25th Mar 2015 11:49
| FORM 38.5(b) | |||||||||||||||
| IRISH TAKEOVER PANEL | |||||||||||||||
| DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013 | |||||||||||||||
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT | |||||||||||||||
| RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY | |||||||||||||||
| STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||||||||||||||
| Company dealt in | DRAGON OIL PLC | ||||||||||||||
| Class of relevant security to which the | €0.10 ordinary shares | ||||||||||||||
| dealings being disclosed relate | |||||||||||||||
| Date of dealing | 24 March 2015 | ||||||||||||||
| 2. | INTERESTS AND SHORT POSITIONS | ||||||||||||||
| (a) | Interests and short positions (following dealing) in the class of relevant security dealt in | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| 566,939 | 0.12% | 463,014 | 0.09% | ||||||||||||
| (2) | Derivatives (other than options): | ||||||||||||||
| 445,988 | 0.09% | 549,913 | 0.11% | ||||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 1,012,927 | 0.21% | 1,012,927 | 0.21% | |||||||||||
| (b) | Interests and short positions in relevant securities of the company, other than the class dealt in | ||||||||||||||
| Class of relevant security: | |||||||||||||||
| Long | Short | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | |||||||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | |||||||||||||||
| (4) | TOTAL: | ||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Purchase/sale | Number of | Price per unit | |||||||||||||
| securities | |||||||||||||||
| Purchase | 61 | 5.7700 GBP | |||||||||||||
| Purchase | 309 | 7.8830 EUR | |||||||||||||
| Purchase | 324 | 5.8137 GBP | |||||||||||||
| Purchase | 342 | 5.8000 GBP | |||||||||||||
| Purchase | 594 | 5.8100 GBP | |||||||||||||
| Purchase | 819 | 5.7570 GBP | |||||||||||||
| Purchase | 1,009 | 5.7921 GBP | |||||||||||||
| Purchase | 1,551 | 5.8037 GBP | |||||||||||||
| Purchase | 1,776 | 5.7950 GBP | |||||||||||||
| Purchase | 1,780 | 5.7750 GBP | |||||||||||||
| Purchase | 3,278 | 7.8597 EUR | |||||||||||||
| Purchase | 4,150 | 5.7879 GBP | |||||||||||||
| Purchase | 4,801 | 5.8105 GBP | |||||||||||||
| Purchase | 7,831 | 5.7906 GBP | |||||||||||||
| Purchase | 12,813 | 5.8051 GBP | |||||||||||||
| Purchase | 25,889 | 5.7852 GBP | |||||||||||||
| Sale | 83 | 5.8000 GBP | |||||||||||||
| Sale | 594 | 5.8100 GBP | |||||||||||||
| Sale | 1,776 | 5.7950 GBP | |||||||||||||
| Sale | 1,780 | 5.7750 GBP | |||||||||||||
| Sale | 3,777 | 5.8.270 GBP | |||||||||||||
| Sale | 7,001 | 5.7984 GBP | |||||||||||||
| Sale | 10,071 | 7.8713 EUR | |||||||||||||
| Sale | 12,398 | 5.7991 GBP | |||||||||||||
| (b) | Derivatives transactions (other than options transactions) | ||||||||||||||
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||||||||||
| name | |||||||||||||||
| CFD | Long | 408 | 5.7915 GBP | ||||||||||||
| CFD | Long | 533 | 7.8790 EUR | ||||||||||||
| CFD | Long | 989 | 7.9080 EUR | ||||||||||||
| SWAP | Long | 2,758 | 5.7977 GBP | ||||||||||||
| CFD | Long | 3,918 | 5.7991 GBP | ||||||||||||
| CFD | Long | 9,082 | 7.8651 EUR | ||||||||||||
| CFD | Long | 29,835 | 5.7650 GBP | ||||||||||||
| CFD | Short | 47 | 5.7800 GBP | ||||||||||||
| CFD | Short | 116 | 5.8106 GBP | ||||||||||||
| CFD | Short | 408 | 7.8869 EUR | ||||||||||||
| CFD | Short | 533 | 7.8790 EUR | ||||||||||||
| CFD | Short | 773 | 7.8601 EUR | ||||||||||||
| CFD | Short | 863 | 5.8053 GBP | ||||||||||||
| CFD | Short | 1,199 | 7.8824 EUR | ||||||||||||
| CFD | Short | 1,207 | 7.8388 EUR | ||||||||||||
| SWAP | Short | 2,596 | 5.8200 GBP | ||||||||||||
| CFD | Short | 4,884 | 5.8102 GBP | ||||||||||||
| CFD | Short | 9,020 | 5.7762 GBP | ||||||||||||
| CFD | Short | 25,889 | 5.7852 GBP | ||||||||||||
| CFD | Short | 29,835 | 5.7650 GBP | ||||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including transactions in respect of new securities) | ||||||||||||||
| Nature of transaction | Details | Price per unit (if | |||||||||||||
| applicable) | |||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. | |||||||||||||||
| Attachments | |||||||||||||||
| Is a Supplemental Form 38.5(b) attached? | NO | ||||||||||||||
| Date of disclosure: | 25 Mar 2015 | ||||||||||||||
| Contact name: | Rajesh Muthanna | ||||||||||||||
| Telephone number: | 020 3555 4634 | ||||||||||||||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||||||||||||||
| Nature of connection | Financial Adviser | ||||||||||||||
Copyright Business Wire 2015
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