4th Jun 2015 11:47
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||
| Company dealt in | DRAGON OIL PLC | ||
| Class of relevant security to which the | €0.10 ordinary shares | ||
| dealings being disclosed relate | |||
| Date of dealing | 3 June 2015 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 1,078,436 | 0.22% | 473,722 | 0.10% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 472,025 | 0.10% | 1,076,739 | 0.22% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 1,550,461 | 0.32% | 1,550,461 | 0.32% | |||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||
| securities | |||||
| Purchase | 112 | 6.8800 GBP | |||
| Purchase | 136 | 6.8866 GBP | |||
| Purchase | 768 | 6.9035 GBP | |||
| Purchase | 938 | 6.8600 GBP | |||
| Purchase | 3,063 | 6.8609 GBP | |||
| Purchase | 6,784 | 9.4402 EUR | |||
| Purchase | 10,971 | 6.9000 GBP | |||
| Purchase | 13,061 | 6.8629 GBP | |||
| Purchase | 36,536 | 6.8910 GBP | |||
| Sale | 310 | 6.8400 GBP | |||
| Sale | 350 | 6.9150 GBP | |||
| Sale | 1,115 | 6.8351 GBP | |||
| Sale | 4,983 | 9.3669 EUR | |||
| Sale | 9,852 | 6.9085 GBP | |||
| Sale | 10,971 | 6.9000 GBP | |||
| Sale | 17,763 | 6.8823 GBP |
(b) Derivatives transactions (other than options transactions)
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| CFD | Long | 100 | 6.9142 GBP | ||||
| CFD | Long | 150 | 6.9192 GBP | ||||
| CFD | Long | 277 | 6.9123 GBP | ||||
| CFD | Long | 290 | 6.9092 GBP | ||||
| CFD | Long | 636 | 9.5186 EUR | ||||
| CFD | Long | 1,018 | 6.8444 GBP | ||||
| CFD | Long | 1,080 | 6.9091 GBP | ||||
| CFD | Long | 2,664 | 6.9191 GBP | ||||
| CFD | Long | 3,022 | 6.8391 GBP | ||||
| CFD | Long | 4,347 | 9.3421 EUR | ||||
| CFD | Long | 4,900 | 6.9141 GBP | ||||
| SWAP | Long | 15,889 | 6.8857 GBP | ||||
| CFD | Short | 59 | 6.9005 GBP | ||||
| CFD | Short | 1,000 | 6.8658 GBP | ||||
| CFD | Short | 1,041 | 6.8656 GBP | ||||
| CFD | Short | 2,319 | 6.8857 GBP | ||||
| CFD | Short | 2,339 | 6.8991 GBP | ||||
| CFD | Short | 3,060 | 9.4040 EUR | ||||
| CFD | Short | 3,724 | 9.4738 EUR | ||||
| CFD | Short | 4,347 | 6.8616 GBP | ||||
| CFD | Short | 5,000 | 6.8556 GBP | ||||
| CFD | Short | 7,814 | 6.8608 GBP | ||||
| SWAP | Short | 9,640 | 6.8876 GBP | ||||
| SWAP | Short | 21,055 | 6.8983 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 38.5(b) attached? | NO | ||
| Date of disclosure: | 4 Jun 2015 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 | ||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||
| Nature of connection | Financial Adviser |
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