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EPT Disclosure

16th Jun 2008 11:27

RNS Number : 7777W
Deutsche Bank AG
16 June 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

13/06/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

509,706  0.11%

-1,455,700   -0.32

(2) Derivatives (other than options)

1,022,939  0.22%

-672,418 -0.15

(3) Options and agreements to purchase/sell

1,343,000 0.29%

-1,420,000  -0.31

Total

2,875,645 0.62% 

-3,548,118  -0.78

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

1081

130.85

Purchase

42

130.87

Purchase

4

130.88

Purchase

227

130.92

Purchase

117

130.93

Purchase

291

130.94

Purchase

1048

130.95

Purchase

646

130.96

Purchase

1

130.97

Purchase

1172

130.98

Purchase

188

130.99

Purchase

522

131.00

Purchase

206

131.01

Purchase

133

131.02

Purchase

59

131.03

Purchase

127

131.04

Purchase

149

131.05

Purchase

302

131.06

Purchase

150

131.07

Purchase

198

131.08

Purchase

283

131.09

Purchase

111

131.10

Purchase

652

131.11

Purchase

351

131.12

Purchase

519

131.13

Purchase

314

131.14

Purchase

864

131.15

Purchase

634

131.16

Purchase

936

131.17

Purchase

545

131.18

Purchase

353

131.19

Purchase

186

131.20

Purchase

385

131.21

Purchase

252

131.22

Purchase

503

131.23

Purchase

85

131.24

Purchase

415

131.25

Purchase

299

131.26

Purchase

83

131.27

Purchase

221

131.28

Purchase

787

131.29

Purchase

1310

131.30

Purchase

76

131.31

Purchase

331

131.32

Purchase

726

131.33

Purchase

233

131.35

Purchase

439

131.36

Purchase

516

131.37

Purchase

137

131.38

Purchase

111

131.39

Purchase

528

131.40

Purchase

115

131.41

Purchase

45

131.42

Purchase

164

131.43

Purchase

411

131.44

Purchase

910

131.45

Purchase

239

131.46

Purchase

864

131.47

Purchase

472

131.48

Purchase

176

131.49

Purchase

364

131.50

Purchase

500

131.51

Purchase

175

131.52

Purchase

507

131.53

Purchase

151

131.54

Purchase

152

131.55

Purchase

44

131.56

Purchase

287

131.57

Purchase

203

131.58

Purchase

1466

131.59

Purchase

1020

131.60

Purchase

478

131.61

Purchase

6677

131.62

Purchase

3240

131.63

Purchase

221

131.64

Purchase

188

131.65

Purchase

15

131.66

Purchase

2115

131.67

Purchase

112

131.68

Purchase

269

131.69

Purchase

468

131.70

Purchase

236

131.71

Purchase

100

131.72

Purchase

1687

131.73

Purchase

538

131.74

Purchase

134

131.75

Purchase

5458

131.76

Purchase

2365

131.77

Purchase

219

131.78

Purchase

205

131.79

Purchase

71

131.81

Purchase

112

131.82

Purchase

2783

131.83

Purchase

10

131.84

Purchase

200

131.85

Purchase

3555

131.86

Purchase

132

131.87

Purchase

365

131.88

Purchase

62

131.89

Purchase

74

131.90

Purchase

1470

131.92

Purchase

983

131.93

Purchase

190

131.98

Purchase

188

131.99

Purchase

107

132.00

Purchase

64

132.01

Purchase

177

132.02

Purchase

371

132.03

Purchase

66

132.04

Purchase

190

132.05

Purchase

150

132.06

Purchase

304

132.07

Purchase

864

132.12

Purchase

6013

132.13

Purchase

418

132.15

Purchase

115

132.21

Purchase

80

132.25

Purchase

29

132.26

Purchase

103

132.27

Purchase

1456

132.28

Purchase

28

132.31

Purchase

101

132.32

Purchase

59

132.41

Purchase

325

132.49

Purchase

235

132.50

Purchase

244

132.53

Purchase

57

132.54

Purchase

1756

132.55

Purchase

281

132.57

Purchase

74

132.62

Purchase

293

132.63

Purchase

37

132.74

Purchase

63

132.76

Purchase

102

132.77

Purchase

835

132.78

Purchase

318

132.87

Purchase

43

133.00

Purchase

46

133.09

Purchase

101

133.11

Purchase

531

133.12

Purchase

2036

133.13

Purchase

41

133.14

Purchase

1023

133.15

Purchase

750

133.16

Purchase

88

133.19

Purchase

113

133.25

Purchase

149

133.28

Purchase

189

133.29

Purchase

179

133.33

Purchase

99

133.34

Purchase

86

133.36

Purchase

85

133.38

Purchase

500

133.40

Purchase

206

133.41

Purchase

622

133.44

Purchase

674

133.47

Purchase

770

133.48

Purchase

47

133.49

Purchase

4613

133.50

Purchase

243

133.52

Purchase

227

133.55

Purchase

2421

133.59

Purchase

80

133.61

Purchase

1814

133.63

Purchase

700

133.81

Purchase

158

134.00

Purchase

230

134.16

Purchase

62

134.18

Purchase

499

134.19

Purchase

116

134.20

Purchase

154

134.21

Purchase

54

134.22

Purchase

554

134.23

Purchase

640

134.24

Purchase

56

134.25

Purchase

121

134.26

Purchase

51

134.40

Purchase

192

134.43

Purchase

101

134.44

Purchase

26954

134.50

Purchase

92

134.52

Purchase

136

134.55

Purchase

278

134.56

Purchase

104

134.57

Purchase

109

134.58

Purchase

28

134.59

Purchase

69

134.60

Purchase

27

134.62

Purchase

168

134.65

Purchase

45

134.66

Purchase

1

134.68

Purchase

14

134.72

Purchase

14

134.76

Purchase

103

134.77

Purchase

191

134.78

Purchase

2

134.79

Purchase

4175

134.80

Purchase

9143

134.81

Purchase

363

134.82

Purchase

27

134.83

Purchase

60

134.84

Purchase

3320

134.85

Purchase

102

134.86

Purchase

190

134.87

Purchase

214

134.88

Purchase

59

134.90

Purchase

199

134.98

Purchase

14

134.99

Purchase

91

135.00

Purchase

121

135.12

Purchase

522

135.13

Purchase

183

135.22

Purchase

135

135.27

Purchase

38

135.28

Purchase

2000

135.30

Purchase

18

135.31

Purchase

28

135.32

Purchase

272

135.33

Purchase

81

135.34

Purchase

12682

137.53

TOTAL PURCHASE

162,184

Sale

8400

129.57

Sale

1996

130.70

Sale

154

130.78

Sale

178

130.81

Sale

148

130.86

Sale

4

130.87

Sale

724

130.89

Sale

245

130.90

Sale

15

130.91

Sale

356

130.92

Sale

101

130.93

Sale

270

130.94

Sale

279

130.95

Sale

99

130.96

Sale

391

130.97

Sale

719

130.98

Sale

392

130.99

Sale

921

131.00

Sale

73

131.01

Sale

155

131.02

Sale

190

131.03

Sale

565

131.04

Sale

281

131.05

Sale

624

131.06

Sale

522

131.07

Sale

143

131.08

Sale

221

131.09

Sale

84

131.10

Sale

492

131.11

Sale

107

131.12

Sale

500

131.12

Sale

415

131.13

Sale

230

131.14

Sale

660

131.15

Sale

1026

131.16

Sale

489

131.17

Sale

341

131.18

Sale

334

131.19

Sale

346

131.20

Sale

296

131.21

Sale

194

131.22

Sale

950

131.23

Sale

1190

131.24

Sale

436

131.25

Sale

504

131.26

Sale

28

131.27

Sale

531

131.28

Sale

41

131.29

Sale

140

131.30

Sale

530

131.31

Sale

11

131.32

Sale

798

131.33

Sale

475

131.34

Sale

319

131.35

Sale

960

131.36

Sale

346

131.37

Sale

1154

131.38

Sale

127

131.39

Sale

678

131.40

Sale

289

131.41

Sale

233

131.42

Sale

44

131.43

Sale

146

131.44

Sale

43

131.45

Sale

620

131.46

Sale

224

131.47

Sale

247

131.48

Sale

1113

131.49

Sale

74

131.50

Sale

328

131.51

Sale

141

131.52

Sale

400

131.53

Sale

256

131.54

Sale

1056

131.55

Sale

408

131.56

Sale

162

131.57

Sale

240

131.58

Sale

581

131.59

Sale

487

131.60

Sale

64

131.61

Sale

10942

131.62

Sale

238

131.63

Sale

540

131.64

Sale

354

131.65

Sale

5217

131.66

Sale

374

131.67

Sale

153

131.68

Sale

138

131.69

Sale

32

131.70

Sale

136

131.71

Sale

199

131.72

Sale

2569

131.73

Sale

94

131.74

Sale

68

131.75

Sale

2665

131.76

Sale

864

131.77

Sale

234

131.78

Sale

52

131.79

Sale

116

131.81

Sale

116

131.82

Sale

18

131.83

Sale

95

131.84

Sale

23

131.87

Sale

76

131.89

Sale

248

131.90

Sale

26

131.91

Sale

830

131.93

Sale

89

131.93

Sale

382

131.94

Sale

38

131.95

Sale

111

131.97

Sale

3006

132.00

Sale

1174

132.01

Sale

299

132.02

Sale

261

132.03

Sale

529

132.08

Sale

31

132.10

Sale

61

132.11

Sale

156

132.12

Sale

4

132.16

Sale

29

132.17

Sale

10

132.19

Sale

50

132.20

Sale

14

132.21

Sale

376

132.26

Sale

21

132.29

Sale

31

132.30

Sale

353

132.39

Sale

53

132.40

Sale

171

132.41

Sale

108

132.46

Sale

488

132.47

Sale

44

132.48

Sale

25

132.49

Sale

306

132.50

Sale

130

132.53

Sale

226

132.56

Sale

115

132.58

Sale

5041

132.62

Sale

248

132.63

Sale

50

132.67

Sale

57

132.72

Sale

63

132.76

Sale

41

132.84

Sale

11

132.89

Sale

172

133.07

Sale

117

133.10

Sale

83

133.11

Sale

497

133.13

Sale

49

133.15

Sale

4

133.17

Sale

257

133.19

Sale

890

133.20

Sale

39

133.21

Sale

167

133.22

Sale

82

133.23

Sale

701

133.24

Sale

44

133.25

Sale

190

133.26

Sale

44

133.28

Sale

227

133.29

Sale

502

133.31

Sale

3739

133.33

Sale

25

133.34

Sale

500

133.35

Sale

837

133.36

Sale

122

133.38

Sale

444

133.39

Sale

98

133.41

Sale

37

133.44

Sale

34

133.47

Sale

38

133.55

Sale

87

133.58

Sale

510

133.61

Sale

21

133.65

Sale

101

133.66

Sale

422

133.69

Sale

112

133.70

Sale

46

133.73

Sale

210

133.78

Sale

167

133.84

Sale

20

133.91

Sale

13

133.98

Sale

750

134.11

Sale

114

134.14

Sale

31

134.15

Sale

55

134.16

Sale

254

134.17

Sale

65

134.18

Sale

36

134.20

Sale

835

134.21

Sale

1000

134.22

Sale

264

134.23

Sale

188

134.24

Sale

105

134.26

Sale

341

134.27

Sale

81

134.29

Sale

23

134.31

Sale

6

134.32

Sale

226

134.33

Sale

31

134.34

Sale

203

134.35

Sale

96

134.36

Sale

12

134.38

Sale

167

134.42

Sale

213

134.45

Sale

38

134.46

Sale

417

134.47

Sale

157

134.48

Sale

1

134.49

Sale

299

134.50

Sale

815

134.51

Sale

121

134.52

Sale

65

134.53

Sale

109

134.54

Sale

116

134.55

Sale

43

134.56

Sale

101

134.57

Sale

318

134.59

Sale

72

134.61

Sale

116

134.62

Sale

533

134.63

Sale

46

134.64

Sale

134

134.65

Sale

2

134.66

Sale

14

134.67

Sale

671

134.69

Sale

14

134.77

Sale

202

134.78

Sale

341

134.79

Sale

6627

134.80

Sale

8900

134.81

Sale

298

134.82

Sale

141

134.84

Sale

363

134.85

Sale

33

134.86

Sale

404

134.90

Sale

360

134.92

Sale

254

134.95

Sale

13

134.96

Sale

21

134.97

Sale

193

135.00

Sale

226

135.01

Sale

55

135.04

Sale

159

135.05

Sale

480

135.14

Sale

171

135.18

Sale

126

135.20

Sale

182

135.21

Sale

187

135.22

Sale

37

135.23

Sale

248

135.25

Sale

115

135.29

Sale

281

135.30

Sale

122

135.31

Sale

280

135.34

Sale

93

135.36

Sale

12682

137.53

TOTAL SALES

135,213

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

8400

129.57

CFD

Long

107

130.89

CFD

Long

38

130.90

CFD

Long

113

130.92

CFD

Long

29

130.95

CFD

Long

38

130.96

CFD

Long

116

130.97

CFD

Long

239

130.98

CFD

Long

244

130.99

CFD

Long

400

131.00

CFD

Long

73

131.01

CFD

Long

6

131.02

CFD

Long

102

131.03

CFD

Long

32

131.07

CFD

Long

138

131.09

CFD

Long

18

131.10

CFD

Long

134

131.11

CFD

Long

47

131.12

CFD

Long

500

131.12

CFD

Long

59

131.13

CFD

Long

144

131.14

CFD

Long

67

131.15

CFD

Long

79

131.17

CFD

Long

78

131.18

CFD

Long

167

131.19

CFD

Long

24

131.20

CFD

Long

37

131.21

CFD

Long

55

131.22

CFD

Long

48

131.23

CFD

Long

144

131.24

CFD

Long

107

131.25

CFD

Long

231

131.26

CFD

Long

68

131.28

CFD

Long

35

131.29

CFD

Long

8

131.30

CFD

Long

47

131.31

CFD

Long

361

131.33

CFD

Long

43

131.34

CFD

Long

32

131.35

CFD

Long

71

131.36

CFD

Long

172

131.37

CFD

Long

52

131.38

CFD

Long

208

131.40

CFD

Long

64

131.42

CFD

Long

44

131.43

CFD

Long

27

131.44

CFD

Long

44

131.47

CFD

Long

131

131.48

CFD

Long

328

131.51

CFD

Long

69

131.52

CFD

Long

188

131.53

CFD

Long

93

131.54

CFD

Long

469

131.55

CFD

Long

5

131.57

CFD

Long

34

131.58

CFD

Long

22

131.59

CFD

Long

444

131.60

CFD

Long

47

131.61

CFD

Long

84

131.62

CFD

Long

33

131.63

CFD

Long

19

131.64

CFD

Long

5

131.65

CFD

Long

34

131.67

CFD

Long

103

131.69

CFD

Long

32

131.70

CFD

Long

72

131.72

CFD

Long

154

131.73

CFD

Long

74

131.74

CFD

Long

68

131.75

CFD

Long

302

131.76

CFD

Long

21

131.77

CFD

Long

52

131.79

CFD

Long

18

131.83

CFD

Long

81

131.84

CFD

Long

23

131.87

CFD

Long

76

131.89

CFD

Long

248

131.90

CFD

Long

26

131.91

CFD

Long

830

131.93

CFD

Long

141

132.03

CFD

Long

29

132.17

CFD

Long

50

132.20

CFD

Long

21

132.29

CFD

Long

40

132.41

CFD

Long

31

132.47

CFD

Long

44

132.48

CFD

Long

25

132.49

CFD

Long

22

132.56

CFD

Long

58

132.58

CFD

Long

50

132.67

CFD

Long

48

132.72

CFD

Long

41

132.84

CFD

Long

11

132.89

CFD

Long

117

133.10

CFD

Long

83

133.11

CFD

Long

39

133.21

CFD

Long

44

133.25

CFD

Long

27

133.36

CFD

Long

26

133.38

CFD

Long

37

133.44

CFD

Long

34

133.47

CFD

Long

21

133.65

CFD

Long

46

133.73

CFD

Long

20

133.91

CFD

Long

13

133.98

CFD

Long

31

134.15

CFD

Long

38

134.17

CFD

Long

65

134.18

CFD

Long

27

134.20

CFD

Long

44

134.21

CFD

Long

58

134.22

CFD

Long

129

134.23

CFD

Long

188

134.24

CFD

Long

22

134.26

CFD

Long

81

134.29

CFD

Long

77

134.33

CFD

Long

31

134.34

CFD

Long

202

134.35

CFD

Long

38

134.46

CFD

Long

241

134.47

CFD

Long

17

134.51

CFD

Long

94

134.52

CFD

Long

65

134.53

CFD

Long

43

134.56

CFD

Long

318

134.59

CFD

Long

116

134.62

CFD

Long

105

134.69

CFD

Long

45

134.78

CFD

Long

99

134.79

CFD

Long

345

134.80

CFD

Long

8900

134.81

CFD

Long

243

134.85

CFD

Long

111

134.90

CFD

Long

21

134.97

CFD

Long

182

135.21

CFD

Long

248

135.25

CFD

Long

66

135.29

CFD

Short

200

130.95

CFD

Short

198

131.30

CFD

Short

200

131.51

CFD

Short

50

131.57

CFD

Short

413

131.83

CFD

Short

6013

132.13

CFD

Short

1814

133.63

CFD

Short

700

133.81

CFD

Short

40

134.50

CFD

Short

8900

134.81

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

16/06/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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