27th Mar 2015 11:19
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |
| Company dealt in | DRAGON OIL PLC | |
| Class of relevant security to which the | €0.10 ordinary shares | |
| dealings being disclosed relate | ||
| Date of dealing | 26 March 2015 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 583,743 | 0.12% | 435,692 | 0.09% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 422,656 | 0.09% | 570,707 | 0.12% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 1,006,399 | 0.20% | 1,006,399 | 0.20% | |||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | Long | Short | |||||
| Number | (%) | Number | (%) | ||||
| (1) Relevant securities | |||||||
| (2) Derivatives (other than options) | |||||||
| (3) Options and agreements to purchase/sell | |||||||
| Total | |||||||
3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||
| securities | |||||
| Purchase | 497 | 5.9100 GBP | |||
| Purchase | 1,466 | 5.9700 GBP | |||
| Purchase | 7,606 | 5.8675 GBP | |||
| Purchase | 11,445 | 5.9151 GBP | |||
| Purchase | 11,461 | 5.9152 GBP | |||
| Purchase | 13,982 | 7.9858 EUR | |||
| Purchase | 15,393 | 5.9150 GBP | |||
| Purchase | 17,379 | 5.9143 GBP | |||
| Purchase | 27,501 | 5.8952 GBP | |||
| Sale | 500 | 5.9000 GBP | |||
| Sale | 776 | 5.9096 GBP | |||
| Sale | 1,307 | 5.8827 GBP | |||
| Sale | 1,466 | 5.9700 GBP | |||
| Sale | 4,168 | 7.9911 EUR | |||
| Sale | 25,646 | 5.9032 GBP | |||
| Sale | 56,500 | 5.9149 GBP |
(b) Derivatives transactions (other than options transactions)
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| SWAP | Long | 100 | 5.9799 GBP | ||||
| CFD | Long | 106 | 5.8913 GBP | ||||
| CFD | Long | 699 | 7.9981 EUR | ||||
| CFD | Long | 1,068 | 8.0096 EUR | ||||
| CFD | Long | 2,401 | 7.9777 EUR | ||||
| SWAP | Long | 3,710 | 5.9037 GBP | ||||
| CFD | Long | 5,302 | 5.8828 GBP | ||||
| CFD | Long | 8,652 | 5.8876 GBP | ||||
| SWAP | Long | 10,359 | 5.9228 GBP | ||||
| CFD | Short | 346 | 8.0356 EUR | ||||
| CFD | Short | 1,056 | 5.8952 GBP | ||||
| CFD | Short | 1,079 | 7.9877 EUR | ||||
| CFD | Short | 3,905 | 7.9977 EUR | ||||
| CFD | Short | 6,784 | 5.8618 GBP | ||||
| SWAP | Short | 8,365 | 5.9036 GBP | ||||
| CFD | Short | 8,652 | 7.9813 EUR | ||||
| CFD | Short | 8,717 | 5.9083 GBP | ||||
| SWAP | Short | 9,860 | 5.8778 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
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4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 38.5(b) attached? | NO | ||
| Date of disclosure: | 27 Mar 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 0207 773 0635 | ||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||
| Nature of connection | Financial Adviser |
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