18th May 2015 12:15
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |
| Company dealt in | DRAGON OIL PLC | |
| Class of relevant security to which the | €0.10 ordinary shares | |
| dealings being disclosed relate | ||
| Date of dealing | 15 May 2015 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 207,682 | 0.04% | 334,686 | 0.07% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 329,320 | 0.07% | 202,316 | 0.04% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 537,002 | 0.11% | 537,002 | 0.11% | |||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||
| securities | |||||
| Purchase | 3,000 | 6.4200 GBP | |||
| Purchase | 4,000 | 8.7500 EUR | |||
| Purchase | 11,394 | 6.3743 GBP | |||
| Sale | 150 | 8.8700 EUR | |||
| Sale | 192 | 6.3300 GBP | |||
| Sale | 233 | 8.8281 EUR | |||
| Sale | 518 | 6.3700 GBP | |||
| Sale | 1,496 | 6.4200 GBP | |||
| Sale | 2,827 | 6.3621 GBP | |||
| Sale | 3,832 | 8.8370 EUR | |||
| Sale | 6,045 | 6.3393 GBP | |||
| Sale | 6,482 | 6.3385 GBP | |||
| Sale | 17,784 | 6.3452 GBP | |||
| Sale | 74,242 | 6.3578 GBP |
(b) Derivatives transactions (other than options transactions)
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| CFD | Long | 1 | 6.3500 GBP | ||||
| CFD | Long | 5 | 6.3700 GBP | ||||
| CFD | Long | 6 | 6.3650 GBP | ||||
| CFD | Long | 20 | 6.3790 GBP | ||||
| CFD | Long | 22 | 6.3540 GBP | ||||
| CFD | Long | 29 | 6.2241 GBP | ||||
| CFD | Long | 29 | 6.3141 GBP | ||||
| CFD | Long | 31 | 6.3593 GBP | ||||
| CFD | Long | 32 | 6.3443 GBP | ||||
| CFD | Long | 33 | 6.4090 GBP | ||||
| CFD | Long | 40 | 6.2342 GBP | ||||
| CFD | Long | 40 | 6.4242 GBP | ||||
| CFD | Long | 44 | 6.3643 GBP | ||||
| CFD | Long | 57 | 6.4191 GBP | ||||
| CFD | Long | 60 | 6.3743 GBP | ||||
| CFD | Long | 60 | 6.3993 GBP | ||||
| CFD | Long | 67 | 6.3441 GBP | ||||
| CFD | Long | 76 | 6.4043 GBP | ||||
| CFD | Long | 91 | 6.3541 GBP | ||||
| CFD | Long | 95 | 6.3491 GBP | ||||
| CFD | Long | 120 | 6.3741 GBP | ||||
| CFD | Long | 134 | 6.3943 GBP | ||||
| CFD | Long | 150 | 6.3192 GBP | ||||
| CFD | Long | 152 | 6.3941 GBP | ||||
| CFD | Long | 170 | 6.2292 GBP | ||||
| CFD | Long | 185 | 6.2392 GBP | ||||
| CFD | Long | 216 | 6.3841 GBP | ||||
| CFD | Long | 230 | 6.2636 GBP | ||||
| CFD | Long | 230 | 6.3092 GBP | ||||
| CFD | Long | 240 | 6.2692 GBP | ||||
| CFD | Long | 240 | 6.2892 GBP | ||||
| CFD | Long | 301 | 6.4143 GBP | ||||
| CFD | Long | 383 | 8.8427 EUR | ||||
| CFD | Long | 389 | 6.4092 GBP | ||||
| CFD | Long | 390 | 6.2192 GBP | ||||
| CFD | Long | 404 | 6.3842 GBP | ||||
| CFD | Long | 466 | 6.3699 GBP | ||||
| CFD | Long | 558 | 6.3992 GBP | ||||
| CFD | Long | 740 | 6.4141 GBP | ||||
| CFD | Long | 1,092 | 6.3662 GBP | ||||
| CFD | Long | 1,124 | 6.3792 GBP | ||||
| CFD | Long | 1,185 | 6.3242 GBP | ||||
| CFD | Long | 1,403 | 6.3892 GBP | ||||
| CFD | Long | 1,515 | 8.8227 EUR | ||||
| CFD | Long | 1,770 | 6.2442 GBP | ||||
| CFD | Long | 2,050 | 6.4142 GBP | ||||
| CFD | Long | 2,274 | 6.3942 GBP | ||||
| CFD | Long | 2,317 | 8.8431 EUR | ||||
| CFD | Long | 2,490 | 6.3342 GBP | ||||
| CFD | Long | 3,032 | 6.3994 GBP | ||||
| CFD | Long | 3,268 | 6.3542 GBP | ||||
| CFD | Long | 3,328 | 6.3940 GBP | ||||
| CFD | Long | 3,460 | 6.4042 GBP | ||||
| SWAP | Long | 3,680 | 6.3352 GBP | ||||
| CFD | Long | 3,907 | 6.3642 GBP | ||||
| CFD | Long | 4,044 | 6.3294 GBP | ||||
| CFD | Long | 4,975 | 6.3742 GBP | ||||
| CFD | Long | 5,868 | 6.3492 GBP | ||||
| CFD | Long | 6,084 | 6.3442 GBP | ||||
| CFD | Long | 6,490 | 6.3292 GBP | ||||
| CFD | Long | 6,753 | 6.3692 GBP | ||||
| SWAP | Long | 7,491 | 6.3380 GBP | ||||
| CFD | Long | 8,060 | 6.3481 GBP | ||||
| CFD | Long | 8,160 | 6.3592 GBP | ||||
| CFD | Long | 11,445 | 6.3392 GBP | ||||
| CFD | Short | 10 | 6.4110 GBP | ||||
| SWAP | Short | 100 | 6.3501 GBP | ||||
| CFD | Short | 1,515 | 6.3860 GBP | ||||
| CFD | Short | 1,795 | 6.3648 GBP | ||||
| CFD | Short | 3,000 | 6.4206 GBP | ||||
| CFD | Short | 4,000 | 8.7521 EUR | ||||
| SWAP | Short | 7,974 | 6.3747 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 38.5(b) attached? | NO | |
| Date of disclosure: | 18 May 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 | |
| Name of offeree/offeror with which connected | Emirates National Oil Company | |
| Nature of connection | Financial Adviser |
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