29th Apr 2015 11:53
| FORM 38.5(b) | |||||||||||||||
| IRISH TAKEOVER PANEL | |||||||||||||||
| DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013 | |||||||||||||||
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT | |||||||||||||||
| RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY | |||||||||||||||
| STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||||||||||||||
| Company dealt in | DRAGON OIL PLC | ||||||||||||||
| Class of relevant security to which the dealings being disclosed relate | €0.10 ordinary shares | ||||||||||||||
| Date of dealing | 28 April 2015 | ||||||||||||||
| 2. | INTERESTS AND SHORT POSITIONS | ||||||||||||||
| (a) | Interests and short positions (following dealing) in the class of relevant security dealt in | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| 380,823 | 0.08% | 324,756 | 0.07% | ||||||||||||
| (2) | Derivatives (other than options): | ||||||||||||||
| 323,594 | 0.07% | 379,661 | 0.08% | ||||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 704,417 | 0.14% | 704,417 | 0.14% | |||||||||||
| (b) | Interests and short positions in relevant securities of the company, other than the class dealt in | ||||||||||||||
| Class of relevant security: | |||||||||||||||
| Long | Short | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | |||||||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | |||||||||||||||
| (4) | TOTAL: | ||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Purchase/sale | Number of | Price per unit | |||||||||||||
| securities | |||||||||||||||
| Purchase | 750 | 9.0059 EUR | |||||||||||||
| Purchase | 1,076 | 6.4374 GBP | |||||||||||||
| Purchase | 1,784 | 6.4202 GBP | |||||||||||||
| Purchase | 1,931 | 8.9872 EUR | |||||||||||||
| Purchase | 4,997 | 6.4650 GBP | |||||||||||||
| Purchase | 25,249 | 6.4456 GBP | |||||||||||||
| Purchase | 47,955 | 6.4536 GBP | |||||||||||||
| Sale | 116 | 6.4450 GBP | |||||||||||||
| Sale | 166 | 8.9640 EUR | |||||||||||||
| Sale | 606 | 6.4486 GBP | |||||||||||||
| Sale | 1,040 | 8.9980 EUR | |||||||||||||
| Sale | 2,414 | 6.4513 GBP | |||||||||||||
| Sale | 2,500 | 6.3940 GBP | |||||||||||||
| Sale | 4,336 | 6.4545 GBP | |||||||||||||
| Sale | 4,893 | 6.4447 GBP | |||||||||||||
| Sale | 17,336 | 6.4448 GBP | |||||||||||||
| Sale | 22,996 | 6.4442 GBP | |||||||||||||
| (b) | Derivatives transactions (other than options transactions) | ||||||||||||||
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||||||||||
| name | |||||||||||||||
| CFD | Long | 166 | 8.9617 EUR | ||||||||||||
| CFD | Long | 187 | 6.4389 GBP | ||||||||||||
| SWAP | Long | 231 | 6.4549 GBP | ||||||||||||
| CFD | Long | 750 | 6.4490 GBP | ||||||||||||
| CFD | Long | 1,040 | 8.9959 EUR | ||||||||||||
| SWAP | Long | 1,100 | 6.4449 GBP | ||||||||||||
| CFD | Long | 2,500 | 6.3935 GBP | ||||||||||||
| SWAP | Long | 25,180 | 6.4456 GBP | ||||||||||||
| SWAP | Short | 100 | 6.4401 GBP | ||||||||||||
| CFD | Short | 166 | 6.4156 GBP | ||||||||||||
| CFD | Short | 750 | 9.0082 EUR | ||||||||||||
| CFD | Short | 1,931 | 8.9892 EUR | ||||||||||||
| CFD | Short | 4,997 | 6.4657 GBP | ||||||||||||
| SWAP | Short | 5,265 | 6.4522 GBP | ||||||||||||
| CFD | Short | 11,392 | 6.4503 GBP | ||||||||||||
| SWAP | Short | 33,892 | 6.4530 GBP | ||||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including transactions in respect of new securities) | ||||||||||||||
| Nature of transaction | Details | Price per unit (if | |||||||||||||
| applicable) | |||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. | |||||||||||||||
| Attachments | |||||||||||||||
| Is a Supplemental Form 38.5(b) attached? | NO | ||||||||||||||
| Date of disclosure: | 29 Apr 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||||||||||||||
| Nature of connection | Financial Adviser | ||||||||||||||
Copyright Business Wire 2015
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