14th Dec 2018 11:34
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | BARRICK GOLD CORPORATION | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
(e) | Date position held/dealing undertaken: | 13 December 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 990,022 | 0.08% | 14,597 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 733,100 | 0.06% | 2,512,600 | 0.22% | |||||||
TOTAL: | 1,723,122 | 0.15% | 2,527,197 | 0.22% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
Ordinary NPV | Purchase | 100 | 13.9900 USD | ||||
Ordinary NPV | Purchase | 300 | 14.0216 USD | ||||
Ordinary NPV | Purchase | 300 | 14.1300 USD | ||||
Ordinary NPV | Purchase | 500 | 14.0390 USD | ||||
Ordinary NPV | Purchase | 574 | 14.1100 USD | ||||
Ordinary NPV | Purchase | 600 | 14.0283 USD | ||||
Ordinary NPV | Purchase | 700 | 18.8543 CAD | ||||
Ordinary NPV | Purchase | 700 | 14.0307 USD | ||||
Ordinary NPV | Purchase | 834 | 14.0900 USD | ||||
Ordinary NPV | Purchase | 1,000 | 14.0400 USD | ||||
Ordinary NPV | Purchase | 1,000 | 14.0260 USD | ||||
Ordinary NPV | Purchase | 1,001 | 14.0830 USD | ||||
Ordinary NPV | Purchase | 1,200 | 14.0650 USD | ||||
Ordinary NPV | Purchase | 1,600 | 14.0531 USD | ||||
Ordinary NPV | Purchase | 1,709 | 14.1033 USD | ||||
Ordinary NPV | Purchase | 2,000 | 14.1400 USD | ||||
Ordinary NPV | Purchase | 2,263 | 14.0490 USD | ||||
Ordinary NPV | Purchase | 2,300 | 14.0486 USD | ||||
Ordinary NPV | Purchase | 2,413 | 13.9918 USD | ||||
Ordinary NPV | Purchase | 2,600 | 14.0526 USD | ||||
Ordinary NPV | Purchase | 2,817 | 14.0359 USD | ||||
Ordinary NPV | Purchase | 3,000 | 14.0521 USD | ||||
Ordinary NPV | Purchase | 3,184 | 14.1292 USD | ||||
Ordinary NPV | Purchase | 3,200 | 13.9540 USD | ||||
Ordinary NPV | Purchase | 3,800 | 18.7826 CAD | ||||
Ordinary NPV | Purchase | 3,900 | 14.0953 USD | ||||
Ordinary NPV | Purchase | 4,300 | 14.0181 USD | ||||
Ordinary NPV | Purchase | 5,701 | 14.0450 USD | ||||
Ordinary NPV | Purchase | 6,432 | 14.1159 USD | ||||
Ordinary NPV | Purchase | 8,100 | 13.9979 USD | ||||
Ordinary NPV | Purchase | 9,100 | 14.0576 USD | ||||
Ordinary NPV | Purchase | 9,584 | 14.0350 USD | ||||
Ordinary NPV | Purchase | 11,450 | 14.0211 USD | ||||
Ordinary NPV | Purchase | 12,196 | 14.1509 USD | ||||
Ordinary NPV | Purchase | 17,300 | 14.0713 USD | ||||
Ordinary NPV | Purchase | 18,662 | 14.0429 USD | ||||
Ordinary NPV | Purchase | 19,200 | 14.0938 USD | ||||
Ordinary NPV | Purchase | 23,659 | 18.7815 CAD | ||||
Ordinary NPV | Purchase | 30,556 | 14.1019 USD | ||||
Ordinary NPV | Purchase | 30,900 | 14.1012 USD | ||||
Ordinary NPV | Purchase | 34,920 | 14.1430 USD | ||||
Ordinary NPV | Purchase | 37,200 | 14.0696 USD | ||||
Ordinary NPV | Purchase | 41,013 | 14.0571 USD | ||||
Ordinary NPV | Purchase | 52,519 | 14.1027 USD | ||||
Ordinary NPV | Purchase | 54,482 | 14.0398 USD | ||||
Ordinary NPV | Purchase | 70,900 | 14.0908 USD | ||||
Ordinary NPV | Purchase | 86,211 | 14.0877 USD | ||||
Ordinary NPV | Purchase | 87,800 | 14.0828 USD | ||||
Ordinary NPV | Purchase | 4,000 | 18.8214 CAD | ||||
Ordinary NPV | Purchase | 76,205 | 18.7435 CAD | ||||
Ordinary NPV | Purchase | 8,600 | 18.7817 CAD | ||||
Ordinary NPV | Purchase | 13,600 | 18.7663 CAD | ||||
Ordinary NPV | Sale | 95 | 14.1450 USD | ||||
Ordinary NPV | Sale | 100 | 14.0250 USD | ||||
Ordinary NPV | Sale | 162 | 14.1200 USD | ||||
Ordinary NPV | Sale | 216 | 14.0007 USD | ||||
Ordinary NPV | Sale | 574 | 14.1100 USD | ||||
Ordinary NPV | Sale | 700 | 14.1500 USD | ||||
Ordinary NPV | Sale | 796 | 14.1425 USD | ||||
Ordinary NPV | Sale | 1,000 | 14.0400 USD | ||||
Ordinary NPV | Sale | 1,064 | 14.0889 USD | ||||
Ordinary NPV | Sale | 2,200 | 14.1447 USD | ||||
Ordinary NPV | Sale | 2,400 | 14.1470 USD | ||||
Ordinary NPV | Sale | 3,100 | 13.9961 USD | ||||
Ordinary NPV | Sale | 3,300 | 14.1400 USD | ||||
Ordinary NPV | Sale | 4,000 | 14.0513 USD | ||||
Ordinary NPV | Sale | 4,500 | 14.0733 USD | ||||
Ordinary NPV | Sale | 4,700 | 14.0087 USD | ||||
Ordinary NPV | Sale | 5,226 | 14.0193 USD | ||||
Ordinary NPV | Sale | 5,900 | 14.0106 USD | ||||
Ordinary NPV | Sale | 6,007 | 14.0881 USD | ||||
Ordinary NPV | Sale | 6,600 | 14.0134 USD | ||||
Ordinary NPV | Sale | 6,684 | 14.0319 USD | ||||
Ordinary NPV | Sale | 8,300 | 14.1529 USD | ||||
Ordinary NPV | Sale | 8,600 | 18.7817 CAD | ||||
Ordinary NPV | Sale | 8,876 | 14.0056 USD | ||||
Ordinary NPV | Sale | 9,200 | 14.0566 USD | ||||
Ordinary NPV | Sale | 12,934 | 14.0380 USD | ||||
Ordinary NPV | Sale | 14,300 | 18.7705 CAD | ||||
Ordinary NPV | Sale | 18,500 | 14.0422 USD | ||||
Ordinary NPV | Sale | 24,116 | 14.0536 USD | ||||
Ordinary NPV | Sale | 29,525 | 14.1431 USD | ||||
Ordinary NPV | Sale | 39,900 | 14.1036 USD | ||||
Ordinary NPV | Sale | 43,900 | 14.0668 USD | ||||
Ordinary NPV | Sale | 52,400 | 14.0855 USD | ||||
Ordinary NPV | Sale | 58,600 | 14.0796 USD | ||||
Ordinary NPV | Sale | 90,600 | 14.0466 USD | ||||
Ordinary NPV | Sale | 102,045 | 14.0763 USD | ||||
Ordinary NPV | Sale | 149,701 | 14.1020 USD | ||||
Ordinary NPV | Sale | 4,000 | 18.8214 CAD | ||||
Ordinary NPV | Sale | 3,800 | 18.7826 CAD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
Ordinary NPV | Call Options | Purchasing | 91,700 | 9 USD | American | 18 Apr 2019 | 5.1509 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 13 USD | American | 18 Jan 2019 | 1.3000 USD | ||||||||
Ordinary NPV | Call Options | Purchasing | 100 | 13 USD | American | 15 Feb 2019 | 1.3700 USD | ||||||||
Ordinary NPV | Call Options | Selling | 91,700 | 12 USD | American | 18 Apr 2019 | 2.4792 USD | ||||||||
Ordinary NPV | Call Options | Selling | 300 | 14 USD | American | 18 Apr 2019 | 1.2300 USD | ||||||||
Ordinary NPV | Call Options | Selling | 15,700 | 17 USD | American | 18 Jan 2019 | 0.0600 USD | ||||||||
Ordinary NPV | Call Options | Selling | 100 | 19 USD | American | 1 Feb 2019 | 0.0500 USD | ||||||||
Ordinary NPV | Put Options | Purchasing | 100 | 14 USD | American | 18 Jan 2019 | 0.5800 USD | ||||||||
Ordinary NPV | Put Options | Selling | 100 | 12 USD | American | 18 Jan 2019 | 0.0800 USD | ||||||||
Ordinary NPV | Put Options | Selling | 100 | 13 USD | American | 18 Jan 2019 | 0.2200 USD | ||||||||
Ordinary NPV | Put Options | Selling | 4,600 | 17 USD | American | 28 Dec 2018 | 3.0104 USD | ||||||||
Ordinary NPV | Put Options | Selling | 2,700 | 18 USD | American | 28 Dec 2018 | 3.9777 USD | ||||||||
Ordinary NPV | Put Options | Selling | 2,500 | 19 USD | American | 28 Dec 2018 | 5.0180 USD | ||||||||
Ordinary NPV | Put Options | Selling | 400 | 20 USD | American | 28 Dec 2018 | 6.0250 USD | ||||||||
Ordinary NPV | Put Options | Selling | 300 | 20 USD | American | 19 Jul 2019 | 6.2000 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | ||
Supplemental Form 8 (SBL) | NO | ||
Date of disclosure: | 14 Dec 2018 | ||
Contact name: | Large Holdings Regulatory Operations | ||
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | BARRICK GOLD CORP | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
Ordinary NPV | Call Options | Purchased | 100 | 13.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 11.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 100 | 10.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 16.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 200 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 500 | 14.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 500 | 14.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 600 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Purchased | 900 | 14.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,000 | 12.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 1,300 | 15.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,700 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 3,700 | 18.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 3,800 | 13.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 5,600 | 14.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 6,600 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 11,500 | 35.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 13,400 | 13.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 15,300 | 16.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 19,100 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 22,100 | 15.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Purchased | 32,100 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 38,800 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Purchased | 45,000 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 91,600 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Purchased | 177,100 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -283,200 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -258,100 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -162,500 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -111,700 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -97,300 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -87,500 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -81,400 | 30.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -81,100 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -72,500 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -60,700 | 22.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -54,300 | 12.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -46,500 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -44,100 | 35.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -34,200 | 25.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -23,000 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -20,800 | 25.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -19,000 | 15.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -17,900 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -15,600 | 37.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -14,300 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -13,300 | 27.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -12,700 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -12,500 | 14.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -11,600 | 18.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -11,400 | 25.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -9,400 | 19.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -8,200 | 26.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -7,800 | 22.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,900 | 27.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -5,300 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,200 | 19.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -5,100 | 14.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -4,800 | 21.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -4,700 | 24.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,800 | 21.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -3,500 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Call Options | Written | -2,100 | 20.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,800 | 17.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,300 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,200 | 12.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -1,100 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 14.0000 | American | 25 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -1,000 | 10.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Call Options | Written | -800 | 13.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -700 | 26.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Call Options | Written | -300 | 10.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -200 | 17.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 14.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Call Options | Written | -100 | 19.0000 | American | 1 Feb 2019 | |||||||
Ordinary NPV | Call Options | Written | -100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -300,000 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -155,100 | 9.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -132,800 | 10.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -72,600 | 10.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -53,100 | 9.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -32,000 | 13.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -13,600 | 8.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -9,200 | 11.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -5,800 | 13.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -4,800 | 13.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,800 | 20.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -2,600 | 13.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,900 | 8.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Purchased | -1,200 | 14.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -1,000 | 14.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Put Options | Purchased | -700 | 12.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 14.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Put Options | Purchased | -300 | 8.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Purchased | -100 | 14.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 100 | 17.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 100 | 18.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 100 | 20.0000 | American | 15 Feb 2019 | |||||||
Ordinary NPV | Put Options | Written | 100 | 12.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 200 | 19.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 200 | 11.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Put Options | Written | 300 | 20.0000 | American | 19 Jul 2019 | |||||||
Ordinary NPV | Put Options | Written | 400 | 17.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 400 | 22.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 5.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 600 | 23.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 7.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 600 | 8.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 800 | 14.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 800 | 14.0000 | American | 14 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 800 | 14.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 800 | 20.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 15.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,000 | 15.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,100 | 20.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 1,100 | 17.0000 | American | 4 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 1,300 | 13.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 1,400 | 15.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 2,200 | 16.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 2,500 | 19.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 2,600 | 20.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 2,900 | 10.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 4,300 | 12.0000 | American | 21 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 4,400 | 13.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 4,900 | 10.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 5,000 | 15.0000 | American | 15 Jan 2021 | |||||||
Ordinary NPV | Put Options | Written | 5,600 | 11.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 6,300 | 18.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 7,000 | 12.0000 | American | 18 Apr 2019 | |||||||
Ordinary NPV | Put Options | Written | 7,500 | 17.0000 | American | 28 Dec 2018 | |||||||
Ordinary NPV | Put Options | Written | 19,200 | 15.0000 | American | 18 Jan 2019 | |||||||
Ordinary NPV | Put Options | Written | 22,600 | 17.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 37,400 | 15.0000 | American | 17 Jan 2020 | |||||||
Ordinary NPV | Put Options | Written | 87,600 | 12.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181214005172/en/
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