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Form 8 (DD) - BARRICK GOLD CORPORATION - AMENDMENT

21st Dec 2018 12:33

FORM 8 (DD)

Amendment to Purchase

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose BARRICK GOLD CORPORATION
relevant securities this form relates:
(d) Status of person making the disclosure: CONNECTED TO THE OFFEREE
(e) Date position held/dealing undertaken: 19 December 2018
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security: Ordinary NPV
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 917,234 0.08% 185,433 0.02%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 732,200 0.06% 2,590,900 0.22%
TOTAL: 1,649,434 0.14% 2,776,333 0.24%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant Purchase/sale Number of Price per unit
security securities
Ordinary NPV Purchase 100 13.6400 USD
Ordinary NPV Purchase 100 13.6500 USD
Ordinary NPV Purchase 200 13.3700 USD
Ordinary NPV Purchase 214 17.5811 CAD
Ordinary NPV Purchase 300 13.4350 USD
Ordinary NPV Purchase 300 13.3500 USD
Ordinary NPV Purchase 369 13.1784 USD
Ordinary NPV Purchase 400 18.0502 CAD
Ordinary NPV Purchase 500 13.3450 USD
Ordinary NPV Purchase 600 12.9600 USD
Ordinary NPV Purchase 672 12.9663 USD
Ordinary NPV Purchase 900 13.4100 USD
Ordinary NPV Purchase 1,100 15.0000 USD
Ordinary NPV Purchase 1,400 13.1042 USD
Ordinary NPV Purchase 1,500 13.2813 USD
Ordinary NPV Purchase 1,600 13.6981 USD
Ordinary NPV Purchase 1,675 13.5303 USD
Ordinary NPV Purchase 1,675 13.5302 USD
Ordinary NPV Purchase 2,836 12.9250 USD
Ordinary NPV Purchase 3,800 13.2234 USD
Ordinary NPV Purchase 4,700 13.0057 USD
Ordinary NPV Purchase 5,500 12.9292 USD
Ordinary NPV Purchase 6,193 13.1956 USD
Ordinary NPV Purchase 7,000 18.3561 CAD
Ordinary NPV Purchase 7,100 13.3142 USD
Ordinary NPV Purchase 7,300 12.8500 USD
Ordinary NPV Purchase 8,658 13.0130 USD
Ordinary NPV Purchase 11,545 13.2057 USD
Ordinary NPV Purchase 12,420 13.0861 USD
Ordinary NPV Purchase 13,000 17.5518 CAD
Ordinary NPV Purchase 17,492 12.8900 USD
Ordinary NPV Purchase 23,022 13.6686 USD
Ordinary NPV Purchase 32,500 12.8851 USD
Ordinary NPV Purchase 33,000 13.3487 USD
Ordinary NPV Purchase 35,000 12.9443 USD
Ordinary NPV Purchase 45,192 13.2340 USD
Ordinary NPV Purchase 51,700 13.3547 USD
Ordinary NPV Purchase 58,943 13.0266 USD
Ordinary NPV Purchase 67,100 12.9200 USD
Ordinary NPV Purchase 147,300 13.3963 USD
Ordinary NPV Purchase 329,600 13.1916 USD
Ordinary NPV Purchase 696,308 12.8759 USD
Ordinary NPV Purchase 1,392,010 13.5093 USD
Ordinary NPV Purchase 24,000 17.69 CAD
Ordinary NPV Purchase 100 17.58 CAD
Ordinary NPV Purchase 214 17.5811 CAD
Ordinary NPV Purchase 15,300 18.5797 CAD
Ordinary NPV Sale 13,000 17.5519 CAD
Ordinary NPV Sale 314 17.5807 CAD
Ordinary NPV Sale 214 17.5811 CAD
Ordinary NPV Sale 7,000 18.3561 CAD
Ordinary NPV Sale 100 13.5350 USD
Ordinary NPV Sale 100 13.3900 USD
Ordinary NPV Sale 100 13.5450 USD
Ordinary NPV Sale 122 13.6768 USD
Ordinary NPV Sale 190 13.7357 USD
Ordinary NPV Sale 200 13.0050 USD
Ordinary NPV Sale 200 13.6750 USD
Ordinary NPV Sale 200 13.3700 USD
Ordinary NPV Sale 200 13.3725 USD
Ordinary NPV Sale 200 13.8500 USD
Ordinary NPV Sale 300 13.8250 USD
Ordinary NPV Sale 300 13.8233 USD
Ordinary NPV Sale 300 13.3466 USD
Ordinary NPV Sale 400 13.3775 USD
Ordinary NPV Sale 400 13.3260 USD
Ordinary NPV Sale 400 13.8525 USD
Ordinary NPV Sale 400 12.8700 USD
Ordinary NPV Sale 458 13.2143 USD
Ordinary NPV Sale 493 13.0690 USD
Ordinary NPV Sale 500 13.0110 USD
Ordinary NPV Sale 500 13.6060 USD
Ordinary NPV Sale 600 13.8533 USD
Ordinary NPV Sale 670 13.4016 USD
Ordinary NPV Sale 900 13.3600 USD
Ordinary NPV Sale 900 13.8011 USD
Ordinary NPV Sale 1,000 13.0650 USD
Ordinary NPV Sale 1,100 13.0640 USD
Ordinary NPV Sale 1,200 13.8200 USD
Ordinary NPV Sale 1,200 13.7000 USD
Ordinary NPV Sale 1,200 13.4041 USD
Ordinary NPV Sale 1,400 13.2628 USD
Ordinary NPV Sale 1,575 13.5300 USD
Ordinary NPV Sale 1,600 13.3971 USD
Ordinary NPV Sale 1,675 13.5302 USD
Ordinary NPV Sale 1,866 13.6414 USD
Ordinary NPV Sale 1,900 13.3913 USD
Ordinary NPV Sale 2,100 13.1700 USD
Ordinary NPV Sale 2,134 12.8649 USD
Ordinary NPV Sale 2,480 13.3480 USD
Ordinary NPV Sale 2,600 13.3473 USD
Ordinary NPV Sale 3,000 13.3915 USD
Ordinary NPV Sale 3,700 13.2867 USD
Ordinary NPV Sale 3,856 13.4684 USD
Ordinary NPV Sale 4,500 13.0382 USD
Ordinary NPV Sale 4,900 12.9083 USD
Ordinary NPV Sale 5,100 13.0548 USD
Ordinary NPV Sale 5,500 12.9110 USD
Ordinary NPV Sale 5,880 12.9033 USD
Ordinary NPV Sale 7,100 13.4353 USD
Ordinary NPV Sale 7,900 12.9362 USD
Ordinary NPV Sale 8,100 13.3496 USD
Ordinary NPV Sale 8,110 12.8607 USD
Ordinary NPV Sale 8,162 12.8670 USD
Ordinary NPV Sale 8,336 12.9277 USD
Ordinary NPV Sale 8,550 13.3500 USD
Ordinary NPV Sale 8,700 12.8600 USD
Ordinary NPV Sale 8,862 12.8800 USD
Ordinary NPV Sale 9,810 13.3096 USD
Ordinary NPV Sale 10,000 13.5493 USD
Ordinary NPV Sale 15,700 18.5661 CAD
Ordinary NPV Sale 18,492 12.8900 USD
Ordinary NPV Sale 18,700 13.3979 USD
Ordinary NPV Sale 21,500 13.6667 USD
Ordinary NPV Sale 23,078 13.5368 USD
Ordinary NPV Sale 24,000 17.6900 CAD
Ordinary NPV Sale 24,215 13.2794 USD
Ordinary NPV Sale 46,294 12.8763 USD
Ordinary NPV Sale 54,770 13.7924 USD
Ordinary NPV Sale 65,143 13.0377 USD
Ordinary NPV Sale 67,100 12.9200 USD
Ordinary NPV Sale 71,663 12.8690 USD
Ordinary NPV Sale 74,800 12.9094 USD
Ordinary NPV Sale 87,563 12.8729 USD
Ordinary NPV Sale 89,800 13.3451 USD
Ordinary NPV Sale 103,718 13.3867 USD
Ordinary NPV Sale 112,018 12.8713 USD
Ordinary NPV Sale 115,500 13.4057 USD
Ordinary NPV Sale 129,700 12.8804 USD
Ordinary NPV Sale 140,946 13.5592 USD
Ordinary NPV Sale 155,200 13.0225 USD
Ordinary NPV Sale 164,600 13.3295 USD
Ordinary NPV Sale 178,594 13.5810 USD
Ordinary NPV Sale 213,233 12.8807 USD
Ordinary NPV Sale 220,385 13.4152 USD
Ordinary NPV Sale 666,727 13.5005 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
Ordinary NPV Call Options Purchasing 100 11 USD American 18 Apr 2019 2.9800 USD
Ordinary NPV Call Options Purchasing 100 14 USD American 28 Dec 2018 0.2400 USD
Ordinary NPV Call Options Purchasing 300 14 USD American 28 Dec 2018 0.4900 USD
Ordinary NPV Call Options Selling 1,100 10 USD American 18 Apr 2019 3.3272 USD
Ordinary NPV Call Options Selling 100 12 USD American 15 Feb 2019 2.0800 USD
Ordinary NPV Call Options Selling 400 13 USD American 18 Apr 2019 1.0350 USD
Ordinary NPV Call Options Selling 5,000 13 USD American 17 Jan 2020 2.0000 USD
Ordinary NPV Call Options Selling 800 14 USD American 18 Jan 2019 0.2325 USD
Ordinary NPV Call Options Selling 1,900 14 USD American 15 Feb 2019 0.4163 USD
Ordinary NPV Call Options Selling 1,200 14 USD American 18 Apr 2019 0.6791 USD
Ordinary NPV Call Options Selling 2,500 15 USD American 18 Jan 2019 0.0944 USD
Ordinary NPV Call Options Selling 500 15 USD American 15 Feb 2019 0.2800 USD
Ordinary NPV Call Options Selling 8,900 15 USD American 18 Apr 2019 0.5503 USD
Ordinary NPV Call Options Selling 100 16 USD American 18 Apr 2019 0.3600 USD
Ordinary NPV Call Options Selling 2,700 17 USD American 19 Jul 2019 0.5700 USD
Ordinary NPV Call Options Selling 3,600 18 USD American 19 Jul 2019 0.4300 USD
Ordinary NPV Call Options Selling 300 20 USD American 17 Jan 2020 0.4700 USD
Ordinary NPV Put Options Purchasing 700 13 USD American 21 Dec 2018 0.1828 USD
Ordinary NPV Put Options Purchasing 200 13 USD American 11 Jan 2019 0.2600 USD
Ordinary NPV Put Options Purchasing 62,000 13 USD American 18 Jan 2019 0.2703 USD
Ordinary NPV Put Options Purchasing 100 13 USD American 1 Feb 2019 0.3100 USD
Ordinary NPV Put Options Purchasing 500 14 USD American 21 Dec 2018 0.6100 USD
Ordinary NPV Put Options Purchasing 1,100 14 USD American 28 Dec 2018 0.6900 USD
Ordinary NPV Put Options Purchasing 7,400 14 USD American 18 Jan 2019 1.1032 USD
Ordinary NPV Put Options Selling 100 12 USD American 1 Feb 2019 0.1000 USD

(ii) Exercise

Class of relevant security Product description

e.g. call option

Exercising/ exercised against Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 21 Dec 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose BARRICK GOLD CORP
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
Ordinary NPV Call Options Purchased 100 14.0000 American 4 Jan 2019
Ordinary NPV Call Options Purchased 100 14.0000 American 1 Feb 2019
Ordinary NPV Call Options Purchased 100 11.0000 American 21 Dec 2018
Ordinary NPV Call Options Purchased 200 20.0000 American 15 Jan 2021
Ordinary NPV Call Options Purchased 200 16.0000 American 21 Dec 2018
Ordinary NPV Call Options Purchased 500 14.0000 American 19 Jul 2019
Ordinary NPV Call Options Purchased 600 15.0000 American 15 Jan 2021
Ordinary NPV Call Options Purchased 1,500 11.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 1,700 25.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 1,900 8.0000 American 17 Jan 2020
Ordinary NPV Call Options Purchased 2,300 14.0000 American 28 Dec 2018
Ordinary NPV Call Options Purchased 3,700 18.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 5,300 14.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 5,500 14.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 6,200 13.0000 American 21 Dec 2018
Ordinary NPV Call Options Purchased 7,900 14.0000 American 21 Dec 2018
Ordinary NPV Call Options Purchased 11,500 35.0000 American 17 Jan 2020
Ordinary NPV Call Options Purchased 15,200 16.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 19,100 17.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 32,800 10.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 40,400 10.0000 American 17 Jan 2020
Ordinary NPV Call Options Purchased 45,000 20.0000 American 18 Jan 2019
Ordinary NPV Call Options Purchased 91,600 9.0000 American 18 Apr 2019
Ordinary NPV Call Options Purchased 177,100 22.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -283,300 15.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -258,100 20.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -162,500 17.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -111,700 16.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -97,400 12.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -89,400 15.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -81,400 30.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -81,100 17.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -72,500 13.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -60,700 22.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -50,800 12.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -46,500 11.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -44,200 35.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -26,900 13.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -25,800 25.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -23,200 15.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -20,800 25.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -19,000 15.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -18,200 20.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -15,600 37.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -14,300 14.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -13,800 10.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -13,300 27.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -11,600 18.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -11,400 25.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -9,400 19.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -8,200 26.0000 American 19 Jul 2019
Ordinary NPV Call Options Written -7,800 22.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -6,400 14.0000 American 15 Feb 2019
Ordinary NPV Call Options Written -5,900 27.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -5,300 19.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -5,200 19.0000 American 19 Jul 2019
Ordinary NPV Call Options Written -4,800 21.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -4,700 24.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -3,800 21.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -3,600 18.0000 American 19 Jul 2019
Ordinary NPV Call Options Written -3,500 22.0000 American 17 Jan 2020
Ordinary NPV Call Options Written -2,900 17.0000 American 19 Jul 2019
Ordinary NPV Call Options Written -2,100 20.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -1,800 17.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -1,500 13.0000 American 18 Apr 2019
Ordinary NPV Call Options Written -1,300 8.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -1,000 10.0000 American 15 Jan 2021
Ordinary NPV Call Options Written -1,000 15.0000 American 15 Feb 2019
Ordinary NPV Call Options Written -900 12.0000 American 21 Dec 2018
Ordinary NPV Call Options Written -900 14.0000 American 25 Jan 2019
Ordinary NPV Call Options Written -800 13.0000 American 19 Jul 2019
Ordinary NPV Call Options Written -700 26.0000 American 18 Jan 2019
Ordinary NPV Call Options Written -600 16.0000 American 15 Feb 2019
Ordinary NPV Call Options Written -500 15.0000 American 28 Dec 2018
Ordinary NPV Call Options Written -400 10.0000 American 15 Feb 2019
Ordinary NPV Call Options Written -100 19.0000 American 1 Feb 2019
Ordinary NPV Call Options Written -100 12.0000 American 15 Jan 2021
Ordinary NPV Call Options Written -100 12.0000 American 15 Feb 2019
Ordinary NPV Put Options Purchased -300,000 15.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -155,100 9.0000 American 18 Apr 2019
Ordinary NPV Put Options Purchased -132,800 10.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -82,200 13.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -72,600 10.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -53,100 9.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -13,600 8.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -9,200 11.0000 American 18 Apr 2019
Ordinary NPV Put Options Purchased -7,500 14.0000 American 18 Jan 2019
Ordinary NPV Put Options Purchased -6,500 13.0000 American 21 Dec 2018
Ordinary NPV Put Options Purchased -4,800 13.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -2,800 20.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -2,400 12.0000 American 19 Jul 2019
Ordinary NPV Put Options Purchased -2,000 10.0000 American 15 Jan 2021
Ordinary NPV Put Options Purchased -1,900 15.0000 American 21 Dec 2018
Ordinary NPV Put Options Purchased -1,900 8.0000 American 17 Jan 2020
Ordinary NPV Put Options Purchased -1,100 14.0000 American 28 Dec 2018
Ordinary NPV Put Options Purchased -700 14.0000 American 21 Dec 2018
Ordinary NPV Put Options Purchased -700 12.0000 American 15 Feb 2019
Ordinary NPV Put Options Purchased -300 8.0000 American 15 Jan 2021
Ordinary NPV Put Options Purchased -300 14.0000 American 15 Feb 2019
Ordinary NPV Put Options Purchased -300 15.0000 American 28 Dec 2018
Ordinary NPV Put Options Purchased -200 13.0000 American 11 Jan 2019
Ordinary NPV Put Options Purchased -100 13.0000 American 1 Feb 2019
Ordinary NPV Put Options Written 100 12.0000 American 15 Jan 2021
Ordinary NPV Put Options Written 100 18.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 100 12.0000 American 1 Feb 2019
Ordinary NPV Put Options Written 100 20.0000 American 15 Feb 2019
Ordinary NPV Put Options Written 100 17.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 200 19.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 200 18.0000 American 4 Jan 2019
Ordinary NPV Put Options Written 200 11.0000 American 19 Jul 2019
Ordinary NPV Put Options Written 300 20.0000 American 19 Jul 2019
Ordinary NPV Put Options Written 400 17.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 400 22.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 600 5.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 600 8.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 600 23.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 600 7.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 600 12.0000 American 25 Jan 2019
Ordinary NPV Put Options Written 800 14.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 800 14.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 1,000 15.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 1,000 20.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 1,100 20.0000 American 15 Jan 2021
Ordinary NPV Put Options Written 1,100 17.0000 American 4 Jan 2019
Ordinary NPV Put Options Written 1,200 13.0000 American 28 Dec 2018
Ordinary NPV Put Options Written 1,400 15.0000 American 28 Dec 2018
Ordinary NPV Put Options Written 2,000 15.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 2,200 20.0000 American 28 Dec 2018
Ordinary NPV Put Options Written 2,200 16.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 2,600 20.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 2,900 10.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 4,400 13.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 4,800 12.0000 American 21 Dec 2018
Ordinary NPV Put Options Written 4,900 10.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 5,000 15.0000 American 15 Jan 2021
Ordinary NPV Put Options Written 5,600 11.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 5,700 19.0000 American 28 Dec 2018
Ordinary NPV Put Options Written 7,000 12.0000 American 18 Apr 2019
Ordinary NPV Put Options Written 8,600 18.0000 American 28 Dec 2018
Ordinary NPV Put Options Written 10,400 17.0000 American 28 Dec 2018
Ordinary NPV Put Options Written 12,900 14.0000 American 28 Dec 2018
Ordinary NPV Put Options Written 19,200 15.0000 American 18 Jan 2019
Ordinary NPV Put Options Written 22,600 17.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 37,500 15.0000 American 17 Jan 2020
Ordinary NPV Put Options Written 87,600 12.0000 American 18 Jan 2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20181221005215/en/

Copyright Business Wire 2018

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