29th Nov 2007 10:21
UBS AG (EPT)29 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto PLCClass of relevant security to which the 10p Ordinarydealings being disclosed relate (Note 1)Date of dealing 28 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 2,279,824 0.23% 0 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 2,279,824 0.23% 0 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 2 5034 pence PURCHASE 369 5034 SALE 305 5035 SALE 231 5036 SALE 231 5036 SALE 99 5039 SALE 324 5040 SALE 170 5040 PURCHASE 192 5046 PURCHASE 54 5046 PURCHASE 75 5046 PURCHASE 308 5047 PURCHASE 648 5048 PURCHASE 221 5048 PURCHASE 58 5048 PURCHASE 22 5048 PURCHASE 264 5048 SALE 400 5049 SALE 19 5049 SALE 19 5049 SALE 68 5049 SALE 134 5049 SALE 366 5050 SALE 356 5050 PURCHASE 886 5050 PURCHASE 1156 5050 PURCHASE 594 5050 PURCHASE 2000 5050 PURCHASE 1000 5050 PURCHASE 400 5050 PURCHASE 936 5050 PURCHASE 3028 5050 PURCHASE 340 5050 PURCHASE 650 5050 SALE 228 5050 SALE 250 5050 SALE 493 5050 SALE 515 5050 SALE 494 5050 SALE 800 5050 SALE 800 5050 SALE 428 5050 SALE 220 5050 SALE 275 5050 SALE 416 5050 SALE 309 5051 SALE 59 5052 SALE 1521 5052 SALE 128 5052 SALE 130 5052 PURCHASE 155 5053 SALE 1110 5053 SALE 164 5053 PURCHASE 988 5053 SALE 464 5053 SALE 272 5053 SALE 28 5053 SALE 210 5053 SALE 220 5053 SALE 473 5053 SALE 209 5053 SALE 317 5053 SALE 166 5053 SALE 200 5053 SALE 400 5053 SALE 140 5054 PURCHASE 250 5054 PURCHASE 329 5054 SALE 329 5054 SALE 80 5054 SALE 250 5054 SALE 58 5054 SALE 159 5054 SALE 58 5054 PURCHASE 250 5054 PURCHASE 427 5054 PURCHASE 538 5054 SALE 352 5054 SALE 250 5054 PURCHASE 720 5055 PURCHASE 500 5055 PURCHASE 775 5055 SALE 1969 5055 SALE 130 5055 SALE 262 5055 PURCHASE 493 5055 PURCHASE 75 5055 PURCHASE 77 5055 SALE 89 5055 SALE 300 5055 SALE 211 5055 PURCHASE 22 5055 SALE 39 5055 PURCHASE 59 5055 PURCHASE 191 5055 PURCHASE 1151 5055 PURCHASE 15 5055 SALE 69 5055 PURCHASE 302 5056 PURCHASE 450 5056 PURCHASE 19 5056 PURCHASE 53 5056 PURCHASE 466 5056 SALE 33 5056 PURCHASE 269 5056 PURCHASE 134 5056 PURCHASE 400 5056 SALE 250 5057 SALE 293 5057 SALE 957 5057 SALE 19 5057 SALE 595 5057 SALE 1000 5057 SALE 20 5057 SALE 250 5057 PURCHASE 356 5057 PURCHASE 41 5057 PURCHASE 15 5057 PURCHASE 44 5057 PURCHASE 420 5057 PURCHASE 53 5057 PURCHASE 1077 5057 PURCHASE 292 5057 PURCHASE 221 5057 PURCHASE 2500 5057 PURCHASE 55 5057 PURCHASE 154 5057 PURCHASE 250 5057 PURCHASE 250 5057 SALE 541 5057 SALE 582 5057 PURCHASE 350 5058 PURCHASE 200 5058 PURCHASE 450 5058 PURCHASE 362 5058 PURCHASE 450 5058 PURCHASE 450 5058 PURCHASE 450 5058 PURCHASE 450 5058 PURCHASE 450 5058 PURCHASE 450 5058 PURCHASE 450 5058 PURCHASE 66 5058 PURCHASE 384 5058 PURCHASE 450 5058 PURCHASE 66 5058 PURCHASE 384 5058 PURCHASE 243 5058 PURCHASE 244 5058 PURCHASE 300 5058 PURCHASE 258 5058 PURCHASE 360 5058 PURCHASE 158 5058 PURCHASE 500 5058 PURCHASE 360 5058 PURCHASE 284 5058 PURCHASE 128 5058 SALE 744 5058 PURCHASE 716 5058 PURCHASE 67 5058 PURCHASE 55 5058 PURCHASE 58 5058 PURCHASE 85 5058 PURCHASE 1448 5058 PURCHASE 44 5058 PURCHASE 84 5058 PURCHASE 758 5058 PURCHASE 64 5058 PURCHASE 515 5058 PURCHASE 515 5058 PURCHASE 100 5058 SALE 602 5058 PURCHASE 202 5058 PURCHASE 1476 5059 PURCHASE 490 5059 SALE 2023 5059 SALE 181 5059 SALE 1012 5059 SALE 568 5059 PURCHASE 250 5059 PURCHASE 250 5059 SALE 822 5059 PURCHASE 388 5059 PURCHASE 212 5059 PURCHASE 500 5059 SALE 1841 5059 SALE 85 5059 SALE 932 5059 PURCHASE 141 5060 PURCHASE 275 5060 PURCHASE 450 5060 PURCHASE 450 5060 PURCHASE 172 5060 PURCHASE 350 5060 PURCHASE 196 5060 PURCHASE 650 5060 PURCHASE 53 5060 PURCHASE 566 5060 PURCHASE 1718 5060 SALE 191 5060 SALE 99 5060 PURCHASE 397 5060 SALE 746 5060 SALE 217 5060 PURCHASE 955 5060 PURCHASE 15 5060 PURCHASE 805 5060 PURCHASE 212 5060 PURCHASE 54 5060 PURCHASE 53 5060 PURCHASE 54 5060 PURCHASE 250 5060 PURCHASE 56 5060 PURCHASE 1455 5060 PURCHASE 734 5060 PURCHASE 250 5060 PURCHASE 200 5060 PURCHASE 532 5060 PURCHASE 817 5060 SALE 2480 5060 SALE 300 5060 SALE 184 5060 PURCHASE 51 5061 PURCHASE 614 5061 PURCHASE 355 5061 PURCHASE 532 5061 PURCHASE 287 5061 PURCHASE 1322 5061 SALE 500 5061 PURCHASE 58 5061 PURCHASE 484 5061 SALE 84 5062 SALE 148 5062 PURCHASE 268 5062 PURCHASE 9 5062 PURCHASE 984 5062 PURCHASE 340 5062 SALE 42 5063 SALE 161 5063 PURCHASE 300 5063 PURCHASE 300 5063 PURCHASE 274 5063 PURCHASE 15 5063 PURCHASE 53 5063 PURCHASE 344 5063 PURCHASE 505 5063 PURCHASE 585 5063 SALE 136 5064 SALE 400 5064 PURCHASE 140 5064 SALE 412 5064 PURCHASE 444 5065 SALE 329 5065 SALE 305 5065 SALE 271 5065 SALE 284 5065 PURCHASE 877 5065 PURCHASE 939 5065 PURCHASE 454 5065 PURCHASE 54 5065 PURCHASE 15 5065 PURCHASE 250 5065 PURCHASE 500 5065 PURCHASE 273 5065 PURCHASE 34 5065 PURCHASE 500 5065 PURCHASE 231 5065 PURCHASE 34 5065 PURCHASE 400 5065 PURCHASE 285 5065 PURCHASE 300 5066 SALE 400 5066 PURCHASE 100 5066 PURCHASE 610 5066 PURCHASE 226 5066 PURCHASE 323 5066 PURCHASE 532 5066 PURCHASE 212 5066 PURCHASE 212 5066 PURCHASE 72 5066 PURCHASE 367 5066 PURCHASE 71 5066 PURCHASE 17 5066 PURCHASE 394 5066 PURCHASE 101 5066 PURCHASE 56 5066 PURCHASE 52 5066 PURCHASE 57 5066 PURCHASE 250 5066 SALE 167 5067 PURCHASE 448 5067 PURCHASE 210 5067 PURCHASE 291 5067 PURCHASE 59 5067 PURCHASE 51 5067 SALE 307 5068 PURCHASE 25 5068 SALE 200 5068 SALE 267 5069 SALE 37 5069 PURCHASE 837 5070 SALE 321 5070 SALE 111 5070 SALE 309 5070 SALE 160 5070 SALE 160 5070 PURCHASE 178 5070 PURCHASE 1064 5071 PURCHASE 294 5071 SALE 137 5072 SALE 500 5072 PURCHASE 109 5072 SALE 137 5072 SALE 489 5072 SALE 548 5072 SALE 65 5073 SALE 243 5074 SALE 1873 5074 SALE 1220 5074 SALE 653 5074 SALE 855 5075 SALE 232 5075 SALE 255 5075 PURCHASE 472 5078 PURCHASE 242 5078 PURCHASE 50 5078 PURCHASE 157 5078 PURCHASE 314 5078 PURCHASE 1050 5078 SALE 603 5078 SALE 502 5078 SALE 769 5078 SALE 1939 5079 PURCHASE 264 5079 SALE 498 5079 SALE 251 5080 SALE 89 5080 SALE 1836 5080 SALE 761 5080 SALE 384 5080 SALE 67 5080 SALE 249 5080 SALE 14 5082 PURCHASE 239 5082 PURCHASE 59 5082 PURCHASE 58 5082 PURCHASE 268 5082 PURCHASE 59 5082 PURCHASE 57 5082 PURCHASE 600 5082 SALE 1077 5083 PURCHASE 59 5084 PURCHASE 26 5084 PURCHASE 36 5084 PURCHASE 113 5085 PURCHASE 22 5085 PURCHASE 352 5085 PURCHASE 239 5085 PURCHASE 317 5085 PURCHASE 163 5085 PURCHASE 139 5085 PURCHASE 9 5086 SALE 300 5088 PURCHASE 18 5088 PURCHASE 48 5088 PURCHASE 15 5088 PURCHASE 57 5088 PURCHASE 57 5088 PURCHASE 14 5088 PURCHASE 160 5090 PURCHASE 850 5090 PURCHASE 160 5090 PURCHASE 450 5090 PURCHASE 2017 5092 PURCHASE 1983 5092 SALE 1000 5092 SALE 397 5092 PURCHASE 400 5092 PURCHASE 400 5092 SALE 677 5092 SALE 453 5094 SALE 100 5095 SALE 242 5095 PURCHASE 400 5097 PURCHASE 146 5097 SALE 450 5097 SALE 190 5097 SALE 323 5097 SALE 1877 5097 SALE 869 5097 SALE 386 5097 PURCHASE 211 5098 PURCHASE 15 5098 PURCHASE 439 5098 PURCHASE 55 5098 PURCHASE 316 5098 PURCHASE 43 5098 PURCHASE 39 5098 PURCHASE 100 5098 PURCHASE 52 5098 PURCHASE 59 5098 PURCHASE 250 5099 PURCHASE 438 5099 SALE 1000 5100 SALE 300 5100 PURCHASE 101 5100 PURCHASE 55 5100 SALE 2941 5100 PURCHASE 500 5100 PURCHASE 500 5100 SALE 250 5101 SALE 250 5101 SALE 250 5101 SALE 19 5101 PURCHASE 412 5101 PURCHASE 205 5102 PURCHASE 306 5102 PURCHASE 1050 5102 PURCHASE 9 5103 SALE 130 5104 PURCHASE 243 5104 PURCHASE 43 5104 SALE 735 5104 SALE 438 5104 PURCHASE 72 5104 SALE 498 5104 SALE 1150 5105 SALE 250 5105 SALE 100 5105 SALE 513 5105 SALE 250 5105 PURCHASE 137 5106 SALE 498 5106 PURCHASE 395 5106 PURCHASE 679 5106 PURCHASE 80 5106 SALE 508 5106 SALE 2037 5106 PURCHASE 1000 5106 PURCHASE 1454 5106 PURCHASE 874 5106 PURCHASE 191 5106 SALE 300 5106 PURCHASE 367 5107 SALE 454 5107 SALE 19 5107 PURCHASE 109 5107 PURCHASE 498 5107 SALE 1000 5107 SALE 353 5108 SALE 198 5108 SALE 112 5108 PURCHASE 1570 5108 SALE 200 5108 SALE 1084 5108 PURCHASE 131 5108 SALE 428 5108 SALE 1984 5108 SALE 300 5108 PURCHASE 250 5109 PURCHASE 1135 5109 SALE 300 5110 PURCHASE 454 5110 PURCHASE 2000 5110 PURCHASE 228 5110 PURCHASE 302 5111 PURCHASE 532 5111 SALE 1000 5112 SALE 74 5112 PURCHASE 250 5112 PURCHASE 199 5112 PURCHASE 868 5112 PURCHASE 54 5112 SALE 797 5112 PURCHASE 204 5113 PURCHASE 263 5113 PURCHASE 53 5113 PURCHASE 544 5113 PURCHASE 37 5113 PURCHASE 13 5113 PURCHASE 701 5113 PURCHASE 297 5113 PURCHASE 396 5114 PURCHASE 19 5114 SALE 500 5114 SALE 250 5114 SALE 127 5114 PURCHASE 1050 5114 PURCHASE 872 5115 PURCHASE 279 5115 SALE 87 5115 SALE 525 5115 PURCHASE 166 5116 SALE 200 5119 PURCHASE 229 5119 PURCHASE 240 5120 PURCHASE 205 5123 PURCHASE 58 5128 PURCHASE 778 5128 PURCHASE 377 5130 SALE 480 5130 SALE 254 5130 SALE 254 5130 SALE 254 5130 SALE 250 5130 SALE 254 5130 SALE 222 5130 SALE 254 5130 PURCHASE 56 5130 PURCHASE 293 5134 PURCHASE 96 5135 PURCHASE 465 5135 PURCHASE 693 5136 PURCHASE 119 5137 SALE 1136 5137 PURCHASE 781 5138 PURCHASE 182 5138 PURCHASE 600 5138 PURCHASE 106 5139 PURCHASE 90 5140 PURCHASE 358 5140 PURCHASE 9 5140 PURCHASE 1000 5140 PURCHASE 54 5140 PURCHASE 19 5140 PURCHASE 55 5140 PURCHASE 26 5140 PURCHASE 24 5140 PURCHASE 14 5140 SALE 446 5141 PURCHASE 50 5142 PURCHASE 38 5142 PURCHASE 69 5142 PURCHASE 44 5142 SALE 100 5142 SALE 100 5142 SALE 30 5143 SALE 306 5143 SALE 151 5143 PURCHASE 444 5143 PURCHASE 55 5144 PURCHASE 57 5144 PURCHASE 14 5144 SALE 212 5148 PURCHASE 500 5148 PURCHASE 333 5149 SALE 84 5149 PURCHASE 50 5150 PURCHASE 891 5151 PURCHASE 600 5151 PURCHASE 1708 5152 PURCHASE 98 5153 SALE 333 5154 PURCHASE 149 5154 PURCHASE 212 5154 PURCHASE 239 5154 PURCHASE 338 5155 PURCHASE 119 5155 PURCHASE 62 5155 SALE 237 5155 PURCHASE 585 5155 SALE 631 5156 PURCHASE 474 5157 SALE 2515 5159 PURCHASE 1253 5159 PURCHASE 40 5159 PURCHASE 55 5159 SALE 70 5160 SALE 393 5160 SALE 912 5160 SALE 140 5160 SALE 800 5160 PURCHASE 2906 5160 PURCHASE 194 5160 PURCHASE 19 5160 PURCHASE 500 5160 PURCHASE 54 5160 PURCHASE 58 5160 PURCHASE 39 5160 PURCHASE 500 5160 PURCHASE 500 5160 PURCHASE 19 5161 PURCHASE 19 5161 SALE 732 5163 SALE 68 5164 PURCHASE 537 5164 PURCHASE 14 5164 PURCHASE 15 5164 PURCHASE 700 5164 SALE 302 5165 PURCHASE 39 5165 SALE 300 5165 SALE 2295 5165 SALE 300 5165 SALE 455 5165 PURCHASE 54 5166 SALE 498 5166 PURCHASE 11 5166 PURCHASE 10 5167 PURCHASE 9 5167 PURCHASE 950 5167 PURCHASE 57 5168 PURCHASE 53 5168 PURCHASE 1275 5168 PURCHASE 55 5168 PURCHASE 1590 5168 PURCHASE 15 5168 PURCHASE 42 5168 PURCHASE 44 5168 PURCHASE 39 5168 PURCHASE 647 5168 PURCHASE 15 5168 PURCHASE 52 5168 PURCHASE 462 5169 SALE 213 5170 PURCHASE 889 5170 PURCHASE 250 5170 PURCHASE 763 5170 PURCHASE 35 5171 SALE 271 5171 SALE 300 5171 SALE 341 5171 PURCHASE 506 5171 PURCHASE 1007 5172 PURCHASE 1167 5172 PURCHASE 333 5172 PURCHASE 691 5172 PURCHASE 121 5172 PURCHASE 134 5172 SALE 300 5173 PURCHASE 14 5173 SALE 471 5173 SALE 1064 5173 SALE 500 5173 PURCHASE 1944 5173 PURCHASE 344 5174 SALE 580 5174 SALE 556 5174 SALE 321 5174 SALE 1904 5174 PURCHASE 156 5174 PURCHASE 595 5174 PURCHASE 439 5174 PURCHASE 382 5174 PURCHASE 123 5174 PURCHASE 1520 5174 PURCHASE 14 5174 PURCHASE 300 5174 PURCHASE 133 5175 PURCHASE 356 5175 PURCHASE 55 5175 PURCHASE 57 5175 SALE 300 5176 SALE 1000 5176 PURCHASE 114 5176 PURCHASE 77 5176 PURCHASE 148 5177 PURCHASE 53 5177 SALE 68 5177 SALE 400 5178 SALE 508 5178 SALE 300 5178 PURCHASE 882 5178 PURCHASE 14 5178 SALE 461 5178 SALE 196 5179 PURCHASE 211 5179 PURCHASE 364 5179 PURCHASE 500 5179 PURCHASE 11 5179 SALE 300 5179 SALE 482 5179 SALE 75 5179 SALE 476 5179 SALE 1930 5180 SALE 898 5180 PURCHASE 275 5180 PURCHASE 581 5180 PURCHASE 436 5180 PURCHASE 499 5180 PURCHASE 210 5180 PURCHASE 369 5180 PURCHASE 269 5180 PURCHASE 479 5180 PURCHASE 194 5180 PURCHASE 769 5180 SALE 161 5180 SALE 55 5180 SALE 1764 5180 PURCHASE 51 5180 PURCHASE 257 5180 PURCHASE 53 5180 PURCHASE 739 5180 PURCHASE 769 5180 PURCHASE 769 5180 PURCHASE 502 5181 SALE 697 5181 SALE 2895 5181 PURCHASE 55 5181 PURCHASE 19 5181 SALE 1000 5181 SALE 1929 5182 SALE 287 5182 SALE 800 5182 PURCHASE 2 5182 SALE 60 5182 SALE 731 5182 PURCHASE 54 5182 PURCHASE 716 5182 PURCHASE 86 5182 PURCHASE 56 5182 SALE 42 5183 SALE 244 5183 SALE 1406 5183 SALE 1334 5183 SALE 382 5183 SALE 154 5183 PURCHASE 245 5183 PURCHASE 59 5183 PURCHASE 42 5183 SALE 112 5184 SALE 112 5184 PURCHASE 56 5184 PURCHASE 57 5184 PURCHASE 53 5184 PURCHASE 448 5184 PURCHASE 56 5184 PURCHASE 45 5184 PURCHASE 15 5184 PURCHASE 1000 5185 PURCHASE 517 5185 PURCHASE 500 5185 PURCHASE 422 5185 PURCHASE 769 5185 PURCHASE 769 5185 PURCHASE 253 5185 PURCHASE 344 5185 SALE 947 5185 SALE 300 5185 SALE 473 5185 SALE 167 5185 SALE 438 5185 SALE 300 5185 SALE 800 5185 SALE 654 5185 PURCHASE 54 5185 PURCHASE 2420 5186 SALE 1127 5186 PURCHASE 192 5186 PURCHASE 24 5186 PURCHASE 67 5186 PURCHASE 1772 5186 PURCHASE 143 5186 SALE 184 5186 SALE 897 5186 SALE 1449 5186 SALE 362 5186 SALE 514 5186 PURCHASE 53 5186 PURCHASE 356 5188 PURCHASE 104 5188 SALE 1500 5188 PURCHASE 440 5188 PURCHASE 329 5188 PURCHASE 369 5188 SALE 300 5189 SALE 262 5189 SALE 197 5189 PURCHASE 114 5190 PURCHASE 252 5190 SALE 1066 5190 PURCHASE 402 5190 PURCHASE 539 5190 PURCHASE 1041 5190 SALE 306 5190 SALE 500 5190 SALE 1124 5191 SALE 100 5191 SALE 21 5191 SALE 500 5192 SALE 300 5193 PURCHASE 482 5193 SALE 972 5194 PURCHASE 435 5194 SALE 500 5194 PURCHASE 184 5195 PURCHASE 15 5195 PURCHASE 14 5195 PURCHASE 10 5195 PURCHASE 578 5195 SALE 196 5196 SALE 1127 5196 PURCHASE 9 5196 PURCHASE 511 5196 SALE 503 5196 SALE 100 5196 PURCHASE 53 5196 PURCHASE 9 5197 PURCHASE 53 5197 SALE 500 5197 SALE 716 5197 SALE 216 5197 SALE 67 5197 SALE 355 5197 SALE 361 5197 SALE 150 5198 SALE 768 5198 PURCHASE 411 5198 PURCHASE 441 5198 SALE 127 5198 SALE 985 5198 SALE 985 5198 SALE 185 5198 PURCHASE 453 5198 PURCHASE 15 5198 PURCHASE 52 5198 PURCHASE 909 5199 PURCHASE 588 5199 PURCHASE 14 5199 PURCHASE 58 5199 SALE 52 5199 SALE 300 5199 SALE 100 5199 SALE 822 5199 SALE 157 5199 SALE 502 5199 SALE 328 5199 SALE 631 5200 SALE 2055 5200 SALE 1662 5200 SALE 200 5201 SALE 239 5201 PURCHASE 100 5201 PURCHASE 769 5201 PURCHASE 9 5201 PURCHASE 192 5201 PURCHASE 89 5202 PURCHASE 568 5202 PURCHASE 199 5202 PURCHASE 39 5202 PURCHASE 83 5202 PURCHASE 512 5203 PURCHASE 120 5203 PURCHASE 480 5203 PURCHASE 500 5203 PURCHASE 250 5203 PURCHASE 53 5203 PURCHASE 655 5203 PURCHASE 57 5203 PURCHASE 36 5203 PURCHASE 400 5203 PURCHASE 472 5204 PURCHASE 326 5204 PURCHASE 628 5204 PURCHASE 250 5205 PURCHASE 171 5205 PURCHASE 56 5205 SALE 279 5206 PURCHASE 805 5206 PURCHASE 210 5206 PURCHASE 1205 5206 PURCHASE 540 5206 PURCHASE 15 5206 PURCHASE 58 5206 SALE 316 5207 SALE 132 5207 SALE 100 5207 PURCHASE 38 5208 PURCHASE 1000 5208 SALE 403 5209 PURCHASE 500 5209 SALE 348 5210 SALE 312 5210 SALE 135 5210 SALE 249 5210 SALE 111 5210 SALE 500 5211 SALE 100 5211 SALE 601 5212 PURCHASE 390 5212 SALE 70 5213 SALE 299 5214 SALE 282 5214 PURCHASE 53 5214 SALE 187 5214 SALE 146 5214 SALE 761 5214 SALE 705 5214 SALE 554 5214 PURCHASE 769 5215 PURCHASE 42 5215 PURCHASE 261 5215 PURCHASE 54 5215 PURCHASE 39 5215 PURCHASE 769 5215 PURCHASE 14 5215 SALE 160 5215 SALE 764 5215 SALE 184 5215 SALE 46 5215 SALE 5 5215 PURCHASE 53 5215 SALE 477 5216 SALE 41 5216 SALE 247 5216 SALE 2158 5216 SALE 1681 5216 SALE 340 5216 PURCHASE 549 5217 PURCHASE 290 5218 PURCHASE 49 5218 PURCHASE 56 5218 PURCHASE 38 5218 PURCHASE 15 5218 PURCHASE 789 5218 PURCHASE 19 5218 SALE 264 5219 SALE 423 5219 PURCHASE 627 5219 PURCHASE 283 5219 PURCHASE 778 5220 PURCHASE 769 5220 SALE 747 5220 SALE 1112 5220 SALE 500 5220 SALE 918 5220 PURCHASE 748 5220 PURCHASE 188 5221 PURCHASE 715 5221 PURCHASE 565 5221 SALE 300 5223 SALE 381 5223 SALE 150 5223 SALE 568 5223 SALE 14 5223 SALE 175 5223 PURCHASE 1110 5223 PURCHASE 19 5224 PURCHASE 58 5224 PURCHASE 52 5224 PURCHASE 54 5224 PURCHASE 14 5224 PURCHASE 15 5224 PURCHASE 14 5224 PURCHASE 58 5224 PURCHASE 55 5224 PURCHASE 53 5224 PURCHASE 15 5224 PURCHASE 546 5224 PURCHASE 698 5225 PURCHASE 44 5225 PURCHASE 39 5225 SALE 328 5225 SALE 71 5225 SALE 400 5225 PURCHASE 62 5225 PURCHASE 57 5225 PURCHASE 57 5225 PURCHASE 45 5225 PURCHASE 41 5225 PURCHASE 44 5225 PURCHASE 50 5225 PURCHASE 37 5225 PURCHASE 15 5225 PURCHASE 605 5225 PURCHASE 17 5225 PURCHASE 26 5225 PURCHASE 9 5225 PURCHASE 500 5226 PURCHASE 14 5226 SALE 494 5226 SALE 544 5226 PURCHASE 1500 5227 SALE 216 5227 SALE 593 5228 SALE 36 5228 PURCHASE 192 5228 PURCHASE 193 5229 PURCHASE 26 5229 PURCHASE 39 5229 SALE 400 5229 PURCHASE 442 5229 PURCHASE 52 5229 SALE 530 5229 PURCHASE 53 5229 SALE 307 5230 SALE 500 5231 SALE 100 5234 SALE 448 5234 SALE 1040 5234 PURCHASE 200 5235 SALE 1600 5235 SALE 200 5235 PURCHASE 270 5235 PURCHASE 477 5235 PURCHASE 600 5235 PURCHASE 321 5235 PURCHASE 13 5238 PURCHASE 385 5239 PURCHASE 101 5239 PURCHASE 177 5239 PURCHASE 177 5239 PURCHASE 318 5240 PURCHASE 362 5241 PURCHASE 216 5241 PURCHASE 500 5242 SALE 250 5245 SALE 123 5245 SALE 400 5245 PURCHASE 868 5246 PURCHASE 15 5246 PURCHASE 87 5246 PURCHASE 175 5246 PURCHASE 1906 5246 PURCHASE 257 5246 PURCHASE 187 5246 PURCHASE 14 5249 PURCHASE 54 5249 PURCHASE 10 5249 PURCHASE 446 5249 PURCHASE 561 5249 PURCHASE 38 5249 PURCHASE 800 5249 SALE 310 5250 SALE 338 5250 SALE 109 5251 SALE 144 5253 SALE 144 5253 SALE 264 5253 PURCHASE 2222 5253 SALE 222 5254 PURCHASE 1600 5254 SALE 400 5254 SALE 294 5254 SALE 300 5255 SALE 1000 5255 SALE 105 5256 SALE 34 5256 SALE 1442 5256 SALE 400 5256 SALE 144 5256 SALE 117 5256 SALE 528 5256 SALE 1000 5256 SALE 748 5256 PURCHASE 13 5256 PURCHASE 19 5256 SALE 1214 5257 PURCHASE 1560 5257 PURCHASE 463 5257 PURCHASE 297 5257 SALE 747 5258 SALE 298 5259 SALE 344 5259 SALE 800 5259 SALE 63 5259 SALE 400 5259 PURCHASE 53 5259 PURCHASE 69 5260 SALE 65 5260 PURCHASE 2310 5260 PURCHASE 380 5260 PURCHASE 53 5260 PURCHASE 92 5260 PURCHASE 24 5260 PURCHASE 565 5260 PURCHASE 67 5260 PURCHASE 575 5260 PURCHASE 99 5262 PURCHASE 20 5262 PURCHASE 140 5262 PURCHASE 856 5262 PURCHASE 519 5262 PURCHASE 27 5262 PURCHASE 102 5262 PURCHASE 53 5262 SALE 2266 5263 SALE 1803 5264 SALE 400 5264 SALE 335 5264 SALE 65 5264 PURCHASE 103 5264 PURCHASE 2041 5264 PURCHASE 104 5264 PURCHASE 972 5265 PURCHASE 258 5265 SALE 39 5265 SALE 510 5265 SALE 584 5265 SALE 500 5265 SALE 1020 5265 SALE 480 5265 SALE 540 5265 PURCHASE 492 5265 PURCHASE 360 5265 SALE 55 5266 SALE 400 5266 SALE 474 5267 SALE 134 5267 SALE 100 5267 SALE 98 5267 SALE 42 5267 SALE 161 5267 SALE 400 5267 SALE 400 5268 PURCHASE 1487 5268 PURCHASE 36 5268 PURCHASE 2293 5269 PURCHASE 119 5269 PURCHASE 120 5269 PURCHASE 726 5269 SALE 176 5270 PURCHASE 81 5270 PURCHASE 50 5270 PURCHASE 93 5270 PURCHASE 500 5270 PURCHASE 769 5270 SALE 400 5270 SALE 90 5270 SALE 160 5270 SALE 120 5270 SALE 280 5270 SALE 91 5270 SALE 134 5270 SALE 784 5270 SALE 1254 5270 SALE 961 5270 PURCHASE 417 5270 PURCHASE 67 5270 SALE 1952 5270 PURCHASE 568 5271 PURCHASE 1000 5271 PURCHASE 986 5273 PURCHASE 1356 5274 SALE 1591 5274 SALE 668 5274 PURCHASE 1000 5275 SALE 410 5275 SALE 113 5275 SALE 329 5275 PURCHASE 121 5275 PURCHASE 109 5275 PURCHASE 917 5275 PURCHASE 675 5275 PURCHASE 1000 5275 PURCHASE 52 5275 PURCHASE 806 5275 PURCHASE 1000 5275 PURCHASE 28 5275 PURCHASE 81 5275 SALE 350 5276 SALE 400 5276 PURCHASE 347 5276 SALE 1419 5276 SALE 389 5277 PURCHASE 9 5278 SALE 406 5279 SALE 616 5279 PURCHASE 222 5279 SALE 433 5279 PURCHASE 500 5280 PURCHASE 390 5280 PURCHASE 13 5280 PURCHASE 36 5280 PURCHASE 1000 5280 PURCHASE 1000 5280 PURCHASE 214 5280 PURCHASE 201 5280 PURCHASE 300 5280 PURCHASE 500 5281 PURCHASE 105 5281 PURCHASE 210 5285 PURCHASE 462 5285 SALE 1777 5285 PURCHASE 512 5285 PURCHASE 102 5285 PURCHASE 102 5285 PURCHASE 400 5285 PURCHASE 1536 5285 PURCHASE 133 5285 SALE 140 5286 SALE 69 5287 SALE 939 5288 SALE 1070 5290 SALE 1072 5290 PURCHASE 983 5291 SALE 200 5292 SALE 200 5292 SALE 705 5292 SALE 760 5297 PURCHASE 53 5302 PURCHASE 51 5310 PURCHASE 731 5310 PURCHASE 51 5310 SALE 23 5310 SALE 293 5310 PURCHASE 81 5311 PURCHASE 40 5311 PURCHASE 81 5311 SALE 1000 5312 PURCHASE 549 5313 SALE 1756 5313 SALE 839 5313 SALE 953 5314 SALE 1644 5314 SALE 709 5314 SALE 800 5314 SALE 1200 5314 PURCHASE 1903 5315 SALE 618 5315 PURCHASE 504 5315 PURCHASE 738 5315 SALE 619 5318 PURCHASE 351 5318 SALE 1500 5319 SALE 958 5319 PURCHASE 250 5320 PURCHASE 2000 5320 SALE 500 5321 SALE 305 5321 SALE 100 5322 SALE 556 5322 PURCHASE 154 5323 SALE 500 5324 PURCHASE 1000 5324 PURCHASE 53 5324 PURCHASE 729 5324 SALE 790 5324 PURCHASE 51 5325 PURCHASE 90 5325 SALE 105 5325 SALE 709 5325 SALE 351 5325 SALE 1000 5325 SALE 1000 5325 SALE 1000 5325 SALE 1000 5325 SALE 700 5325 PURCHASE 123 5325 SALE 635 5325 SALE 1000 5325 SALE 295 5325 SALE 2521 5325 PURCHASE 508 5325 PURCHASE 292 5325 PURCHASE 500 5325 SALE 412 5325 SALE 1465 5325 SALE 1500 5325 SALE 94 5326 SALE 262 5326 PURCHASE 91 5326 PURCHASE 53 5326 PURCHASE 160 5326 SALE 334 5327 SALE 883 5327 SALE 18 5328 SALE 18 5328 SALE 18 5328 SALE 18 5328 PURCHASE 1000 5328 PURCHASE 648 5328 PURCHASE 144 5328 SALE 18 5328 SALE 18 5328 SALE 685 5328 PURCHASE 1000 5328 PURCHASE 18 5329 PURCHASE 515 5329 PURCHASE 53 5329 SALE 18 5329 SALE 18 5329 SALE 1329 5329 SALE 500 5329 PURCHASE 192 5330 PURCHASE 2622 5330 PURCHASE 682 5330 SALE 103 5330 PURCHASE 229 5330 SALE 1500 5330 SALE 982 5330 SALE 1164 5330 SALE 19 5330 SALE 1691 5330 SALE 435 5330 SALE 802 5330 SALE 471 5330 SALE 1616 5330 PURCHASE 500 5330 SALE 396 5331 SALE 846 5331 SALE 600 5331 SALE 263 5331 PURCHASE 420 5331 PURCHASE 200 5331 PURCHASE 200 5331 SALE 2568 5331 SALE 500 5331 PURCHASE 89 5331 PURCHASE 243 5331 PURCHASE 400 5331 SALE 415 5332 SALE 1000 5332 PURCHASE 44 5332 PURCHASE 280 5333 SALE 366 5333 SALE 366 5333 SALE 1000 5333 SALE 350 5333 SALE 602 5333 PURCHASE 602 5333 SALE 500 5333 SALE 1426 5333 PURCHASE 1426 5333 PURCHASE 1678 5334 PURCHASE 288 5334 SALE 2336 5334 SALE 476 5334 SALE 1564 5334 SALE 500 5334 SALE 500 5334 SALE 215 5334 PURCHASE 400 5334 PURCHASE 1000 5334 SALE 103 5334 SALE 16 5334 SALE 932 5335 PURCHASE 104 5335 PURCHASE 310 5335 PURCHASE 400 5335 SALE 262 5335 SALE 200 5335 PURCHASE 100 5335 PURCHASE 102 5335 PURCHASE 75 5335 PURCHASE 74 5335 SALE 346 5336 SALE 523 5336 SALE 239 5336 SALE 262 5337 PURCHASE 115 5337 PURCHASE 500 5337 SALE 256 5338 SALE 256 5338 SALE 1655 5338 PURCHASE 403 5338 PURCHASE 500 5338 SALE 263 5338 PURCHASE 535 5338 SALE 644 5338 SALE 1184 5338 SALE 455 5338 SALE 500 5338 SALE 500 5338 SALE 43 5339 SALE 1000 5339 PURCHASE 147 5339 PURCHASE 950 5339 PURCHASE 1143 5339 PURCHASE 1848 5340 PURCHASE 800 5340 SALE 133 5340 SALE 500 5342 SALE 97 5343 PURCHASE 118 5343 PURCHASE 121 5343 PURCHASE 119 5343 PURCHASE 2 5343 PURCHASE 2 5343 PURCHASE 122 5343 PURCHASE 14 5343 PURCHASE 6 5343 PURCHASE 1 5343 PURCHASE 1015 5343 PURCHASE 8 5343 PURCHASE 3 5343 PURCHASE 1 5343 PURCHASE 15 5343 PURCHASE 3 5343 PURCHASE 500 5343 PURCHASE 500 5344 PURCHASE 1449 5344 PURCHASE 500 5344 SALE 262 5344 SALE 1000 5344 SALE 400 5345 PURCHASE 2500 5345 PURCHASE 1000 5345 PURCHASE 135 5345 PURCHASE 500 5345 PURCHASE 1922 5345 PURCHASE 59 5345 PURCHASE 296 5345 PURCHASE 697 5345 PURCHASE 473 5346 PURCHASE 864 5346 SALE 100 5346 PURCHASE 507 5346 SALE 263 5346 SALE 18 5346 SALE 18 5346 SALE 445 5346 SALE 649 5346 SALE 500 5347 SALE 262 5347 PURCHASE 250 5347 PURCHASE 770 5347 PURCHASE 37 5347 PURCHASE 999 5347 PURCHASE 6 5347 PURCHASE 1182 5347 PURCHASE 4 5347 SALE 321 5349 PURCHASE 170 5349 SALE 800 5349 SALE 263 5349 SALE 851 5349 PURCHASE 1573 5349 PURCHASE 250 5350 PURCHASE 250 5350 PURCHASE 336 5350 PURCHASE 466 5350 PURCHASE 69 5350 SALE 424 5351 SALE 18 5351 SALE 18 5351 PURCHASE 500 5351 SALE 1687 5352 SALE 89 5352 SALE 100 5352 PURCHASE 577 5352 SALE 183 5354 SALE 400 5354 SALE 100 5354 PURCHASE 72 5354 PURCHASE 250 5354 SALE 25 5354 SALE 2066 5354 SALE 710 5354 PURCHASE 1200 5355 PURCHASE 470 5355 SALE 670 5355 SALE 1000 5355 PURCHASE 1 5355 PURCHASE 179 5355 PURCHASE 1168 5355 PURCHASE 127 5355 PURCHASE 246 5355 PURCHASE 1383 5355 PURCHASE 1309 5355 SALE 120 5356 SALE 504 5356 PURCHASE 965 5356 PURCHASE 120 5356 PURCHASE 40 5356 PURCHASE 66 5356 PURCHASE 173 5356 SALE 1111 5356 SALE 262 5357 PURCHASE 1441 5357 SALE 737 5357 SALE 300 5357 PURCHASE 250 5357 PURCHASE 119 5357 PURCHASE 49 5357 PURCHASE 44 5357 PURCHASE 44 5357 PURCHASE 323 5357 PURCHASE 53 5357 SALE 1916 5358 SALE 238 5358 PURCHASE 500 5358 PURCHASE 34 5358 PURCHASE 25 5358 PURCHASE 137 5358 PURCHASE 589 5358 PURCHASE 49 5358 PURCHASE 18 5358 PURCHASE 498 5358 PURCHASE 500 5358 PURCHASE 50 5358 SALE 1293 5359 SALE 179 5359 SALE 261 5359 SALE 26 5359 SALE 32 5359 SALE 322 5359 SALE 87 5359 SALE 422 5359 SALE 1000 5359 SALE 645 5359 SALE 389 5359 SALE 1168 5359 PURCHASE 36 5360 PURCHASE 685 5360 PURCHASE 34 5360 PURCHASE 12 5360 PURCHASE 96 5360 SALE 1052 5360 SALE 1182 5360 SALE 1429 5360 SALE 734 5360 SALE 11 5360 SALE 306 5360 SALE 400 5360 SALE 800 5361 PURCHASE 53 5361 PURCHASE 358 5361 SALE 695 5361 SALE 1889 5361 SALE 908 5361 SALE 939 5362 SALE 605 5362 SALE 301 5362 PURCHASE 18 5362 PURCHASE 288 5362 PURCHASE 566 5362 PURCHASE 701 5362 PURCHASE 250 5362 PURCHASE 1535 5362 PURCHASE 402 5363 PURCHASE 368 5363 PURCHASE 18 5363 SALE 240 5364 PURCHASE 49 5364 PURCHASE 128 5364 PURCHASE 91 5364 PURCHASE 615 5364 SALE 1317 5367 SALE 1317 5367 SALE 18 5367 PURCHASE 208 5367 PURCHASE 174 5367 PURCHASE 282 5367 PURCHASE 249 5367 SALE 148 5369 PURCHASE 22 5369 PURCHASE 390 5370 PURCHASE 666 5370 SALE 10000 5370 SALE 7 5370 SALE 4295 5370 SALE 400 5370 SALE 1919 5370 PURCHASE 515 5370 PURCHASE 185 5370 SALE 500 5371 PURCHASE 390 5371 SALE 6345 5372 PURCHASE 3 5372 PURCHASE 45 5372 SALE 200 5373 SALE 89 5373 SALE 1055 5373 SALE 400 5375 PURCHASE 176 5375 PURCHASE 663 5375 PURCHASE 396 5376 PURCHASE 66 5376 PURCHASE 640 5376 PURCHASE 10 5376 SALE 390 5376 SALE 111 5377 SALE 961 5377 SALE 876 5377 PURCHASE 427 5378 PURCHASE 360 5379 PURCHASE 1000 5380 SALE 84 5380 SALE 700 5384 PURCHASE 750 5385 SALE 751 5385 SALE 1123 5385 SALE 911 5385 SALE 947 5385 PURCHASE 281 5387 SALE 8654 5387 PURCHASE 400 5390 PURCHASE 2781 5392 SALE 2700 5393 PURCHASE 800 5393 PURCHASE 399 5394 PURCHASE 276 5399 SALE 500 5400 SALE 984 5400 SALE 196 5400 SALE 8320 5400 PURCHASE 192 5400 PURCHASE 2708 5400 PURCHASE 259 5400 PURCHASE 1000 5407 PURCHASE 849 5408 TOTAL PURCHASES 718,910 TOTAL SALES 394,514 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 29 NOVEMBER 2007Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto