27th May 2015 11:41
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||
| Company dealt in | DRAGON OIL PLC | ||
| Class of relevant security to which the | €0.10 ordinary shares | ||
| dealings being disclosed relate | |||
| Date of dealing | 26 May 2015 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 1,395,139 | 0.28% | 506,776 | 0.10% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 500,526 | 0.10% | 1,388,889 | 0.28% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 1,895,665 | 0.39% | 1,895,665 | 0.39% | |||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||
| securities | |||||
| Purchase | 432 | 6.8700 GBP | |||
| Purchase | 510 | 6.7879 GBP | |||
| Purchase | 709 | 6.8850 GBP | |||
| Purchase | 1,700 | 6.8750 GBP | |||
| Purchase | 2,500 | 6.8625 GBP | |||
| Purchase | 5,200 | 6.8250 GBP | |||
| Purchase | 12,000 | 9.7280 EUR | |||
| Purchase | 85,985 | 6.8673 GBP | |||
| Sale | 672 | 6.9150 GBP | |||
| Sale | 1,250 | 6.8625 GBP | |||
| Sale | 1,250 | 6.8631 GBP | |||
| Sale | 1,492 | 6.8460 GBP | |||
| Sale | 4,091 | 6.8864 GBP | |||
| Sale | 4,829 | 6.8277 GBP | |||
| Sale | 5,598 | 9.7171 EUR | |||
| Sale | 13,096 | 6.8724 GBP |
(b) Derivatives transactions (other than options transactions)
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| CFD | Long | 191 | 6.8395 GBP | ||||
| CFD | Long | 344 | 6.8544 GBP | ||||
| CFD | Long | 563 | 6.8244 GBP | ||||
| CFD | Long | 2,107 | 9.7475 EUR | ||||
| CFD | Long | 3,491 | 9.6951 EUR | ||||
| CFD | Long | 4,058 | 6.8144 GBP | ||||
| SWAP | Long | 4,129 | 6.8790 GBP | ||||
| SWAP | Long | 4,143 | 6.8270 GBP | ||||
| CFD | Long | 9,052 | 6.9004 GBP | ||||
| CFD | Long | 27,000 | 9.7500 EUR | ||||
| CFD | Short | 175 | 6.8794 GBP | ||||
| SWAP | Short | 2,500 | 6.8657 GBP | ||||
| CFD | Short | 2,945 | 9.6709 EUR | ||||
| CFD | Short | 3,491 | 6.8456 GBP | ||||
| CFD | Short | 5,200 | 6.8256 GBP | ||||
| SWAP | Short | 8,210 | 6.8798 GBP | ||||
| SWAP | Short | 8,551 | 6.8748 GBP | ||||
| CFD | Short | 9,055 | 9.7496 EUR | ||||
| SWAP | Short | 20,000 | 6.8607 GBP | ||||
| CFD | Short | 27,000 | 6.9175 GBP | ||||
| SWAP | Short | 44,000 | 6.8685 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 38.5(b) attached? | NO | ||
| Date of disclosure: | 27 May 2015 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 | ||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||
| Nature of connection | Financial Adviser |
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