26th Mar 2015 11:40
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||
| Company dealt in | DRAGON OIL PLC | ||
| Class of relevant security to which the | €0.10 ordinary shares | ||
| dealings being disclosed relate | |||
| Date of dealing | 25 March 2015 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 567,251 | 0.12% | 435,567 | 0.09% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 430,127 | 0.09% | 561,811 | 0.11% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 997,378 | 0.20% | 997,378 | 0.20% | |||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
Ap28
3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||
| securities | |||||
| Purchase | 73 | 5.7900 GBP | |||
| Purchase | 95 | 5.7600 GBP | |||
| Purchase | 208 | 7.8546 EUR | |||
| Purchase | 1,799 | 5.7748 GBP | |||
| Purchase | 1,848 | 5.7687 GBP | |||
| Purchase | 4,852 | 5.7662 GBP | |||
| Purchase | 13,345 | 5.7921 GBP | |||
| Purchase | 21,066 | 5.7892 GBP | |||
| Sale | 656 | 7.8535 EUR | |||
| Sale | 1,200 | 5.7800 GBP | |||
| Sale | 6,792 | 5.7839 GBP | |||
| Sale | 6,879 | 5.7797 GBP |
(b) Derivatives transactions (other than options transactions)
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| SWAP | Long | 100 | 5.7549 GBP | ||||
| CFD | Long | 205 | 7.8770 EUR | ||||
| CFD | Long | 451 | 7.8401 EUR | ||||
| SWAP | Long | 3,150 | 5.7745 GBP | ||||
| CFD | Long | 3,629 | 5.7845 GBP | ||||
| SWAP | Long | 6,792 | 5.7839 GBP | ||||
| CFD | Short | 12 | 7.8350 EUR | ||||
| CFD | Short | 26 | 5.7753 GBP | ||||
| CFD | Short | 47 | 7.8225 EUR | ||||
| CFD | Short | 149 | 7.8687 EUR | ||||
| CFD | Short | 267 | 5.7941 GBP | ||||
| CFD | Short | 2,500 | 5.7756 GBP | ||||
| CFD | Short | 3,000 | 5.7556 GBP | ||||
| SWAP | Short | 6,174 | 5.7782 GBP | ||||
| SWAP | Short | 6,954 | 5.7901 GBP | ||||
| CFD | Short | 9,612 | 5.7929 GBP | ||||
| CFD | Short | 13,345 | 5.7921 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
Ap29
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 38.5(b) attached? | NO | ||
| Date of disclosure: | 26 Mar 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 0207 773 0635 | ||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||
| Nature of connection | Financial Adviser |
Copyright Business Wire 2015
Related Shares:
BarclaysDGO.L