1st Apr 2015 11:19
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |
| Company dealt in | DRAGON OIL PLC | |
| Class of relevant security to which the | €0.10 ordinary shares | |
| dealings being disclosed relate | ||
| Date of dealing | 31 March 2015 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 583,223 | 0.12% | 427,363 | 0.09% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 402,495 | 0.08% | 558,355 | 0.11% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 985,718 | 0.20% | 985,718 | 0.20% | |||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||
| securities | |||||
| Purchase | 309 | 5.9525 GBP | |||
| Purchase | 311 | 5.9550 GBP | |||
| Purchase | 2,185 | 5.9450 GBP | |||
| Purchase | 2,203 | 5.9474 GBP | |||
| Purchase | 3,547 | 5.8651 GBP | |||
| Purchase | 26,043 | 5.9425 GBP | |||
| Purchase | 27,941 | 8.1549 EUR | |||
| Sale | 309 | 5.9525 GBP | |||
| Sale | 311 | 5.9550 GBP | |||
| Sale | 1,222 | 5.9494 GBP | |||
| Sale | 1,311 | 5.9741 GBP | |||
| Sale | 1,455 | 5.9088 GBP | |||
| Sale | 1,583 | 5.9450 GBP | |||
| Sale | 3,336 | 5.9354 GBP | |||
| Sale | 3,689 | 5.9678 GBP | |||
| Sale | 4,006 | 5.9260 GBP | |||
| Sale | 18,599 | 8.1575 EUR | |||
| Sale | 32,972 | 5.9387 GBP |
(b) Derivatives transactions (other than options transactions)
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| CFD | Long | 43 | 5.9346 GBP | ||||
| SWAP | Long | 755 | 5.9492 GBP | ||||
| CFD | Long | 1,500 | 5.9792 GBP | ||||
| CFD | Long | 1,824 | 8.2457 EUR | ||||
| CFD | Long | 3,500 | 5.9642 GBP | ||||
| SWAP | Long | 4,481 | 5.9199 GBP | ||||
| CFD | Long | 6,011 | 8.1030 EUR | ||||
| CFD | Long | 10,764 | 8.1700 EUR | ||||
| SWAP | Long | 15,106 | 5.9374 GBP | ||||
| CFD | Long | 21,384 | 5.9377 GBP | ||||
| CFD | Short | 125 | 5.9880 GBP | ||||
| CFD | Short | 1,924 | 8.1788 EUR | ||||
| CFD | Short | 2,437 | 5.9432 GBP | ||||
| CFD | Short | 4,574 | 8.1275 EUR | ||||
| CFD | Short | 5,952 | 5.8946 GBP | ||||
| CFD | Short | 21,443 | 8.1612 EUR | ||||
| SWAP | Short | 22,659 | 5.9430 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 38.5(b) attached? | NO | |
| Date of disclosure: | 1 Apr 2015 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 | |
| Name of offeree/offeror with which connected | Emirates National Oil Company | |
| Nature of connection | Financial Adviser |
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