3rd Jul 2015 11:54
| FORM 38.5(b) | |||||||||||||||
| IRISH TAKEOVER PANEL | |||||||||||||||
| DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013 | |||||||||||||||
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT | |||||||||||||||
| RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY | |||||||||||||||
| STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||||||||||||||
| Company dealt in | DRAGON OIL PLC | ||||||||||||||
| Class of relevant security to which the | €0.10 ordinary shares | ||||||||||||||
| dealings being disclosed relate | |||||||||||||||
| Date of dealing | 2 July 2015 | ||||||||||||||
| 2. | INTERESTS AND SHORT POSITIONS | ||||||||||||||
| (a) | Interests and short positions (following dealing) in the class of relevant security dealt in | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| 1,749,540 | 0.36% | 172,230 | 0.03% | ||||||||||||
| (2) | Derivatives (other than options): | ||||||||||||||
| 169,597 | 0.03% | 1,746,907 | 0.35% | ||||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 1,919,137 | 0.39% | 1,919,137 | 0.39% | |||||||||||
| (b) | Interests and short positions in relevant securities of the company, other than the class dealt in | ||||||||||||||
| Class of relevant security: | |||||||||||||||
| Long | Short | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | |||||||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | |||||||||||||||
| (4) | TOTAL: | ||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Purchase/sale | Number of | Price per unit | |||||||||||||
| securities | |||||||||||||||
| Purchase | 1,100 | 7.3500 GBP | |||||||||||||
| Purchase | 1,328 | 7.3462 GBP | |||||||||||||
| Purchase | 2,159 | 10.3012 EUR | |||||||||||||
| Purchase | 9,865 | 7.3393 GBP | |||||||||||||
| Purchase | 40,932 | 7.3349 GBP | |||||||||||||
| Sale | 200 | 10.2849 EUR | |||||||||||||
| Sale | 418 | 7.3147 GBP | |||||||||||||
| Sale | 543 | 10.3079 EUR | |||||||||||||
| Sale | 1,685 | 7.3315 GBP | |||||||||||||
| (b) | Derivatives transactions (other than options transactions) | ||||||||||||||
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||||||||||
| name | |||||||||||||||
| CFD | Long | 57 | 10.3296 EUR | ||||||||||||
| CFD | Long | 70 | 7.3178 GBP | ||||||||||||
| CFD | Long | 164 | 10.3224 EUR | ||||||||||||
| CFD | Long | 200 | 10.2828 EUR | ||||||||||||
| SWAP | Long | 318 | 7.3099 GBP | ||||||||||||
| CFD | Long | 322 | 10.2929 EUR | ||||||||||||
| CFD | Long | 515 | 7.3359 GBP | ||||||||||||
| SWAP | Long | 1,200 | 7.3299 GBP | ||||||||||||
| CFD | Long | 35,000 | 10.3300 EUR | ||||||||||||
| CFD | Short | 66 | 10.2571 EUR | ||||||||||||
| CFD | Short | 164 | 7.3356 GBP | ||||||||||||
| CFD | Short | 515 | 10.3157 EUR | ||||||||||||
| CFD | Short | 1,578 | 10.3013 EUR | ||||||||||||
| SWAP | Short | 1,900 | 7.3458 GBP | ||||||||||||
| SWAP | Short | 10,229 | 7.3403 GBP | ||||||||||||
| CFD | Short | 35,000 | 7.3227 GBP | ||||||||||||
| SWAP | Short | 40,932 | 7.3348 GBP | ||||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including transactions in respect of new securities) | ||||||||||||||
| Nature of transaction | Details | Price per unit (if | |||||||||||||
| applicable) | |||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. | |||||||||||||||
| Attachments | |||||||||||||||
| Is a Supplemental Form 38.5(b) attached? | NO | ||||||||||||||
| Date of disclosure: | 3 Jul 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||||||||||||||
| Nature of connection | Financial Adviser | ||||||||||||||
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