500 | 172.7960 USD | ||||
| USD 0.01 Class A common | Sale | 8,400 | 172.9112 USD | ||||
| USD 0.01 Class A common | Sale | 11,516 | 172.6828 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common | Call Options | Purchasing | 200 | 170 USD | American | 17 Jan 2020 | 17.0000 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 5,000 | 190 USD | American | 17 Jan 2020 | 8.5000 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 5,000 | 150 USD | American | 17 Jan 2020 | 8.0000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | |
| Supplemental Form 8 (SBL) | NO |
| Date of disclosure: | 2 Oct 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | CME GROUP INC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 185.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 135.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 140.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 175.0000 | American | 5 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -6,900 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -5,000 | 190.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,400 | 175.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -500 | 195.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -200 | 170.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 5 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 178.0000 | American | 12 Oct 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 140.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 160.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -400 | 165.0000 | American | 28 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 500 | 160.0000 | American | 28 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 600 | 163.0000 | American | 28 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 175.0000 | American | 19 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,000 | 168.0000 | American | 5 Oct 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,400 | 90.0000 | American | 15 Jan 2021 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 7,700 | 165.0000 | American | 0 Jan 1900 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181002005449/en/
Copyright Business Wire 2018
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