11th May 2015 12:11
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||
| Company dealt in | DRAGON OIL PLC | ||
| Class of relevant security to which the | €0.10 ordinary shares | ||
| dealings being disclosed relate | |||
| Date of dealing | 8 May 2015 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 392,429 | 0.08% | 321,178 | 0.07% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 320,925 | 0.07% | 392,176 | 0.08% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 713,354 | 0.15% | 713,354 | 0.15% | |||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||
| securities | |||||
| Purchase | 367 | 6.4581 GBP | |||
| Purchase | 1,553 | 6.4982 GBP | |||
| Purchase | 2,010 | 6.4295 GBP | |||
| Purchase | 5,762 | 6.5000 GBP | |||
| Purchase | 9,759 | 8.9101 EUR | |||
| Purchase | 10,122 | 6.4838 GBP | |||
| Purchase | 18,290 | 6.3724 GBP | |||
| Purchase | 51,702 | 6.4512 GBP | |||
| Sale | 601 | 6.4359 GBP | |||
| Sale | 945 | 6.4863 GBP | |||
| Sale | 969 | 6.4609 GBP | |||
| Sale | 2,032 | 6.4120 GBP | |||
| Sale | 2,837 | 6.4677 GBP | |||
| Sale | 3,031 | 8.8749 EUR | |||
| Sale | 7,952 | 6.4859 GBP | |||
| Sale | 13,469 | 6.3624 GBP | |||
| Sale | 15,850 | 6.4992 GBP | |||
| Sale | 27,143 | 6.4536 GBP |
(b) Derivatives transactions (other than options transactions)
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| SWAP | Long | 200 | 6.4524 GBP | ||||
| CFD | Long | 474 | 8.7641 EUR | ||||
| CFD | Long | 2,557 | 8.8932 EUR | ||||
| SWAP | Long | 2,693 | 6.4617 GBP | ||||
| CFD | Long | 4,000 | 6.4942 GBP | ||||
| CFD | Long | 4,000 | 6.5292 GBP | ||||
| CFD | Long | 6,419 | 6.4637 GBP | ||||
| CFD | Long | 8,595 | 6.4836 GBP | ||||
| SWAP | Long | 11,751 | 6.4259 GBP | ||||
| SWAP | Short | 100 | 6.4901 GBP | ||||
| CFD | Short | 447 | 6.3654 GBP | ||||
| CFD | Short | 1,954 | 6.4140 GBP | ||||
| CFD | Short | 2,713 | 6.4415 GBP | ||||
| CFD | Short | 3,313 | 8.9218 EUR | ||||
| SWAP | Short | 5,296 | 6.4747 GBP | ||||
| CFD | Short | 6,446 | 8.9072 EUR | ||||
| SWAP | Short | 22,409 | 6.4734 GBP | ||||
| CFD | Short | 22,747 | 6.4252 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 38.5(b) attached? | NO | ||
| Date of disclosure: | 11 May 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 | ||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||
| Nature of connection | Financial Adviser |
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