16th Apr 2015 12:06
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||
| Company dealt in | DRAGON OIL PLC | ||
| Class of relevant security to which the | €0.10 ordinary shares | ||
| dealings being disclosed relate | |||
| Date of dealing | 15 April 2015 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 440,039 | 0.09% | 404,281 | 0.08% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 352,378 | 0.07% | 388,136 | 0.08% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 792,417 | 0.16% | 792,417 | 0.16% | |||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||
| securities | |||||
| Purchase | 159 | 8.7842 EUR | |||
| Purchase | 2,979 | 6.2980 GBP | |||
| Purchase | 4,285 | 6.2858 GBP | |||
| Purchase | 6,593 | 6.3243 GBP | |||
| Purchase | 7,292 | 6.3117 GBP | |||
| Sale | 358 | 8.8920 EUR | |||
| Sale | 578 | 6.2953 GBP | |||
| Sale | 1,620 | 6.3368 GBP | |||
| Sale | 2,441 | 6.2838 GBP | |||
| Sale | 3,191 | 6.3250 GBP | |||
| Sale | 4,282 | 6.3223 GBP | |||
| Sale | 8,846 | 6.2875 GBP |
(b) Derivatives transactions (other than options transactions)
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| CFD | Long | 88 | 6.2944 GBP | ||||
| SWAP | Long | 200 | 6.3399 GBP | ||||
| CFD | Long | 358 | 8.8899 EUR | ||||
| SWAP | Long | 578 | 6.2953 GBP | ||||
| CFD | Long | 2,485 | 6.2938 GBP | ||||
| SWAP | Long | 2,492 | 6.2804 GBP | ||||
| CFD | Long | 2,500 | 6.3242 GBP | ||||
| SWAP | Long | 6,022 | 6.2843 GBP | ||||
| CFD | Short | 71 | 8.8039 EUR | ||||
| CFD | Short | 88 | 8.7721 EUR | ||||
| CFD | Short | 1,785 | 6.3153 GBP | ||||
| CFD | Short | 2,199 | 6.2750 GBP | ||||
| CFD | Short | 2,500 | 6.2657 GBP | ||||
| SWAP | Short | 3,814 | 6.3271 GBP | ||||
| SWAP | Short | 4,258 | 6.3077 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 38.5(b) attached? | NO | ||
| Date of disclosure: | 16 Apr 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 | ||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||
| Nature of connection | Financial Adviser |
Copyright Business Wire 2015
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