7th Apr 2015 12:06
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||
| Company dealt in | DRAGON OIL PLC | ||
| Class of relevant security to which the | €0.10 ordinary shares | ||
| dealings being disclosed relate | |||
| Date of dealing | 2 April 2015 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 547,256 | 0.11% | 379,659 | 0.08% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 354,294 | 0.07% | 521,891 | 0.11% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 901,550 | 0.18% | 901,550 | 0.18% | |||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
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3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||
| securities | |||||
| Purchase | 60 | 8.1740 EUR | |||
| Purchase | 90 | 5.9453 GBP | |||
| Purchase | 193 | 5.9526 GBP | |||
| Purchase | 45,943 | 5.9717 GBP | |||
| Sale | 52 | 5.9450 GBP | |||
| Sale | 175 | 5.9550 GBP | |||
| Sale | 357 | 8.2163 EUR | |||
| Sale | 690 | 5.9539 GBP | |||
| Sale | 1,486 | 5.9525 GBP | |||
| Sale | 2,117 | 5.9632 GBP | |||
| Sale | 5,065 | 5.9505 GBP | |||
| Sale | 12,808 | 5.9687 GBP | |||
| Sale | 36,009 | 5.9576 GBP |
(b) Derivatives transactions (other than options transactions)
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| CFD | Long | 50 | 5.9742 GBP | ||||
| CFD | Long | 62 | 5.9593 GBP | ||||
| CFD | Long | 70 | 5.9494 GBP | ||||
| CFD | Long | 84 | 8.1309 EUR | ||||
| CFD | Long | 100 | 5.9843 GBP | ||||
| CFD | Long | 200 | 5.9743 GBP | ||||
| CFD | Long | 259 | 5.9592 GBP | ||||
| CFD | Long | 273 | 8.2400 EUR | ||||
| SWAP | Long | 400 | 5.9449 GBP | ||||
| CFD | Long | 569 | 5.9543 GBP | ||||
| SWAP | Long | 845 | 5.9519 GBP | ||||
| CFD | Long | 1,100 | 5.9642 GBP | ||||
| CFD | Long | 1,434 | 5.9514 GBP | ||||
| CFD | Long | 1,976 | 5.9632 GBP | ||||
| CFD | Long | 2,228 | 5.9493 GBP | ||||
| CFD | Long | 3,761 | 5.9792 GBP | ||||
| CFD | Long | 4,400 | 5.9692 GBP | ||||
| SWAP | Long | 5,065 | 5.9505 GBP | ||||
| CFD | Long | 9,351 | 5.9542 GBP | ||||
| SWAP | Long | 11,563 | 5.9707 GBP | ||||
| CFD | Long | 14,776 | 5.9492 GBP | ||||
| CFD | Short | 30 | 6.0053 GBP | ||||
| CFD | Short | 60 | 8.1758 EUR | ||||
| CFD | Short | 84 | 5.9454 GBP | ||||
| SWAP | Short | 200 | 5.9500 GBP | ||||
| SWAP | Short | 2,431 | 5.9485 GBP | ||||
| SWAP | Short | 18,119 | 5.9771 GBP | ||||
| CFD | Short | 25,169 | 5.9706 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
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4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 38.5(b) attached? | NO | ||
| Date of disclosure: | 7 Apr 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 0207 773 0635 | ||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||
| Nature of connection | Financial Adviser |
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