22nd May 2015 11:17
| FORM 38.5(b) | |||||||||||||||
| IRISH TAKEOVER PANEL | |||||||||||||||
| DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013 | |||||||||||||||
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT | |||||||||||||||
| RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY | |||||||||||||||
| STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||||||||||||||
| Company dealt in | DRAGON OIL PLC | ||||||||||||||
| Class of relevant security to which the | €0.10 ordinary shares | ||||||||||||||
| dealings being disclosed relate | |||||||||||||||
| Date of dealing | 21 May 2015 | ||||||||||||||
| 2. | INTERESTS AND SHORT POSITIONS | ||||||||||||||
| (a) | Interests and short positions (following dealing) in the class of relevant security dealt in | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| 338,044 | 0.07% | 391,021 | 0.08% | ||||||||||||
| (2) | Derivatives (other than options): | ||||||||||||||
| 362,995 | 0.07% | 310,018 | 0.06% | ||||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 701,039 | 0.14% | 701,039 | 0.14% | |||||||||||
| (b) | Interests and short positions in relevant securities of the company, other than the class dealt in | ||||||||||||||
| Class of relevant security: | |||||||||||||||
| Long | Short | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | |||||||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | |||||||||||||||
| (4) | TOTAL: | ||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Purchase/sale | Number of | Price per unit | |||||||||||||
| securities | |||||||||||||||
| Purchase | 130 | 6.9100 GBP | |||||||||||||
| Purchase | 528 | 6.8454 GBP | |||||||||||||
| Purchase | 983 | 6.9141 GBP | |||||||||||||
| Purchase | 2,383 | 6.3805 GBP | |||||||||||||
| Purchase | 4,161 | 6.6235 GBP | |||||||||||||
| Purchase | 6,011 | 6.5945 GBP | |||||||||||||
| Purchase | 32,431 | 9.4414 EUR | |||||||||||||
| Purchase | 61,902 | 6.6342 GBP | |||||||||||||
| Purchase | 74,613 | 6.8663 GBP | |||||||||||||
| Purchase | 120,000 | 6.8985 GBP | |||||||||||||
| Sale | 200 | 6.9050 EUR | |||||||||||||
| Sale | 306 | 8.9855 EUR | |||||||||||||
| Sale | 619 | 6.6974 GBP | |||||||||||||
| Sale | 966 | 6.6222 GBP | |||||||||||||
| Sale | 1,430 | 6.6987 GBP | |||||||||||||
| Sale | 2,300 | 6.8842 GBP | |||||||||||||
| Sale | 3,504 | 6.5334 GBP | |||||||||||||
| Sale | 7,076 | 6.6320 GBP | |||||||||||||
| Sale | 12,676 | 6.8172 GBP | |||||||||||||
| Sale | 14,705 | 9.5075 EUR | |||||||||||||
| Sale | 86,744 | 6.8702 GBP | |||||||||||||
| Sale | 88,854 | 6.7701 GBP | |||||||||||||
| (b) | Derivatives transactions (other than options transactions) | ||||||||||||||
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||||||||||
| name | |||||||||||||||
| SWAP | Long | 200 | 6.5949 GBP | ||||||||||||
| CFD | Long | 306 | 8.9855 EUR | ||||||||||||
| CFD | Long | 362 | 6.6049 GBP | ||||||||||||
| CFD | Long | 635 | 6.7243 GBP | ||||||||||||
| CFD | Long | 3,000 | 6.5842 GBP | ||||||||||||
| CFD | Long | 3,000 | 6.9294 GBP | ||||||||||||
| CFD | Long | 4,000 | 6.6242 GBP | ||||||||||||
| CFD | Long | 4,797 | 9.6451 EUR | ||||||||||||
| CFD | Long | 5,000 | 6.7491 GBP | ||||||||||||
| CFD | Long | 5,000 | 6.8491 GBP | ||||||||||||
| CFD | Long | 5,000 | 6.8647 GBP | ||||||||||||
| CFD | Long | 5,000 | 6.9491 GBP | ||||||||||||
| CFD | Long | 9,000 | 6.4842 GBP | ||||||||||||
| CFD | Long | 9,908 | 9.4376 EUR | ||||||||||||
| CFD | Long | 10,000 | 6.8681 GBP | ||||||||||||
| CFD | Long | 10,000 | 6.8972 GBP | ||||||||||||
| CFD | Long | 10,000 | 6.8994 GBP | ||||||||||||
| CFD | Long | 10,000 | 6.9049 GBP | ||||||||||||
| CFD | Long | 10,000 | 6.9266 GBP | ||||||||||||
| SWAP | Long | 14,418 | 6.7702 GBP | ||||||||||||
| SWAP | Long | 19,073 | 6.7497 GBP | ||||||||||||
| CFD | Long | 20,000 | 6.9060 GBP | ||||||||||||
| CFD | Long | 27,355 | 6.7331 GBP | ||||||||||||
| CFD | Long | 29,826 | 6.8105 GBP | ||||||||||||
| CFD | Short | 10 | 6.6910 GBP | ||||||||||||
| CFD | Short | 40 | 6.9307 GBP | ||||||||||||
| SWAP | Short | 100 | 6.7201 GBP | ||||||||||||
| CFD | Short | 298 | 6.9358 GBP | ||||||||||||
| CFD | Short | 434 | 6.6708 GBP | ||||||||||||
| CFD | Short | 543 | 6.6908 GBP | ||||||||||||
| CFD | Short | 619 | 6.8005 GBP | ||||||||||||
| CFD | Short | 635 | 9.2734 EUR | ||||||||||||
| CFD | Short | 809 | 6.6657 GBP | ||||||||||||
| CFD | Short | 1,078 | 6.8258 GBP | ||||||||||||
| CFD | Short | 1,125 | 6.8349 GBP | ||||||||||||
| CFD | Short | 1,260 | 6.8358 GBP | ||||||||||||
| CFD | Short | 1,973 | 6.8458 GBP | ||||||||||||
| CFD | Short | 2,082 | 6.3857 GBP | ||||||||||||
| CFD | Short | 2,500 | 6.8608 GBP | ||||||||||||
| CFD | Short | 2,918 | 6.3842 GBP | ||||||||||||
| CFD | Short | 2,922 | 6.8308 GBP | ||||||||||||
| CFD | Short | 3,000 | 6.3707 GBP | ||||||||||||
| CFD | Short | 3,049 | 6.6896 GBP | ||||||||||||
| CFD | Short | 3,204 | 6.6808 GBP | ||||||||||||
| CFD | Short | 3,800 | 6.8508 GBP | ||||||||||||
| CFD | Short | 3,960 | 6.9108 GBP | ||||||||||||
| CFD | Short | 4,342 | 6.8408 GBP | ||||||||||||
| CFD | Short | 4,418 | 9.3227 EUR | ||||||||||||
| SWAP | Short | 4,826 | 6.4738 GBP | ||||||||||||
| CFD | Short | 5,000 | 6.6906 GBP | ||||||||||||
| CFD | Short | 9,908 | 6.6926 GBP | ||||||||||||
| CFD | Short | 10,335 | 6.9208 GBP | ||||||||||||
| SWAP | Short | 20,938 | 6.7887 GBP | ||||||||||||
| CFD | Short | 27,378 | 9.4672 EUR | ||||||||||||
| CFD | Short | 27,771 | 6.5403 GBP | ||||||||||||
| CFD | Short | 29,367 | 6.9408 GBP | ||||||||||||
| CFD | Short | 120,000 | 6.8985 GBP | ||||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including transactions in respect of new securities) | ||||||||||||||
| Nature of transaction | Details | Price per unit (if | |||||||||||||
| applicable) | |||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. | |||||||||||||||
| Attachments | |||||||||||||||
| Is a Supplemental Form 38.5(b) attached? | NO | ||||||||||||||
| Date of disclosure: | 22 May 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||||||||||||||
| Nature of connection | Financial Adviser | ||||||||||||||
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