25th Jun 2018 11:36
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CME GROUP INC | |
| (d) Status of person making the disclosure: e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) | CONNECTED TO THE OFFEROR | |
| (e) Date dealing undertaken: | 22 June 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common stock | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 82,277 | 0.02% | 18,219 | 0.01% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 112,900 | 0.03% | 179,200 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 195,177 | 0.06% | 197,419 | 0.06% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common stock | Purchase | 1 | 168.0800 USD | ||||
| USD 0.01 Class A common stock | Purchase | 10 | 168.1700 USD | ||||
| USD 0.01 Class A common stock | Purchase | 12 | 168.2500 USD | ||||
| USD 0.01 Class A common stock | Purchase | 25 | 168.0900 USD | ||||
| USD 0.01 Class A common stock | Purchase | 31 | 167.8900 USD | ||||
| USD 0.01 Class A common stock | Purchase | 53 | 168.1503 USD | ||||
| USD 0.01 Class A common stock | Purchase | 59 | 168.4589 USD | ||||
| USD 0.01 Class A common stock | Purchase | 67 | 168.3199 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 168.1600 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 168.0950 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 168.0400 USD | ||||
| USD 0.01 Class A common stock | Purchase | 100 | 168.4050 USD | ||||
| USD 0.01 Class A common stock | Purchase | 101 | 168.2262 USD | ||||
| USD 0.01 Class A common stock | Purchase | 120 | 168.6366 USD | ||||
| USD 0.01 Class A common stock | Purchase | 130 | 168.7653 USD | ||||
| USD 0.01 Class A common stock | Purchase | 200 | 168.1075 USD | ||||
| USD 0.01 Class A common stock | Purchase | 200 | 168.4575 USD | ||||
| USD 0.01 Class A common stock | Purchase | 200 | 168.4674 USD | ||||
| USD 0.01 Class A common stock | Purchase | 200 | 168.4850 USD | ||||
| USD 0.01 Class A common stock | Purchase | 230 | 168.7389 USD | ||||
| USD 0.01 Class A common stock | Purchase | 297 | 168.6600 USD | ||||
| USD 0.01 Class A common stock | Purchase | 349 | 168.4359 USD | ||||
| USD 0.01 Class A common stock | Purchase | 387 | 168.1319 USD | ||||
| USD 0.01 Class A common stock | Purchase | 400 | 168.3025 USD | ||||
| USD 0.01 Class A common stock | Purchase | 534 | 168.4469 USD | ||||
| USD 0.01 Class A common stock | Purchase | 1,100 | 168.6615 USD | ||||
| USD 0.01 Class A common stock | Purchase | 1,700 | 169.0038 USD | ||||
| USD 0.01 Class A common stock | Purchase | 1,817 | 168.7970 USD | ||||
| USD 0.01 Class A common stock | Purchase | 1,941 | 168.4344 USD | ||||
| USD 0.01 Class A common stock | Purchase | 2,023 | 168.4135 USD | ||||
| USD 0.01 Class A common stock | Purchase | 2,279 | 168.3461 USD | ||||
| USD 0.01 Class A common stock | Purchase | 2,333 | 168.4504 USD | ||||
| USD 0.01 Class A common stock | Purchase | 2,701 | 168.2790 USD | ||||
| USD 0.01 Class A common stock | Purchase | 3,843 | 168.5372 USD | ||||
| USD 0.01 Class A common stock | Purchase | 4,300 | 168.5926 USD | ||||
| USD 0.01 Class A common stock | Purchase | 4,600 | 168.7201 USD | ||||
| USD 0.01 Class A common stock | Purchase | 5,055 | 168.4470 USD | ||||
| USD 0.01 Class A common stock | Purchase | 5,745 | 168.5197 USD | ||||
| USD 0.01 Class A common stock | Purchase | 7,214 | 168.5936 USD | ||||
| USD 0.01 Class A common stock | Purchase | 10,049 | 168.4309 USD | ||||
| USD 0.01 Class A common stock | Purchase | 15,052 | 168.8741 USD | ||||
| USD 0.01 Class A common stock | Purchase | 15,222 | 168.4464 USD | ||||
| USD 0.01 Class A common stock | Purchase | 18,321 | 168.4200 USD | ||||
| USD 0.01 Class A common stock | Sale | 9 | 168.1000 USD | ||||
| USD 0.01 Class A common stock | Sale | 10 | 169.0600 USD | ||||
| USD 0.01 Class A common stock | Sale | 22 | 168.0100 USD | ||||
| USD 0.01 Class A common stock | Sale | 30 | 168.8000 USD | ||||
| USD 0.01 Class A common stock | Sale | 30 | 168.2316 USD | ||||
| USD 0.01 Class A common stock | Sale | 31 | 168.2500 USD | ||||
| USD 0.01 Class A common stock | Sale | 42 | 168.9800 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 168.1600 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 168.4000 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 167.8150 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 168.9450 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 168.0400 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 168.7700 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 168.7600 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 168.7200 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 168.7050 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 168.6000 USD | ||||
| USD 0.01 Class A common stock | Sale | 100 | 168.5100 USD | ||||
| USD 0.01 Class A common stock | Sale | 200 | 168.9000 USD | ||||
| USD 0.01 Class A common stock | Sale | 200 | 168.4950 USD | ||||
| USD 0.01 Class A common stock | Sale | 200 | 168.4100 USD | ||||
| USD 0.01 Class A common stock | Sale | 200 | 168.4600 USD | ||||
| USD 0.01 Class A common stock | Sale | 200 | 168.7450 USD | ||||
| USD 0.01 Class A common stock | Sale | 200 | 168.2100 USD | ||||
| USD 0.01 Class A common stock | Sale | 200 | 168.4912 USD | ||||
| USD 0.01 Class A common stock | Sale | 230 | 168.6430 USD | ||||
| USD 0.01 Class A common stock | Sale | 267 | 168.4469 USD | ||||
| USD 0.01 Class A common stock | Sale | 300 | 168.8283 USD | ||||
| USD 0.01 Class A common stock | Sale | 307 | 168.1620 USD | ||||
| USD 0.01 Class A common stock | Sale | 324 | 168.7312 USD | ||||
| USD 0.01 Class A common stock | Sale | 367 | 168.3622 USD | ||||
| USD 0.01 Class A common stock | Sale | 400 | 168.2547 USD | ||||
| USD 0.01 Class A common stock | Sale | 444 | 168.1125 USD | ||||
| USD 0.01 Class A common stock | Sale | 470 | 168.4300 USD | ||||
| USD 0.01 Class A common stock | Sale | 584 | 168.5206 USD | ||||
| USD 0.01 Class A common stock | Sale | 600 | 169.0308 USD | ||||
| USD 0.01 Class A common stock | Sale | 700 | 168.7114 USD | ||||
| USD 0.01 Class A common stock | Sale | 779 | 168.7179 USD | ||||
| USD 0.01 Class A common stock | Sale | 906 | 169.1629 USD | ||||
| USD 0.01 Class A common stock | Sale | 1,276 | 168.7169 USD | ||||
| USD 0.01 Class A common stock | Sale | 1,400 | 168.8700 USD | ||||
| USD 0.01 Class A common stock | Sale | 1,534 | 168.4379 USD | ||||
| USD 0.01 Class A common stock | Sale | 2,390 | 168.4232 USD | ||||
| USD 0.01 Class A common stock | Sale | 2,759 | 168.4527 USD | ||||
| USD 0.01 Class A common stock | Sale | 2,819 | 168.4828 USD | ||||
| USD 0.01 Class A common stock | Sale | 4,200 | 168.5924 USD | ||||
| USD 0.01 Class A common stock | Sale | 4,387 | 168.8852 USD | ||||
| USD 0.01 Class A common stock | Sale | 4,585 | 168.4861 USD | ||||
| USD 0.01 Class A common stock | Sale | 5,254 | 168.6087 USD | ||||
| USD 0.01 Class A common stock | Sale | 5,600 | 168.7258 USD | ||||
| USD 0.01 Class A common stock | Sale | 5,934 | 168.3807 USD | ||||
| USD 0.01 Class A common stock | Sale | 9,519 | 168.4132 USD | ||||
| USD 0.01 Class A common stock | Sale | 10,936 | 168.8531 USD | ||||
| USD 0.01 Class A common stock | Sale | 16,388 | 168.4200 USD | ||||
| USD 0.01 Class A common stock | Sale | 18,246 | 168.4206 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common stock | Call Options | Purchasing | 1,200 | 170 USD | American | 29 Jun 2018 | 1.0000 USD | ||||||||
| USD 0.01 Class A common stock | Call Options | Purchasing | 300 | 185 USD | American | 21 Sep 2018 | 1.2400 USD | ||||||||
| USD 0.01 Class A common stock | Put Options | Purchasing | 200 | 165 USD | American | 21 Sep 2018 | 5.0500 USD | ||||||||
| USD 0.01 Class A common stock | Put Options | Purchasing | 400 | 170 USD | American | 6 Jul 2018 | 3.4000 USD | ||||||||
| USD 0.01 Class A common stock | Put Options | Selling | 200 | 160 USD | American | 21 Sep 2018 | 3.4500 USD | ||||||||
| USD 0.01 Class A common stock | Put Options | Selling | 400 | 168 USD | American | 6 Jul 2018 | 2.1500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | |
| Supplemental Form 8 (SBL) | NO |
| Date of disclosure: | 25 June 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | CME GROUP INC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 9,800 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 2,600 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 2,400 | 170.0000 | American | 22 Jun 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 1,000 | 160.0000 | American | 29 Jun 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 700 | 173.0000 | American | 22 Jun 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 200 | 168.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -200 | 145.0000 | American | 22 Jun 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -400 | 170.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -700 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -5,000 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 3,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 3,000 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,600 | 155.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 200 | 175.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -200 | 170.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -700 | 175.0000 | American | 22 Jun 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -2,300 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -12,700 | 165.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 7,900 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 163.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 600 | 145.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 500 | 158.0000 | American | 22 Jun 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 400 | 115.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 175.0000 | American | 29 Jun 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 160.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,100 | 180.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -3,100 | 175.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 2,000 | 160.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 1,300 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 400 | 168.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 163.0000 | American | 22 Jun 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,200 | 200.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 1,000 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 200 | 155.0000 | American | 22 Jun 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 165.0000 | American | 29 Jun 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 165.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100,000 | 145.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 2,000 | 170.0000 | American | 29 Jun 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -2,300 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 100 | 173.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -100 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -200 | 163.0000 | American | 6 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -200 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -500 | 125.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -3,600 | 170.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 600 | 185.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Purchased | 400 | 160.0000 | American | 20 Jul 2018 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common stock | Call Options | Written | -2,800 | 170.0000 | American | 0 Jan 1900 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180625005516/en/
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