15th Jun 2015 12:02
| FORM 38.5(b) | |||||||||||||||
| IRISH TAKEOVER PANEL | |||||||||||||||
| DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013 | |||||||||||||||
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT | |||||||||||||||
| RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY | |||||||||||||||
| STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||||||||||||||
| Company dealt in | DRAGON OIL PLC | ||||||||||||||
| Class of relevant security to which the | €0.10 ordinary shares | ||||||||||||||
| dealings being disclosed relate | |||||||||||||||
| Date of dealing | 12 June 2015 | ||||||||||||||
| 2. | INTERESTS AND SHORT POSITIONS | ||||||||||||||
| (a) | Interests and short positions (following dealing) in the class of relevant security dealt in | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| 1,160,180 | 0.24% | 345,256 | 0.07% | ||||||||||||
| (2) | Derivatives (other than options): | ||||||||||||||
| 338,715 | 0.07% | 1,153,639 | 0.23% | ||||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 1,498,895 | 0.30% | 1,498,895 | 0.30% | |||||||||||
| (b) | Interests and short positions in relevant securities of the company, other than the class dealt in | ||||||||||||||
| Class of relevant security: | |||||||||||||||
| Long | Short | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | |||||||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | |||||||||||||||
| (4) | TOTAL: | ||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Purchase/sale | Number of | Price per unit | |||||||||||||
| securities | |||||||||||||||
| Purchase | 564 | 6.7000 GBP | |||||||||||||
| Purchase | 2,504 | 9.2524 EUR | |||||||||||||
| Purchase | 3,109 | 6.6850 GBP | |||||||||||||
| Purchase | 3,673 | 6.6873 GBP | |||||||||||||
| Purchase | 4,707 | 6.7489 GBP | |||||||||||||
| Purchase | 4,728 | 6.7104 GBP | |||||||||||||
| Sale | 10 | 6.7010 GBP | |||||||||||||
| Sale | 131 | 6.7100 GBP | |||||||||||||
| Sale | 554 | 6.7006 GBP | |||||||||||||
| Sale | 564 | 6.7000 GBP | |||||||||||||
| Sale | 727 | 9.2795 EUR | |||||||||||||
| Sale | 6,218 | 6.6850 GBP | |||||||||||||
| Sale | 39,633 | 6.7057 GBP | |||||||||||||
| Sale | 172,884 | 6.7075 GBP | |||||||||||||
| (b) | Derivatives transactions (other than options transactions) | ||||||||||||||
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||||||||||
| name | |||||||||||||||
| CFD | Long | 141 | 6.7049 GBP | ||||||||||||
| CFD | Long | 692 | 6.6932 GBP | ||||||||||||
| CFD | Long | 727 | 9.2776 EUR | ||||||||||||
| CFD | Long | 5,459 | 6.6960 GBP | ||||||||||||
| SWAP | Long | 14,702 | 6.7137 GBP | ||||||||||||
| SWAP | Long | 18,770 | 6.7025 GBP | ||||||||||||
| CFD | Short | 48 | 6.7106 GBP | ||||||||||||
| CFD | Short | 692 | 9.2575 EUR | ||||||||||||
| CFD | Short | 1,812 | 9.2532 EUR | ||||||||||||
| SWAP | Short | 4,680 | 6.7105 GBP | ||||||||||||
| CFD | Short | 4,707 | 6.7495 GBP | ||||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including transactions in respect of new securities) | ||||||||||||||
| Nature of transaction | Details | Price per unit (if | |||||||||||||
| applicable) | |||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. | |||||||||||||||
| Attachments | |||||||||||||||
| Is a Supplemental Form 38.5(b) attached? | NO | ||||||||||||||
| Date of disclosure: | 15 Jun 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||||||||||||||
| Nature of connection | Financial Adviser | ||||||||||||||
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