26th Sep 2018 15:01
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
(e) | Date position held/dealing undertaken: | 25 September 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,002,132 | 0.09% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 476,400 | 0.04% | 3,415,500 | 0.29% | |||||||
TOTAL: | 1,478,532 | 0.13% | 3,415,500 | 0.29% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Ordinary NPV | Purchase | 700 | 11.5500 USD | ||||
Ordinary NPV | Purchase | 900 | 11.2677 USD | ||||
Ordinary NPV | Purchase | 1,200 | 11.1916 USD | ||||
Ordinary NPV | Purchase | 3,300 | 11.2121 USD | ||||
Ordinary NPV | Purchase | 3,307 | 11.5430 USD | ||||
Ordinary NPV | Purchase | 3,700 | 11.2900 USD | ||||
Ordinary NPV | Purchase | 4,700 | 11.1900 USD | ||||
Ordinary NPV | Purchase | 5,100 | 11.3209 USD | ||||
Ordinary NPV | Purchase | 5,165 | 11.2700 USD | ||||
Ordinary NPV | Purchase | 5,200 | 11.2684 USD | ||||
Ordinary NPV | Purchase | 6,000 | 11.2690 USD | ||||
Ordinary NPV | Purchase | 7,500 | 11.2288 USD | ||||
Ordinary NPV | Purchase | 8,600 | 11.2438 USD | ||||
Ordinary NPV | Purchase | 9,035 | 11.2277 USD | ||||
Ordinary NPV | Purchase | 10,273 | 11.2182 USD | ||||
Ordinary NPV | Purchase | 10,600 | 11.4734 USD | ||||
Ordinary NPV | Purchase | 15,200 | 11.1906 USD | ||||
Ordinary NPV | Purchase | 20,000 | 11.3900 USD | ||||
Ordinary NPV | Purchase | 22,200 | 11.3936 USD | ||||
Ordinary NPV | Purchase | 22,864 | 11.1800 USD | ||||
Ordinary NPV | Purchase | 25,000 | 11.4281 USD | ||||
Ordinary NPV | Purchase | 35,000 | 11.5297 USD | ||||
Ordinary NPV | Purchase | 36,000 | 11.6037 USD | ||||
Ordinary NPV | Purchase | 40,000 | 11.5475 USD | ||||
Ordinary NPV | Purchase | 40,791 | 11.3888 USD | ||||
Ordinary NPV | Purchase | 42,146 | 11.3991 USD | ||||
Ordinary NPV | Purchase | 90,300 | 11.3449 USD | ||||
Ordinary NPV | Purchase | 187,700 | 11.4249 USD | ||||
Ordinary NPV | Purchase | 264,096 | 11.3823 USD | ||||
Ordinary NPV | Purchase | 304,200 | 11.4119 USD | ||||
Ordinary NPV | Purchase | 465,641 | 11.4379 USD | ||||
Ordinary NPV | Sale | 100 | 11.5200 USD | ||||
Ordinary NPV | Sale | 100 | 11.5350 USD | ||||
Ordinary NPV | Sale | 100 | 11.5650 USD | ||||
Ordinary NPV | Sale | 257 | 11.5289 USD | ||||
Ordinary NPV | Sale | 300 | 11.4783 USD | ||||
Ordinary NPV | Sale | 300 | 11.5600 USD | ||||
Ordinary NPV | Sale | 366 | 11.3545 USD | ||||
Ordinary NPV | Sale | 500 | 11.5300 USD | ||||
Ordinary NPV | Sale | 734 | 11.5260 USD | ||||
Ordinary NPV | Sale | 800 | 11.5500 USD | ||||
Ordinary NPV | Sale | 816 | 11.5560 USD | ||||
Ordinary NPV | Sale | 900 | 11.5444 USD | ||||
Ordinary NPV | Sale | 1,542 | 11.3200 USD | ||||
Ordinary NPV | Sale | 1,600 | 11.3087 USD | ||||
Ordinary NPV | Sale | 1,700 | 11.3588 USD | ||||
Ordinary NPV | Sale | 1,700 | 11.3614 USD | ||||
Ordinary NPV | Sale | 1,900 | 11.5242 USD | ||||
Ordinary NPV | Sale | 2,150 | 11.4705 USD | ||||
Ordinary NPV | Sale | 2,558 | 11.2895 USD | ||||
Ordinary NPV | Sale | 2,600 | 11.5513 USD | ||||
Ordinary NPV | Sale | 2,600 | 11.5146 USD | ||||
Ordinary NPV | Sale | 2,800 | 11.1900 USD | ||||
Ordinary NPV | Sale | 2,800 | 11.2517 USD | ||||
Ordinary NPV | Sale | 3,100 | 11.1922 USD | ||||
Ordinary NPV | Sale | 3,148 | 11.5106 USD | ||||
Ordinary NPV | Sale | 3,200 | 11.5292 USD | ||||
Ordinary NPV | Sale | 3,300 | 11.5601 USD | ||||
Ordinary NPV | Sale | 3,480 | 11.5268 USD | ||||
Ordinary NPV | Sale | 3,700 | 11.3210 USD | ||||
Ordinary NPV | Sale | 3,700 | 11.2900 USD | ||||
Ordinary NPV | Sale | 3,746 | 11.3573 USD | ||||
Ordinary NPV | Sale | 4,427 | 11.4382 USD | ||||
Ordinary NPV | Sale | 4,800 | 11.3925 USD | ||||
Ordinary NPV | Sale | 6,272 | 11.5642 USD | ||||
Ordinary NPV | Sale | 6,626 | 11.5302 USD | ||||
Ordinary NPV | Sale | 7,274 | 11.5164 USD | ||||
Ordinary NPV | Sale | 7,500 | 11.5412 USD | ||||
Ordinary NPV | Sale | 8,200 | 11.4286 USD | ||||
Ordinary NPV | Sale | 10,291 | 11.3082 USD | ||||
Ordinary NPV | Sale | 12,374 | 11.5402 USD | ||||
Ordinary NPV | Sale | 13,350 | 11.3970 USD | ||||
Ordinary NPV | Sale | 13,600 | 11.3603 USD | ||||
Ordinary NPV | Sale | 14,207 | 11.4456 USD | ||||
Ordinary NPV | Sale | 14,536 | 11.4544 USD | ||||
Ordinary NPV | Sale | 15,134 | 11.4967 USD | ||||
Ordinary NPV | Sale | 15,635 | 11.3121 USD | ||||
Ordinary NPV | Sale | 15,901 | 11.1901 USD | ||||
Ordinary NPV | Sale | 16,726 | 11.5550 USD | ||||
Ordinary NPV | Sale | 20,000 | 11.3900 USD | ||||
Ordinary NPV | Sale | 24,173 | 11.2515 USD | ||||
Ordinary NPV | Sale | 27,500 | 11.2521 USD | ||||
Ordinary NPV | Sale | 42,900 | 11.3996 USD | ||||
Ordinary NPV | Sale | 43,400 | 11.3613 USD | ||||
Ordinary NPV | Sale | 47,672 | 11.4193 USD | ||||
Ordinary NPV | Sale | 50,501 | 11.4253 USD | ||||
Ordinary NPV | Sale | 58,470 | 11.4133 USD | ||||
Ordinary NPV | Sale | 60,010 | 11.4664 USD | ||||
Ordinary NPV | Sale | 64,800 | 11.5011 USD | ||||
Ordinary NPV | Sale | 74,750 | 11.4905 USD | ||||
Ordinary NPV | Sale | 76,324 | 11.2689 USD | ||||
Ordinary NPV | Sale | 81,700 | 11.3794 USD | ||||
Ordinary NPV | Sale | 137,500 | 11.4474 USD | ||||
Ordinary NPV | Sale | 142,700 | 11.3547 USD | ||||
Ordinary NPV | Sale | 208,900 | 11.4280 USD | ||||
Ordinary NPV | Sale | 305,868 | 11.4181 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
Ordinary NPV | Call Options | Purchasing | 2,000 | 9 USD | American | 18 Jan 2019 | 2.6680 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 10 USD | American | 19 Oct 2018 | 1.5800 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 400 | 10 USD | American | 18 Jan 2019 | 1.6900 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 200 | 11 USD | American | 28 Sep 2018 | 0.4800 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 2,000 | 11 USD | American | 5 Oct 2018 | 0.7000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 4,800 | 11 USD | American | 19 Oct 2018 | 0.6322 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 11 USD | American | 16 Nov 2018 | 0.8000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 500 | 12 USD | American | 28 Sep 2018 | 0.0500 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 1,100 | 12 USD | American | 19 Oct 2018 | 0.1927 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 9,000 | 12 USD | American | 16 Nov 2018 | 0.4125 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 800 | 13 USD | American | 18 Apr 2019 | 0.6000 USD | ||||||||
Ordinary NPV | Call Options | Selling | 5,000 | 10 USD | American | 19 Oct 2018 | 1.6000 USD | ||||||||
Ordinary NPV | Call Options | Selling | 200 | 11 USD | American | 28 Sep 2018 | 0.4900 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 12 USD | American | 5 Oct 2018 | 0.0700 USD | ||||||||
Ordinary NPV | Call Options | Selling | 2,600 | 13 USD | American | 19 Oct 2018 | 0.1100 USD | ||||||||
Ordinary NPV | Call Options | Selling | 6,400 | 13 USD | American | 17 Jan 2020 | 1.2131 USD | ||||||||
Ordinary NPV | Call Options | Selling | 3,200 | 14 USD | American | 19 Oct 2018 | 0.0300 USD | ||||||||
Ordinary NPV | Call Options | Selling | 600 | 15 USD | American | 18 Jan 2019 | 0.1200 USD | ||||||||
Ordinary NPV | Call Options | Selling | 1,000 | 15 USD | American | 17 Jan 2020 | 0.8700 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 100 | 11 USD | American | 28 Sep 2018 | 0.0400 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 200 | 11 USD | American | 12 Oct 2018 | 0.1550 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 1,000 | 12 USD | American | 28 Sep 2018 | 0.3600 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 2,000 | 12 USD | American | 5 Oct 2018 | 0.2600 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 500 | 13 USD | American | 19 Oct 2018 | 1.8000 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 400 | 15 USD | American | 17 Jan 2020 | 3.9100 USD | ||||||||
Ordinary NPV | Put Options | Selling | 100 | 10 USD | American | 12 Oct 2018 | 0.0300 USD | ||||||||
Ordinary NPV | Put Options | Selling | 500 | 12 USD | American | 18 Jan 2019 | 1.0480 USD | ||||||||
Ordinary NPV | Put Options | Selling | 600 | 13 USD | American | 28 Sep 2018 | 1.0100 USD | ||||||||
Ordinary NPV | Put Options | Selling | 2,500 | 15 USD | American | 17 Jan 2020 | 4.0200 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 26 Sep 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 6.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 8.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 11.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 300 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 500 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 500 | 12.0000 | American | 28 Sep 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,100 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,300 | 18.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,300 | 10.0000 | American | 28 Sep 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,400 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 10.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 2,000 | 12.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 5,100 | 12.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 6,900 | 11.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 8,700 | 11.0000 | American | 28 Sep 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 12,800 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 14,100 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -274,400 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -258,500 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -182,100 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -134,300 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -132,100 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -123,300 | 13.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -115,400 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -91,600 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -82,300 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -79,200 | 30.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -62,300 | 12.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -62,000 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -55,500 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -51,700 | 14.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -43,100 | 25.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -33,700 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -21,900 | 15.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -21,200 | 10.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -19,700 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -18,000 | 18.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -17,300 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -16,200 | 11.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,400 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -12,500 | 16.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -10,500 | 19.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -9,900 | 17.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -9,000 | 12.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -6,000 | 27.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,900 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,800 | 9.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,800 | 14.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,000 | 21.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -2,700 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -2,000 | 10.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -2,000 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -500 | 11.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -400 | 9.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -300 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -200 | 11.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -100 | 10.0000 | American | 2 Nov 2018 | |||||||
Ordinary NPV | Call Options | Written | -100 | 21.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -509,300 | 12.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -160,200 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -140,700 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -74,600 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -53,400 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -29,000 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -10,000 | 13.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -8,900 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -5,900 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -4,600 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,000 | 12.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -1,500 | 9.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,200 | 11.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,000 | 12.0000 | American | 28 Sep 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -800 | 13.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -800 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -600 | 9.0000 | American | 28 Sep 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -500 | 10.0000 | American | 28 Sep 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -400 | 10.0000 | American | 26 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 10.0000 | American | 5 Oct 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -200 | 11.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 10.0000 | American | 12 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 200 | 15.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 200 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 200 | 10.0000 | American | 16 Nov 2018 | |||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 13.0000 | American | 28 Sep 2018 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 700 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 2,600 | 12.0000 | American | 28 Sep 2018 | |||||||
Ordinary NPV | Put Options | Written | 3,700 | 14.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 9,100 | 11.0000 | American | 28 Sep 2018 | |||||||
Ordinary NPV | Put Options | Written | 19,200 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 21,100 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 22,400 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 22,900 | 10.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 30,600 | 11.0000 | American | 19 Oct 2018 | |||||||
Ordinary NPV | Put Options | Written | 53,800 | 12.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180926005600/en/
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