30th Oct 2015 16:06
Ap24
FORM 38.5(a)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt principal trader | (GS) GOLDMAN SACHS INTERNATIONAL |
Company dealt in | PFIZER INC |
Class of relevant security to which the dealings being disclosed relate (Note 1) | USD Ordinary |
Date of dealing | 29 October 2015 |
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant securities acquired | Highest price paid (Note 3) | Lowest price paid (Note 3) |
9,069 | 34.6796 USD | 34.6632 USD |
Total number of securities disposed | Highest price received (Note 3) | Lowest price received (Note 3) |
9,069 | 34.9082 USD | 34.2500 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 4) | Number of relevant securities (Note 5) | Price per unit (Note 3) |
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(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 5) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 3) |
Call Option | Selling | 2,600 | 0.0000 USD | EUROPEAN | 02/11/2015 | 35.4500 USD |
Call Option / (1.00 : 100.00) | Selling | 36 (3,600) | 36.0000 USD | AMERICAN | 18/12/2015 | 0.6900 USD |
Put Option / (1.00 : 100.00) | Purchasing | 1 (100) | 29.0000 USD | AMERICAN | 15/01/2016 | 0.2200 USD |
Put Option / (1.00 : 100.00) | Purchasing | 1 (100) | 29.0000 USD | AMERICAN | 15/01/2016 | 0.2200 USD |
Put Option / (1.00 : 100.00) | Purchasing | 1 (100) | 29.0000 USD | AMERICAN | 15/01/2016 | 0.2200 USD |
Put Option / (1.00 : 100.00) | Purchasing | 1 (100) | 29.0000 USD | AMERICAN | 15/01/2016 | 0.2200 USD |
Put Option / (1.00 : 100.00) | Purchasing | 1 (100) | 35.0000 USD | AMERICAN | 20/11/2015 | 0.9500 USD |
Put Option / (1.00 : 100.00) | Purchasing | 1 (100) | 35.0000 USD | AMERICAN | 20/11/2015 | 0.9500 USD |
Put Option / (1.00 : 100.00) | Purchasing | 1 (100) | 35.0000 USD | AMERICAN | 20/11/2015 | 0.9600 USD |
Put Option / (1.00 : 100.00) | Purchasing | 1 (100) | 35.0000 USD | AMERICAN | 20/11/2015 | 0.9500 USD |
Put Option / (1.00 : 100.00) | Purchasing | 2 (200) | 35.0000 USD | AMERICAN | 20/11/2015 | 0.9600 USD |
Put Option / (1.00 : 100.00) | Purchasing | 3 (300) | 35.0000 USD | AMERICAN | 20/11/2015 | 0.9600 USD |
Put Option / (1.00 : 100.00) | Purchasing | 1 (100) | 35.0000 USD | AMERICAN | 20/11/2015 | 0.9600 USD |
Put Option / (1.00 : 100.00) | Purchasing | 8 (800) | 35.0000 USD | AMERICAN | 20/11/2015 | 0.9600 USD |
Put Option / (1.00 : 100.00) | Purchasing | 18 (1,800) | 35.0000 USD | AMERICAN | 20/11/2015 | 0.9700 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 3) |
Call Option | 2,600 | 0.0000 USD |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities
under any option referred to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure | 30 October 2015 |
Contact name | Aadithya Rao and Yiannis Bardis |
Telephone number | +44(20) 7051 9046 / +44(20) 7774 7107 |
Name of offeree/offeror with which connected | Iluka Resources Limited |
Nature of connection (Note 6) | Advisor to Offeror |
Related Shares:
PFZ.L