2nd Jan 2015 10:46
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |
| Company dealt in | INTERNATIONAL CONSOLIDATED AIRLINE GROUP S.A | |
| Class of relevant security to which the | €0.05 ordinary shares | |
| dealings being disclosed relate | ||
| Date of dealing | 31 December 2014 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 2,437,965 | 0.12% | 4,974,348 | 0.24% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 3,810,281 | 0.19% | 819,239 | 0.04% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,248,246 | 0.31% | 5,793,587 | 0.28% | |||||||
| Class of relevant security: | ADR | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 0 | 0.00% | 1,565 | 0.00% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 0 | 0.00% | 1,565 | 0.00% | |||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | |||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| (2) | Derivatives (other than | ||||||||||
| options): | |||||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | |||||||||||
| (4) | TOTAL: | ||||||||||
3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||
| securities | |||||
| Purchase | 271 | 4.8240 GBP | |||
| Purchase | 697 | 4.8380 GBP | |||
| Purchase | 1,421 | 37.4417 USD | |||
| Purchase | 1,525 | 6.2440 EUR | |||
| Purchase | 1,563 | 4.8298 GBP | |||
| Purchase | 2,658 | 4.8385 GBP | |||
| Purchase | 3,118 | 6.1987 EUR | |||
| Purchase | 4,155 | 6.2428 EUR | |||
| Purchase | 4,440 | 4.8328 GBP | |||
| Purchase | 10,090 | 6.1824 EUR | |||
| Purchase | 13,336 | 6.1900 EUR | |||
| Purchase | 17,681 | 4.8319 GBP | |||
| Purchase | 197,122 | 6.1985 EUR | |||
| Sale | 1,292 | 4.8341 GBP | |||
| Sale | 1,421 | 37.4417 USD | |||
| Sale | 2,397 | 4.8394 GBP | |||
| Sale | 2,900 | 6.1720 EUR | |||
| Sale | 3,433 | 4.8410 GBP | |||
| Sale | 3,536 | 4.8312 GBP | |||
| Sale | 7,043 | 4.8610 GBP | |||
| Sale | 7,700 | 4.8430 GBP | |||
| Sale | 10,212 | 6.1825 EUR | |||
| Sale | 27,295 | 6.2416 EUR | |||
| Sale | 51,635 | 6.1900 EUR | |||
| Sale | 61,134 | 4.8515 GBP | |||
| Sale | 124,090 | 6.1953 EUR |
(b) Derivatives transactions (other than options transactions)
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| CFD | Long | 122 | 6.1941 EUR | ||||
| SWAP | Long | 212 | 4.8307 GBP | ||||
| CFD | Long | 2,397 | 4.8394 GBP | ||||
| SWAP | Long | 5,268 | 4.8226 GBP | ||||
| CFD | Long | 24,656 | 4.8492 GBP | ||||
| CFD | Long | 27,295 | 4.8595 GBP | ||||
| SWAP | Short | 1,395 | 4.8220 GBP | ||||
| CFD | Short | 2,658 | 4.8385 GBP | ||||
| CFD | Short | 7,795 | 4.8206 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 38.5(b) attached? | NO | ||
| Date of disclosure: | 2 Jan 2015 | ||
| Contact name: | James Gibson | ||
| Telephone number: | 020 3555 4619 | ||
| Name of offeree/offeror with which connected | INTERNATIONAL CONSOLIDATED AIRLINE GROUP S.A | ||
| Nature of connection | Corporate Broker |
Copyright Business Wire 2015
Related Shares:
BarclaysInternational Airlines