18th Mar 2015 13:07
| FORM 38.5(b) | |||||||||||||||
| IRISH TAKEOVER PANEL | |||||||||||||||
| DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013 | |||||||||||||||
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT | |||||||||||||||
| RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY | |||||||||||||||
| STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||||||||||||||
| Company dealt in | DRAGON OIL PLC | ||||||||||||||
| Class of relevant security to which the | €0.10 ordinary shares | ||||||||||||||
| dealings being disclosed relate | |||||||||||||||
| Date of dealing | 17 March 2015 | ||||||||||||||
| 2. | INTERESTS AND SHORT POSITIONS | ||||||||||||||
| (a) | Interests and short positions (following dealing)in the class of relevant security dealt in | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| 632,995 | 0.13% | 536,638 | 0.11% | ||||||||||||
| (2) | Derivatives (other than options): | ||||||||||||||
| 373,458 | 0.08% | 469,815 | 0.10% | ||||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 1,006,453 | 0.20% | 1,006,453 | 0.20% | |||||||||||
| (b) | Interests and short positions in relevant securities of the company, other than the class dealt in | ||||||||||||||
| Class of relevant security: | |||||||||||||||
| Long | Short | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | |||||||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | |||||||||||||||
| (4) | TOTAL: | ||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Purchase/sale | Number of | Price per unit | |||||||||||||
| securities | |||||||||||||||
| Purchase | 1 | 5.5150 GBP | |||||||||||||
| Purchase | 126 | 5.5497 GBP | |||||||||||||
| Purchase | 168 | 5.5100 GBP | |||||||||||||
| Purchase | 206 | 5.5495 GBP | |||||||||||||
| Purchase | 381 | 5.4700 GBP | |||||||||||||
| Purchase | 492 | 5.5550 GBP | |||||||||||||
| Purchase | 1,138 | 5.4800 GBP | |||||||||||||
| Purchase | 1,743 | 5.6300 GBP | |||||||||||||
| Purchase | 1,830 | 5.5600 GBP | |||||||||||||
| Purchase | 1,845 | 5.5850 GBP | |||||||||||||
| Purchase | 1,850 | 5.5450 GBP | |||||||||||||
| Purchase | 1,879 | 5.5995 GBP | |||||||||||||
| Purchase | 1,899 | 5.4900 GBP | |||||||||||||
| Purchase | 2,021 | 5.3950 GBP | |||||||||||||
| Purchase | 2,031 | 5.4950 GBP | |||||||||||||
| Purchase | 2,754 | 5.5250 GBP | |||||||||||||
| Purchase | 4,698 | 5.5900 GBP | |||||||||||||
| Purchase | 7,391 | 5.4300 GBP | |||||||||||||
| Purchase | 9,725 | 5.5800 GBP | |||||||||||||
| Purchase | 9,931 | 5.5657 GBP | |||||||||||||
| Purchase | 15,708 | 5.4999 GBP | |||||||||||||
| Purchase | 19,934 | 5.5553 GBP | |||||||||||||
| Purchase | 27,013 | 5.5094 GBP | |||||||||||||
| Purchase | 41,262 | 7.7031 EUR | |||||||||||||
| Purchase | 46,416 | 5.5372 GBP | |||||||||||||
| Purchase | 79,926 | 5.5238 GBP | |||||||||||||
| Purchase | 262,591 | 5.5360 GBP | |||||||||||||
| Sale | 1 | 5.5150 GBP | |||||||||||||
| Sale | 2 | 5.5025 GBP | |||||||||||||
| Sale | 2 | 5.5300 GBP | |||||||||||||
| Sale | 2 | 5.5400 GBP | |||||||||||||
| Sale | 168 | 5.5100 GBP | |||||||||||||
| Sale | 492 | 5.5550 GBP | |||||||||||||
| Sale | 1,138 | 5.4800 GBP | |||||||||||||
| Sale | 1,743 | 5.6300 GBP | |||||||||||||
| Sale | 1,830 | 5.5600 GBP | |||||||||||||
| Sale | 1,845 | 5.5850 GBP | |||||||||||||
| Sale | 1,850 | 5.5450 GBP | |||||||||||||
| Sale | 1,879 | 5.5995 GBP | |||||||||||||
| Sale | 1,901 | 5.4900 GBP | |||||||||||||
| Sale | 1,921 | 5.4950 GBP | |||||||||||||
| Sale | 2,021 | 5.3950 GBP | |||||||||||||
| Sale | 2,754 | 5.5250 GBP | |||||||||||||
| Sale | 2,994 | 5.6263 GBP | |||||||||||||
| Sale | 4,247 | 5.4974 GBP | |||||||||||||
| Sale | 4,700 | 5.5900 GBP | |||||||||||||
| Sale | 6,666 | 5.5765 GBP | |||||||||||||
| Sale | 7,619 | 5.4664 GBP | |||||||||||||
| Sale | 9,725 | 5.5800 GBP | |||||||||||||
| Sale | 9,776 | 7.7684 EUR | |||||||||||||
| Sale | 10,928 | 5.4300 GBP | |||||||||||||
| Sale | 16,567 | 5.7125 GBP | |||||||||||||
| Sale | 131,539 | 5.7504 GBP | |||||||||||||
| (b) | Derivatives transactions (other than options transactions) | ||||||||||||||
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||||||||||
| name | |||||||||||||||
| CFD | Long | 13 | 5.5238 GBP | ||||||||||||
| SWAP | Long | 100 | 5.4449 GBP | ||||||||||||
| CFD | Long | 108 | 5.4401 GBP | ||||||||||||
| CFD | Long | 333 | 7.7043 EUR | ||||||||||||
| CFD | Long | 2,000 | 8.0420 EUR | ||||||||||||
| CFD | Long | 2,232 | 7.6471 EUR | ||||||||||||
| CFD | Long | 5,211 | 7.7162 EUR | ||||||||||||
| CFD | Long | 16,567 | 5.7125 GBP | ||||||||||||
| SWAP | Long | 23,186 | 5.5044 GBP | ||||||||||||
| CFD | Long | 30,414 | 5.6726 GBP | ||||||||||||
| CFD | Long | 34,532 | 5.5536 GBP | ||||||||||||
| SWAP | Long | 68,261 | 5.8821 GBP | ||||||||||||
| CFD | Short | 5 | 5.3600 GBP | ||||||||||||
| CFD | Short | 100 | 5.5457 GBP | ||||||||||||
| SWAP | Short | 280 | 5.4350 GBP | ||||||||||||
| CFD | Short | 1,101 | 7.7158 EUR | ||||||||||||
| CFD | Short | 1,556 | 5.5720 GBP | ||||||||||||
| CFD | Short | 2,095 | 5.5156 GBP | ||||||||||||
| CFD | Short | 2,232 | 5.4798 GBP | ||||||||||||
| CFD | Short | 2,738 | 5.5837 GBP | ||||||||||||
| CFD | Short | 2,905 | 5.5093 GBP | ||||||||||||
| CFD | Short | 2,996 | 5.5504 GBP | ||||||||||||
| CFD | Short | 4,014 | 5.4806 GBP | ||||||||||||
| CFD | Short | 5,000 | 5.5056 GBP | ||||||||||||
| CFD | Short | 5,000 | 5.5099 GBP | ||||||||||||
| CFD | Short | 5,124 | 5.5556 GBP | ||||||||||||
| CFD | Short | 5,368 | 5.5606 GBP | ||||||||||||
| CFD | Short | 5,650 | 7.6192 EUR | ||||||||||||
| CFD | Short | 7,313 | 5.4897 GBP | ||||||||||||
| CFD | Short | 7,512 | 5.5406 GBP | ||||||||||||
| CFD | Short | 8,835 | 5.5506 GBP | ||||||||||||
| CFD | Short | 10,000 | 5.4706 GBP | ||||||||||||
| CFD | Short | 10,000 | 5.4851 GBP | ||||||||||||
| CFD | Short | 10,000 | 5.4892 GBP | ||||||||||||
| CFD | Short | 10,000 | 5.4905 GBP | ||||||||||||
| CFD | Short | 10,000 | 5.4955 GBP | ||||||||||||
| CFD | Short | 10,000 | 5.5356 GBP | ||||||||||||
| CFD | Short | 10,000 | 5.5833 GBP | ||||||||||||
| CFD | Short | 10,000 | 5.6005 GBP | ||||||||||||
| CFD | Short | 10,000 | 5.6006 GBP | ||||||||||||
| CFD | Short | 10,065 | 5.5456 GBP | ||||||||||||
| CFD | Short | 11,242 | 5.5956 GBP | ||||||||||||
| SWAP | Short | 14,827 | 5.5019 GBP | ||||||||||||
| CFD | Short | 14,832 | 5.5006 GBP | ||||||||||||
| CFD | Short | 15,597 | 5.5856 GBP | ||||||||||||
| CFD | Short | 18,182 | 5.5256 GBP | ||||||||||||
| CFD | Short | 18,289 | 5.5756 GBP | ||||||||||||
| CFD | Short | 19,061 | 5.4956 GBP | ||||||||||||
| CFD | Short | 20,155 | 5.5806 GBP | ||||||||||||
| CFD | Short | 25,168 | 5.5106 GBP | ||||||||||||
| CFD | Short | 30,997 | 5.4856 GBP | ||||||||||||
| CFD | Short | 34,511 | 7.7187 EUR | ||||||||||||
| CFD | Short | 50,433 | 5.4906 GBP | ||||||||||||
| CFD | Short | 60,423 | 5.5906 GBP | ||||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including transactions in respect of new securities) | ||||||||||||||
| Nature of transaction | Details | Price per unit (if | |||||||||||||
| applicable) | |||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. | |||||||||||||||
| Attachments | |||||||||||||||
| Is a Supplemental Form 38.5(b) attached? | NO | ||||||||||||||
| Date of disclosure: | 18 Mar 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
| Name of offeree/offeror with which connected | Emirates National Oil Company Limited | ||||||||||||||
| Nature of connection | Advisor | ||||||||||||||
Copyright Business Wire 2015
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