31st May 2018 08:28
FORM 8 (DD) AMENDMENT TO SALES AND PURCHASES
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 18 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 CLASS A COMMON STOCK | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 79,900 | 0.02% | 26,150 | 0.01% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 207,000 | 0.06% | 381,200 | 0.11% | |||||||
| TOTAL: | 286,900 | 0.08% | 407,350 | 0.12% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 23 | 159.5500 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 47 | 160.1100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 73 | 159.7500 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 94 | 159.5937 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 160.6600 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 160.3000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 160.2200 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 100 | 160.0000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 105 | 159.8790 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 121 | 160.0482 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 159 | 159.9649 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 400 | 159.7162 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 400 | 159.9150 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 500 | 160.3880 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 544 | 160.0163 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 800 | 160.1512 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 820 | 159.3985 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,100 | 160.1186 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 1,205 | 159.7934 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 3,091 | 159.4624 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 3,300 | 159.5100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 4,396 | 159.7081 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 6,965 | 160.7000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 8,000 | 159.6579 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 10,280 | 159.5859 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 12,400 | 159.6137 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 13,687 | 159.9359 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Purchase | 57,794 | 159.7800 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 7 | 159.8150 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 23 | 159.5500 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 70 | 159.3900 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 84 | 159.4700 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 93 | 159.8100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 96 | 159.7300 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 159.4800 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 160.6600 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 159.9600 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 159.7700 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 160.1800 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 159.5935 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 100 | 159.5300 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 115 | 160.0721 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 124 | 159.6694 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 143 | 159.7068 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 196 | 160.4483 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 197 | 159.6637 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 159.4600 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 160.5050 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 159.4000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 157.5000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 159.6400 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 159.5150 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 159.7050 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 200 | 160.0950 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 221 | 159.7315 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 159.7200 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 300 | 160.0300 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 350 | 160.1771 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 159.5850 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 159.7500 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 160.1650 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 400 | 160.1825 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 500 | 160.1720 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 509 | 159.6280 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 550 | 159.3772 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 600 | 159.7120 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 774 | 159.6339 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 800 | 159.9175 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 800 | 159.8737 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 889 | 159.6101 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 952 | 160.1191 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,000 | 159.5605 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,041 | 159.5109 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,100 | 159.6318 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,200 | 159.9841 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,217 | 160.1697 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,500 | 159.6340 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 1,855 | 159.5763 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,000 | 159.7275 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,000 | 159.8055 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,124 | 159.8765 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 2,600 | 159.5432 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 3,300 | 159.5100 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 4,000 | 159.6320 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 5,000 | 159.5512 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 6,965 | 160.7000 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 10,999 | 159.5581 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 11,437 | 159.9314 USD | ||||
| USD 0.01 CLASS A COMMON STOCK | Sale | 67,538 | 159.7800 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchasing | 500 | 155 USD | American | 18 Jan 2019 | 14.1000 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchasing | 500 | 160 USD | American | 25 May 2018 | 1.4700 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchasing | 100 | 163 USD | American | 25 May 2018 | 0.8500 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 200 | 145 USD | American | 22 Jun 2018 | 0.6100 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 100 | 150 USD | American | 15 Jun 2018 | 0.8800 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchasing | 200 | 160 USD | American | 25 May 2018 | 1.8300 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Selling | 300 | 153 USD | American | 8 Jun 2018 | 0.9800 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Selling | 100 | 155 USD | American | 15 Jun 2018 | 1.7300 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Selling | 200 | 155 USD | American | 22 Jun 2018 | 2.2500 USD | ||||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Selling | 200 | 160 USD | American | 18 May 2018 | 0.7600 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | |
| Supplemental Form 8 (SBL) | NO | |
| Date of disclosure: | 31 May 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | CME GROUP INC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 8,600 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,100 | 145.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,000 | 160.0000 | American | 29 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 600 | 165.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 145.0000 | American | 22 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -900 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 190.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,300 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 700 | 155.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,500 | 200.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,800 | 165.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,300 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 5,800 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 5,400 | 140.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 300 | 160.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 130.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -500 | 185.0000 | American | 25 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -500 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 180.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,400 | 145.0000 | American | 8 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 13,000 | 175.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,500 | 140.0000 | American | 8 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 149.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 160.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -200 | 180.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 160.0000 | American | 25 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -600 | 175.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -800 | 145.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,400 | 170.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,400 | 163.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,400 | 115.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,500 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -5,600 | 150.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -8,700 | 160.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 2,800 | 130.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,000 | 155.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 140.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 200 | 155.0000 | American | 22 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 165.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -400 | 120.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,000 | 210.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,000 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100,000 | 145.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 4,300 | 115.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 1,600 | 158.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 1,400 | 165.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 700 | 185.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 163.0000 | American | 25 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 100 | 155.0000 | American | 25 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -200 | 158.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,200 | 185.0000 | American | 18 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,500 | 155.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 2,200 | 170.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 160.0000 | American | 25 May 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -100 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -500 | 135.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -203,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -2,300 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 136,000 | 160.0000 | American | 15 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Written | 300 | 153.0000 | American | 8 Jun 2018 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Put Options | Purchased | -200 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 CLASS A COMMON STOCK | Call Options | Written | -2,000 | 173.0000 | American | 18 May 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180531005505/en/
Copyright Business Wire 2018
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