5th May 2015 11:12
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FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||
| Company dealt in | DRAGON OIL PLC | ||
| Class of relevant security to which the | €0.10 ordinary shares | ||
| dealings being disclosed relate | |||
| Date of dealing | 1 May 2015 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 393,087 | 0.08% | 321,353 | 0.07% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 316,852 | 0.06% | 388,586 | 0.08% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 709,939 | 0.14% | 709,939 | 0.14% | |||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
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3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||
| securities | |||||
| Purchase | 633 | 6.1500 GBP | |||
| Purchase | 862 | 6.0800 GBP | |||
| Purchase | 3,758 | 6.1781 GBP | |||
| Purchase | 4,019 | 8.2877 EUR | |||
| Purchase | 7,935 | 6.1396 GBP | |||
| Sale | 12 | 6.2100 GBP | |||
| Sale | 556 | 6.1700 GBP | |||
| Sale | 1,000 | 6.2200 GBP | |||
| Sale | 7,096 | 8.2943 EUR | |||
| Sale | 10,336 | 6.1890 GBP |
(b) Derivatives transactions (other than options transactions)
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| CFD | Long | 33 | 6.1393 GBP | ||||
| CFD | Long | 788 | 6.1712 GBP | ||||
| SWAP | Long | 976 | 6.1019 GBP | ||||
| CFD | Long | 1,000 | 6.2194 GBP | ||||
| CFD | Long | 4,029 | 6.2090 GBP | ||||
| SWAP | Long | 5,078 | 6.1901 GBP | ||||
| CFD | Long | 7,096 | 8.2924 EUR | ||||
| CFD | Short | 391 | 6.1903 GBP | ||||
| CFD | Short | 636 | 6.1004 GBP | ||||
| CFD | Short | 1,000 | 6.2406 GBP | ||||
| CFD | Short | 1,203 | 6.0806 GBP | ||||
| SWAP | Short | 1,571 | 6.0754 GBP | ||||
| CFD | Short | 1,810 | 6.2009 GBP | ||||
| CFD | Short | 3,000 | 6.1507 GBP | ||||
| SWAP | Short | 3,577 | 6.1498 GBP | ||||
| CFD | Short | 4,019 | 8.2896 EUR |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
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4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 38.5(b) attached? | NO | ||
| Date of disclosure: | 5 May 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 | ||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||
| Nature of connection |
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