20th Mar 2015 11:34
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FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||
| Company dealt in | DRAGON OIL | ||
| Class of relevant security to which the | €0.10 ordinary shares | ||
| dealings being disclosed relate | |||
| Date of dealing | 19 March 2015 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 617,548 | 0.13% | 662,366 | 0.13% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 491,076 | 0.10% | 446,258 | 0.09% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 1,108,624 | 0.23% | 1,108,624 | 0.23% | |||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
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3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||
| securities | |||||
| Purchase | 16 | 5.9513 GBP | |||
| Purchase | 28 | 5.9494 GBP | |||
| Purchase | 179 | 5.9551 GBP | |||
| Purchase | 560 | 5.9200 GBP | |||
| Purchase | 785 | 5.9760 GBP | |||
| Purchase | 801 | 6.0834 GBP | |||
| Purchase | 1,236 | 5.9250 GBP | |||
| Purchase | 1,800 | 5.9682 GBP | |||
| Purchase | 2,349 | 5.9650 GBP | |||
| Purchase | 3,216 | 6.0568 GBP | |||
| Purchase | 3,501 | 5.9432 GBP | |||
| Purchase | 7,360 | 5.9110 GBP | |||
| Purchase | 9,530 | 8.2651 EUR | |||
| Purchase | 13,893 | 6.0049 GBP | |||
| Sale | 120 | 6.0035 GBP | |||
| Sale | 288 | 5.9567 GBP | |||
| Sale | 560 | 5.9200 GBP | |||
| Sale | 643 | 6.0300 GBP | |||
| Sale | 1,236 | 5.9250 GBP | |||
| Sale | 4,749 | 5.9650 GBP | |||
| Sale | 2,020 | 5.9562 GBP | |||
| Sale | 3,488 | 5.9352 GBP | |||
| Sale | 4,008 | 8.2320 EUR | |||
| Sale | 11,905 | 5.9779 GBP | |||
| Sale | 50,788 | 5.9825 GBP |
(b) Derivatives transactions (other than options transactions)
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| CFD | Long | 156 | 5.9585 GBP | ||||
| CFD | Long | 980 | 8.2815 EUR | ||||
| CFD | Long | 1,808 | 5.9545 GBP | ||||
| CFD | Long | 3,025 | 5.9980 GBP | ||||
| CFD | Long | 3,028 | 8.2133 EUR | ||||
| CFD | Long | 7,510 | 5.9800 GBP | ||||
| CFD | Long | 11,905 | 5.9779 GBP | ||||
| SWAP | Long | 19,079 | 6.0019 GBP | ||||
| SWAP | Long | 23,969 | 5.9644 GBP | ||||
| CFD | Short | 69 | 5.9504 GBP | ||||
| CFD | Short | 134 | 6.0303 GBP | ||||
| SWAP | Short | 900 | 5.9050 GBP | ||||
| SWAP | Short | 1,009 | 5.9073 GBP | ||||
| CFD | Short | 1,983 | 8.2515 EUR | ||||
| CFD | Short | 2,991 | 5.9318 GBP | ||||
| SWAP | Short | 7,180 | 6.0116 GBP | ||||
| CFD | Short | 7,360 | 5.9110 GBP | ||||
| CFD | Short | 7,547 | 8.2712 EUR | ||||
| SWAP | Short | 7,736 | 6.0617 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
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4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 38.5(b) attached? | NO | ||
| Date of disclosure: | 20 Mar 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 0207 773 0635 | ||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||
| Nature of connection | Financial Adviser |
Copyright Business Wire 2015
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