8th Apr 2015 11:21
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||
| Company dealt in | DRAGON OIL PLC | ||
| Class of relevant security to which the | €0.10 ordinary shares | ||
| dealings being disclosed relate | |||
| Date of dealing | 7 April 2015 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 495,209 | 0.10% | 369,780 | 0.08% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 345,535 | 0.07% | 470,964 | 0.10% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 840,744 | 0.17% | 840,744 | 0.17% | |||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||
| securities | |||||
| Purchase | 12 | 5.9750 GBP | |||
| Purchase | 23 | 5.9826 GBP | |||
| Purchase | 122 | 5.9927 GBP | |||
| Purchase | 1,350 | 5.9700 GBP | |||
| Purchase | 2,032 | 5.9900 GBP | |||
| Purchase | 2,160 | 8.1953 EUR | |||
| Purchase | 2,711 | 5.9800 GBP | |||
| Purchase | 38,940 | 5.9911 GBP | |||
| Sale | 12 | 5.9750 GBP | |||
| Sale | 164 | 5.9807 GBP | |||
| Sale | 900 | 5.9853 GBP | |||
| Sale | 920 | 5.9850 GBP | |||
| Sale | 1,350 | 5.9700 GBP | |||
| Sale | 2,032 | 5.9900 GBP | |||
| Sale | 2,213 | 8.1984 EUR | |||
| Sale | 2,361 | 5.9796 GBP | |||
| Sale | 2,711 | 5.9800 GBP | |||
| Sale | 6,082 | 5.9811 GBP | |||
| Sale | 9,526 | 5.9773 GBP | |||
| Sale | 20,777 | 5.9797 GBP | |||
| Sale | 40,470 | 5.9765 GBP |
(b) Derivatives transactions (other than options transactions)
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| CFD | Long | 3 | 5.9800 GBP | ||||
| CFD | Long | 7 | 5.9885 GBP | ||||
| CFD | Long | 22 | 5.9790 GBP | ||||
| CFD | Long | 22 | 5.9890 GBP | ||||
| CFD | Long | 25 | 5.9744 GBP | ||||
| CFD | Long | 29 | 5.9941 GBP | ||||
| CFD | Long | 34 | 5.9944 GBP | ||||
| CFD | Long | 35 | 5.9991 GBP | ||||
| CFD | Long | 36 | 5.9741 GBP | ||||
| CFD | Long | 46 | 5.9793 GBP | ||||
| CFD | Long | 47 | 5.9791 GBP | ||||
| CFD | Long | 50 | 5.9642 GBP | ||||
| CFD | Long | 111 | 5.9702 GBP | ||||
| CFD | Long | 142 | 5.9841 GBP | ||||
| CFD | Long | 154 | 5.9943 GBP | ||||
| CFD | Long | 200 | 5.9543 GBP | ||||
| CFD | Long | 332 | 5.9893 GBP | ||||
| CFD | Long | 339 | 8.2082 EUR | ||||
| SWAP | Long | 405 | 5.9861 GBP | ||||
| CFD | Long | 409 | 5.9843 GBP | ||||
| CFD | Long | 415 | 5.9492 GBP | ||||
| CFD | Long | 600 | 5.9609 GBP | ||||
| CFD | Long | 690 | 5.9743 GBP | ||||
| CFD | Long | 834 | 5.9794 GBP | ||||
| CFD | Long | 950 | 5.9992 GBP | ||||
| CFD | Long | 1,300 | 5.9693 GBP | ||||
| CFD | Long | 1,874 | 8.1942 EUR | ||||
| CFD | Long | 2,190 | 5.9942 GBP | ||||
| CFD | Long | 2,390 | 5.9592 GBP | ||||
| CFD | Long | 3,848 | 5.9892 GBP | ||||
| CFD | Long | 5,733 | 5.9842 GBP | ||||
| CFD | Long | 7,486 | 5.9792 GBP | ||||
| SWAP | Long | 8,231 | 5.9760 GBP | ||||
| SWAP | Long | 9,526 | 5.9773 GBP | ||||
| CFD | Long | 9,687 | 5.9692 GBP | ||||
| SWAP | Long | 12,261 | 5.9823 GBP | ||||
| CFD | Long | 12,973 | 5.9742 GBP | ||||
| CFD | Short | 14 | 5.9857 GBP | ||||
| CFD | Short | 46 | 5.9804 GBP | ||||
| CFD | Short | 72 | 8.1879 EUR | ||||
| CFD | Short | 800 | 8.2020 EUR | ||||
| CFD | Short | 1,288 | 8.1946 EUR | ||||
| CFD | Short | 1,874 | 5.9758 GBP | ||||
| CFD | Short | 2,267 | 6.0008 GBP | ||||
| CFD | Short | 16,107 | 5.9898 GBP | ||||
| SWAP | Short | 18,800 | 5.9930 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 38.5(b) attached? | NO | ||
| Date of disclosure: | 8 Apr 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 0207 773 0635 | ||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||
| Nature of connection | Financial Adviser |
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