17th Apr 2015 14:22
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||
| Company dealt in | DRAGON OIL PLC | ||
| Class of relevant security to which the | €0.10 ordinary shares | ||
| dealings being disclosed relate | |||
| Date of dealing | 16 April 2015 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 501,592 | 0.10% | 380,626 | 0.08% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 333,195 | 0.07% | 454,161 | 0.09% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 834,787 | 0.17% | 834,787 | 0.17% | |||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||
| securities | |||||
| Purchase | 887 | 8.7924 EUR | |||
| Purchase | 1,410 | 6.3147 GBP | |||
| Purchase | 1,550 | 6.3000 GBP | |||
| Purchase | 1,819 | 6.3099 GBP | |||
| Purchase | 2,265 | 6.3151 GBP | |||
| Purchase | 4,950 | 6.3091 GBP | |||
| Purchase | 8,968 | 6.3537 GBP | |||
| Purchase | 49,397 | 6.3533 GBP | |||
| Purchase | 59,809 | 6.3489 GBP | |||
| Purchase | 77,036 | 6.3507 GBP | |||
| Sale | 200 | 6.3250 GBP | |||
| Sale | 522 | 6.3700 GBP | |||
| Sale | 533 | 6.3583 GBP | |||
| Sale | 996 | 6.3707 GBP | |||
| Sale | 1,252 | 6.3674 GBP | |||
| Sale | 3,639 | 6.3524 GBP | |||
| Sale | 5,568 | 6.3518 GBP | |||
| Sale | 6,499 | 6.3307 GBP | |||
| Sale | 6,910 | 6.3831 GBP | |||
| Sale | 7,133 | 8.8319 EUR | |||
| Sale | 30,639 | 6.3497 GBP | |||
| Sale | 58,992 | 6.3486 GBP |
(b) Derivatives transactions (other than options transactions)
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| CFD | Long | 28 | 6.3196 GBP | ||||
| SWAP | Long | 200 | 6.3249 GBP | ||||
| CFD | Long | 249 | 6.2660 GBP | ||||
| CFD | Long | 272 | 6.3326 GBP | ||||
| CFD | Long | 1,785 | 6.3643 GBP | ||||
| CFD | Long | 2,389 | 8.8954 EUR | ||||
| CFD | Long | 4,744 | 8.7967 EUR | ||||
| SWAP | Long | 5,568 | 6.3518 GBP | ||||
| SWAP | Long | 7,384 | 6.3575 GBP | ||||
| SWAP | Long | 23,228 | 6.3487 GBP | ||||
| CFD | Short | 43 | 6.3837 GBP | ||||
| CFD | Short | 137 | 6.3703 GBP | ||||
| CFD | Short | 272 | 8.7913 EUR | ||||
| CFD | Short | 615 | 8.7959 EUR | ||||
| CFD | Short | 4,744 | 6.3180 GBP | ||||
| SWAP | Short | 12,173 | 6.3460 GBP | ||||
| CFD | Short | 18,356 | 6.3651 GBP | ||||
| SWAP | Short | 19,715 | 6.3433 GBP | ||||
| CFD | Short | 75,000 | 6.3468 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 38.5(b) attached? | NO | ||
| Date of disclosure: | 17 Apr 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 | ||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||
| Nature of connection | Financial Adviser |
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