21st Nov 2008 11:31
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
UBS AG London Branch |
|
Company dealt in |
Rio Tinto Limited |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary |
|
Date of dealing |
20 NOVEMBER 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
|
|
Long |
|
Short |
|
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
23,360 |
0.00% |
0 |
0.00% |
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
23,360 |
0.00% |
0 |
0.00% |
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
|
Class of relevant security: |
Long |
|
Short |
|
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
||||
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
Rights to subscribe (Note 2)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 4) |
|
SALE |
170 |
5725 AUD CENTS |
|
PURCHASE |
222 |
5737 |
|
SALE |
727 |
5738 |
|
SALE |
550 |
5738 |
|
SALE |
1 |
5739 |
|
SALE |
274 |
5741 |
|
SALE |
1896 |
5745 |
|
SALE |
1620 |
5745 |
|
SALE |
340 |
5745 |
|
SALE |
245 |
5745 |
|
SALE |
100 |
5745 |
|
SALE |
95 |
5745 |
|
SALE |
1508 |
5748 |
|
SALE |
177 |
5748 |
|
SALE |
164 |
5748 |
|
SALE |
2 |
5748 |
|
SALE |
1 |
5748 |
|
PURCHASE |
66 |
5748 |
|
PURCHASE |
354 |
5748 |
|
PURCHASE |
514 |
5748 |
|
SALE |
984 |
5749 |
|
SALE |
240 |
5749 |
|
SALE |
100 |
5749 |
|
SALE |
97 |
5749 |
|
PURCHASE |
1000 |
5749 |
|
PURCHASE |
1055 |
5749 |
|
SALE |
1700 |
5750 |
|
SALE |
170 |
5750 |
|
SALE |
139 |
5750 |
|
SALE |
100 |
5750 |
|
SALE |
100 |
5750 |
|
PURCHASE |
1 |
5750 |
|
PURCHASE |
9 |
5750 |
|
PURCHASE |
35 |
5750 |
|
PURCHASE |
64 |
5750 |
|
PURCHASE |
134 |
5750 |
|
PURCHASE |
517 |
5750 |
|
PURCHASE |
4284 |
5750 |
|
PURCHASE |
1 |
5751 |
|
PURCHASE |
315 |
5751 |
|
PURCHASE |
4284 |
5752 |
|
PURCHASE |
204 |
5754 |
|
PURCHASE |
2703 |
5757 |
|
SALE |
822 |
5794 |
|
SALE |
713 |
5795 |
|
SALE |
218 |
5797 |
|
SALE |
200 |
5809 |
|
SALE |
200 |
5815 |
|
SALE |
182 |
5815 |
|
SALE |
40 |
5815 |
|
SALE |
182 |
5816 |
|
SALE |
100 |
5816 |
|
SALE |
800 |
5826 |
|
SALE |
289 |
5826 |
|
SALE |
292 |
5827 |
|
SALE |
834 |
5831 |
|
PURCHASE |
533 |
5833 |
|
SALE |
182 |
5834 |
|
SALE |
143 |
5834 |
|
SALE |
1654 |
5835 |
|
PURCHASE |
3 |
5837 |
|
PURCHASE |
1117 |
5837 |
|
SALE |
1000 |
5840 |
|
SALE |
903 |
5840 |
|
SALE |
85 |
5840 |
|
PURCHASE |
1004 |
5842 |
|
SALE |
281 |
5843 |
|
PURCHASE |
1 |
5844 |
|
PURCHASE |
230 |
5844 |
|
SALE |
1331 |
5845 |
|
SALE |
853 |
5845 |
|
PURCHASE |
110 |
5848 |
|
PURCHASE |
1129 |
5848 |
|
SALE |
110 |
5849 |
|
SALE |
1 |
5849 |
|
SALE |
723 |
5850 |
|
SALE |
393 |
5850 |
|
SALE |
79 |
5850 |
|
SALE |
16 |
5850 |
|
SALE |
3 |
5850 |
|
SALE |
314 |
5851 |
|
SALE |
244 |
5852 |
|
PURCHASE |
806 |
5852 |
|
PURCHASE |
95 |
5853 |
|
PURCHASE |
246 |
5853 |
|
PURCHASE |
1572 |
5853 |
|
PURCHASE |
3 |
5854 |
|
PURCHASE |
77 |
5854 |
|
PURCHASE |
161 |
5854 |
|
PURCHASE |
174 |
5854 |
|
PURCHASE |
578 |
5854 |
|
PURCHASE |
1250 |
5854 |
|
PURCHASE |
56 |
5855 |
|
PURCHASE |
1735 |
5855 |
|
SALE |
280 |
5856 |
|
SALE |
96 |
5856 |
|
SALE |
999 |
5857 |
|
SALE |
1114 |
5858 |
|
SALE |
341 |
5858 |
|
SALE |
297 |
5858 |
|
SALE |
250 |
5858 |
|
SALE |
173 |
5858 |
|
SALE |
100 |
5858 |
|
SALE |
44 |
5858 |
|
PURCHASE |
1 |
5858 |
|
PURCHASE |
1 |
5858 |
|
PURCHASE |
119 |
5858 |
|
PURCHASE |
210 |
5858 |
|
SALE |
1160 |
5859 |
|
SALE |
380 |
5859 |
|
SALE |
221 |
5859 |
|
SALE |
68 |
5859 |
|
SALE |
18 |
5859 |
|
SALE |
1 |
5859 |
|
SALE |
864 |
5860 |
|
SALE |
250 |
5860 |
|
SALE |
100 |
5860 |
|
SALE |
90 |
5860 |
|
SALE |
85 |
5860 |
|
PURCHASE |
3 |
5860 |
|
PURCHASE |
6 |
5860 |
|
PURCHASE |
34 |
5860 |
|
PURCHASE |
82 |
5860 |
|
PURCHASE |
150 |
5860 |
|
PURCHASE |
202 |
5860 |
|
SALE |
100 |
5861 |
|
SALE |
16 |
5861 |
|
PURCHASE |
1 |
5861 |
|
PURCHASE |
382 |
5861 |
|
SALE |
880 |
5863 |
|
PURCHASE |
66 |
5865 |
|
PURCHASE |
1000 |
5865 |
|
PURCHASE |
1200 |
5865 |
|
SALE |
1338 |
5867 |
|
SALE |
215 |
5867 |
|
SALE |
147 |
5867 |
|
PURCHASE |
1 |
5867 |
|
PURCHASE |
3 |
5867 |
|
PURCHASE |
399 |
5867 |
|
SALE |
337 |
5868 |
|
SALE |
100 |
5868 |
|
PURCHASE |
1 |
5869 |
|
PURCHASE |
220 |
5869 |
|
PURCHASE |
3 |
5870 |
|
PURCHASE |
6 |
5870 |
|
PURCHASE |
230 |
5870 |
|
PURCHASE |
500 |
5870 |
|
PURCHASE |
651 |
5870 |
|
PURCHASE |
4258 |
5870 |
|
SALE |
1500 |
5872 |
|
PURCHASE |
94 |
5873 |
|
PURCHASE |
220 |
5873 |
|
SALE |
710 |
5874 |
|
SALE |
277 |
5874 |
|
SALE |
1 |
5874 |
|
SALE |
249 |
5875 |
|
SALE |
249 |
5875 |
|
SALE |
1 |
5875 |
|
PURCHASE |
2 |
5878 |
|
PURCHASE |
12 |
5878 |
|
PURCHASE |
34 |
5878 |
|
PURCHASE |
682 |
5878 |
|
PURCHASE |
3523 |
5878 |
|
SALE |
659 |
5880 |
|
SALE |
120 |
5880 |
|
SALE |
189 |
5883 |
|
SALE |
153 |
5883 |
|
PURCHASE |
826 |
5884 |
|
SALE |
257 |
5885 |
|
SALE |
247 |
5885 |
|
PURCHASE |
327 |
5885 |
|
SALE |
169 |
5886 |
|
SALE |
79 |
5886 |
|
SALE |
70 |
5886 |
|
PURCHASE |
3 |
5886 |
|
PURCHASE |
3 |
5886 |
|
PURCHASE |
35 |
5886 |
|
PURCHASE |
50 |
5886 |
|
PURCHASE |
153 |
5886 |
|
PURCHASE |
213 |
5886 |
|
PURCHASE |
527 |
5886 |
|
PURCHASE |
1957 |
5886 |
|
PURCHASE |
44 |
5887 |
|
PURCHASE |
600 |
5887 |
|
SALE |
120 |
5888 |
|
SALE |
100 |
5888 |
|
SALE |
100 |
5888 |
|
SALE |
150 |
5889 |
|
PURCHASE |
88 |
5889 |
|
SALE |
1359 |
5890 |
|
PURCHASE |
1 |
5890 |
|
PURCHASE |
3 |
5890 |
|
PURCHASE |
6 |
5890 |
|
PURCHASE |
50 |
5890 |
|
PURCHASE |
71 |
5890 |
|
PURCHASE |
126 |
5890 |
|
PURCHASE |
150 |
5890 |
|
PURCHASE |
200 |
5890 |
|
PURCHASE |
483 |
5890 |
|
PURCHASE |
603 |
5890 |
|
PURCHASE |
458 |
5891 |
|
SALE |
500 |
5892 |
|
PURCHASE |
971 |
5892 |
|
SALE |
4242 |
5893 |
|
SALE |
160 |
5894 |
|
PURCHASE |
84 |
5894 |
|
PURCHASE |
160 |
5894 |
|
SALE |
200 |
5895 |
|
SALE |
85 |
5895 |
|
SALE |
15 |
5895 |
|
SALE |
1100 |
5896 |
|
SALE |
165 |
5896 |
|
SALE |
825 |
5897 |
|
SALE |
550 |
5899 |
|
SALE |
56 |
5899 |
|
SALE |
8 |
5899 |
|
PURCHASE |
224 |
5900 |
|
PURCHASE |
4 |
5901 |
|
PURCHASE |
33 |
5901 |
|
PURCHASE |
127 |
5901 |
|
PURCHASE |
230 |
5901 |
|
PURCHASE |
309 |
5901 |
|
PURCHASE |
1186 |
5902 |
|
PURCHASE |
151 |
5903 |
|
PURCHASE |
304 |
5903 |
|
SALE |
688 |
5904 |
|
SALE |
342 |
5904 |
|
SALE |
1 |
5904 |
|
SALE |
1 |
5904 |
|
SALE |
173 |
5905 |
|
SALE |
66 |
5905 |
|
SALE |
59 |
5905 |
|
SALE |
457 |
5910 |
|
SALE |
294 |
5910 |
|
SALE |
249 |
5910 |
|
PURCHASE |
3 |
5910 |
|
PURCHASE |
22 |
5910 |
|
PURCHASE |
713 |
5910 |
|
SALE |
566 |
5915 |
|
SALE |
14 |
5915 |
|
SALE |
3 |
5915 |
|
PURCHASE |
459 |
5916 |
|
PURCHASE |
410 |
5918 |
|
PURCHASE |
147 |
5919 |
|
PURCHASE |
160 |
5919 |
|
PURCHASE |
1 |
5920 |
|
PURCHASE |
3 |
5920 |
|
PURCHASE |
20 |
5920 |
|
PURCHASE |
142 |
5920 |
|
PURCHASE |
181 |
5920 |
|
PURCHASE |
210 |
5920 |
|
PURCHASE |
230 |
5920 |
|
PURCHASE |
230 |
5920 |
|
PURCHASE |
510 |
5920 |
|
PURCHASE |
1124 |
5920 |
|
PURCHASE |
1489 |
5920 |
|
PURCHASE |
1537 |
5920 |
|
SALE |
614 |
5921 |
|
PURCHASE |
197 |
5921 |
|
PURCHASE |
455 |
5921 |
|
PURCHASE |
603 |
5921 |
|
PURCHASE |
66 |
5924 |
|
PURCHASE |
100 |
5924 |
|
PURCHASE |
224 |
5924 |
|
SALE |
713 |
5925 |
|
SALE |
500 |
5925 |
|
SALE |
170 |
5925 |
|
SALE |
110 |
5925 |
|
SALE |
109 |
5925 |
|
SALE |
45 |
5925 |
|
PURCHASE |
56 |
5925 |
|
PURCHASE |
6 |
5926 |
|
PURCHASE |
100 |
5926 |
|
PURCHASE |
124 |
5926 |
|
PURCHASE |
334 |
5926 |
|
PURCHASE |
420 |
5926 |
|
PURCHASE |
444 |
5926 |
|
PURCHASE |
578 |
5926 |
|
PURCHASE |
95 |
5927 |
|
SALE |
455 |
5928 |
|
SALE |
197 |
5928 |
|
SALE |
398 |
5929 |
|
SALE |
144 |
5929 |
|
PURCHASE |
220 |
5929 |
|
SALE |
1907 |
5930 |
|
SALE |
1872 |
5930 |
|
SALE |
607 |
5930 |
|
SALE |
383 |
5930 |
|
SALE |
76 |
5930 |
|
SALE |
45 |
5930 |
|
SALE |
13 |
5930 |
|
SALE |
3 |
5930 |
|
PURCHASE |
6 |
5931 |
|
PURCHASE |
122 |
5931 |
|
PURCHASE |
168 |
5931 |
|
PURCHASE |
305 |
5933 |
|
SALE |
566 |
5934 |
|
SALE |
461 |
5934 |
|
SALE |
344 |
5935 |
|
SALE |
141 |
5935 |
|
PURCHASE |
3 |
5935 |
|
PURCHASE |
36 |
5935 |
|
PURCHASE |
164 |
5935 |
|
PURCHASE |
554 |
5935 |
|
PURCHASE |
979 |
5935 |
|
PURCHASE |
1177 |
5935 |
|
SALE |
842 |
5936 |
|
SALE |
500 |
5936 |
|
SALE |
144 |
5936 |
|
SALE |
95 |
5936 |
|
SALE |
69 |
5936 |
|
SALE |
15 |
5936 |
|
SALE |
13 |
5936 |
|
SALE |
3 |
5936 |
|
SALE |
1 |
5936 |
|
SALE |
835 |
5937 |
|
SALE |
439 |
5937 |
|
SALE |
346 |
5937 |
|
SALE |
985 |
5938 |
|
SALE |
801 |
5938 |
|
SALE |
271 |
5938 |
|
SALE |
241 |
5938 |
|
SALE |
189 |
5938 |
|
SALE |
40 |
5938 |
|
SALE |
15 |
5938 |
|
SALE |
515 |
5939 |
|
PURCHASE |
548 |
5939 |
|
SALE |
500 |
5940 |
|
SALE |
150 |
5940 |
|
PURCHASE |
1 |
5940 |
|
PURCHASE |
3 |
5940 |
|
PURCHASE |
137 |
5940 |
|
PURCHASE |
511 |
5940 |
|
PURCHASE |
840 |
5940 |
|
PURCHASE |
1217 |
5940 |
|
PURCHASE |
1939 |
5940 |
|
SALE |
186820 |
5941.121443 |
|
PURCHASE |
186820 |
5941.121443 |
|
SALE |
500 |
5942 |
|
SALE |
287 |
5942 |
|
SALE |
499 |
5943 |
|
SALE |
490 |
5943 |
|
SALE |
235 |
5943 |
|
SALE |
499 |
5944 |
|
PURCHASE |
1 |
5945 |
|
PURCHASE |
3 |
5945 |
|
PURCHASE |
3 |
5945 |
|
PURCHASE |
3 |
5945 |
|
PURCHASE |
6 |
5945 |
|
PURCHASE |
17 |
5945 |
|
PURCHASE |
77 |
5945 |
|
PURCHASE |
99 |
5945 |
|
PURCHASE |
247 |
5945 |
|
PURCHASE |
643 |
5945 |
|
PURCHASE |
677 |
5945 |
|
PURCHASE |
1186 |
5945 |
|
PURCHASE |
1613 |
5945 |
|
PURCHASE |
2000 |
5945 |
|
SALE |
1368 |
5947 |
|
SALE |
332 |
5947 |
|
SALE |
229 |
5947 |
|
SALE |
179 |
5947 |
|
PURCHASE |
3 |
5947 |
|
PURCHASE |
521 |
5947 |
|
PURCHASE |
661 |
5947 |
|
SALE |
186820 |
5948.21434 |
|
PURCHASE |
186820 |
5948.21434 |
|
PURCHASE |
3 |
5949 |
|
PURCHASE |
66 |
5949 |
|
PURCHASE |
160 |
5949 |
|
PURCHASE |
263 |
5949 |
|
PURCHASE |
856 |
5949 |
|
SALE |
500 |
5950 |
|
SALE |
497 |
5950 |
|
SALE |
168 |
5950 |
|
SALE |
162 |
5950 |
|
SALE |
100 |
5950 |
|
SALE |
100 |
5950 |
|
SALE |
100 |
5950 |
|
SALE |
83 |
5950 |
|
SALE |
40 |
5950 |
|
PURCHASE |
42 |
5950 |
|
PURCHASE |
210 |
5950 |
|
PURCHASE |
251 |
5950 |
|
PURCHASE |
446 |
5950 |
|
PURCHASE |
685 |
5950 |
|
PURCHASE |
1228 |
5950 |
|
PURCHASE |
1627 |
5950 |
|
SALE |
729 |
5951 |
|
PURCHASE |
2 |
5951 |
|
PURCHASE |
143 |
5951 |
|
PURCHASE |
479 |
5952 |
|
PURCHASE |
577 |
5953 |
|
PURCHASE |
702 |
5953 |
|
SALE |
678 |
5954 |
|
SALE |
154 |
5954 |
|
SALE |
1 |
5954 |
|
SALE |
647 |
5955 |
|
PURCHASE |
103 |
5955 |
|
PURCHASE |
103 |
5955 |
|
PURCHASE |
753 |
5955 |
|
PURCHASE |
1254 |
5955 |
|
PURCHASE |
182 |
5956 |
|
SALE |
324 |
5957 |
|
SALE |
117 |
5958 |
|
PURCHASE |
3 |
5958 |
|
PURCHASE |
32 |
5958 |
|
PURCHASE |
182 |
5958 |
|
PURCHASE |
733 |
5958 |
|
PURCHASE |
1055 |
5958 |
|
PURCHASE |
2136 |
5958 |
|
SALE |
1997 |
5959 |
|
SALE |
992 |
5959 |
|
SALE |
808 |
5959 |
|
SALE |
255 |
5959 |
|
SALE |
250 |
5959 |
|
SALE |
124 |
5959 |
|
SALE |
1 |
5959 |
|
SALE |
1538 |
5960 |
|
SALE |
1026 |
5960 |
|
SALE |
496 |
5960 |
|
SALE |
219 |
5960 |
|
SALE |
144 |
5960 |
|
SALE |
35 |
5960 |
|
SALE |
20 |
5960 |
|
SALE |
1 |
5960 |
|
PURCHASE |
3 |
5960 |
|
PURCHASE |
3 |
5960 |
|
PURCHASE |
6 |
5960 |
|
PURCHASE |
54 |
5960 |
|
PURCHASE |
89 |
5960 |
|
PURCHASE |
105 |
5960 |
|
PURCHASE |
107 |
5960 |
|
PURCHASE |
281 |
5960 |
|
PURCHASE |
802 |
5960 |
|
PURCHASE |
900 |
5960 |
|
PURCHASE |
4122 |
5960 |
|
SALE |
247 |
5961 |
|
PURCHASE |
435 |
5961 |
|
PURCHASE |
200 |
5963 |
|
PURCHASE |
409 |
5963 |
|
SALE |
1191 |
5964 |
|
SALE |
1000 |
5964 |
|
SALE |
958 |
5964 |
|
SALE |
221 |
5964 |
|
PURCHASE |
582 |
5964 |
|
SALE |
1592 |
5965 |
|
SALE |
1375 |
5965 |
|
SALE |
450 |
5965 |
|
SALE |
136 |
5965 |
|
SALE |
125 |
5965 |
|
SALE |
36 |
5965 |
|
PURCHASE |
81 |
5965 |
|
PURCHASE |
100 |
5965 |
|
PURCHASE |
369 |
5965 |
|
PURCHASE |
1000 |
5965 |
|
SALE |
840 |
5966 |
|
SALE |
1120 |
5967 |
|
SALE |
951 |
5967 |
|
SALE |
579 |
5967 |
|
SALE |
469 |
5967 |
|
SALE |
286 |
5967 |
|
SALE |
100 |
5967 |
|
SALE |
160 |
5968 |
|
SALE |
113 |
5968 |
|
PURCHASE |
3 |
5968 |
|
PURCHASE |
504 |
5968 |
|
PURCHASE |
656 |
5968 |
|
SALE |
460 |
5969 |
|
SALE |
202 |
5969 |
|
PURCHASE |
33 |
5969 |
|
PURCHASE |
56 |
5969 |
|
PURCHASE |
119 |
5969 |
|
PURCHASE |
119 |
5969 |
|
PURCHASE |
209 |
5969 |
|
PURCHASE |
480 |
5969 |
|
SALE |
1025 |
5970 |
|
SALE |
1000 |
5970 |
|
SALE |
600 |
5970 |
|
SALE |
501 |
5970 |
|
SALE |
500 |
5970 |
|
SALE |
68 |
5970 |
|
SALE |
50 |
5970 |
|
PURCHASE |
3 |
5970 |
|
PURCHASE |
3 |
5970 |
|
PURCHASE |
184 |
5970 |
|
PURCHASE |
324 |
5970 |
|
PURCHASE |
353 |
5970 |
|
PURCHASE |
448 |
5970 |
|
PURCHASE |
557 |
5970 |
|
PURCHASE |
901 |
5970 |
|
PURCHASE |
1000 |
5970 |
|
PURCHASE |
1000 |
5970 |
|
SALE |
3016 |
5971 |
|
SALE |
469 |
5971 |
|
SALE |
413 |
5971 |
|
SALE |
120 |
5971 |
|
SALE |
87 |
5971 |
|
SALE |
55 |
5971 |
|
PURCHASE |
3 |
5971 |
|
PURCHASE |
99 |
5971 |
|
PURCHASE |
391 |
5971 |
|
PURCHASE |
500 |
5971 |
|
PURCHASE |
691 |
5971 |
|
SALE |
842 |
5972 |
|
SALE |
519 |
5973 |
|
SALE |
492 |
5973 |
|
SALE |
172 |
5973 |
|
SALE |
136 |
5973 |
|
SALE |
136 |
5973 |
|
PURCHASE |
3 |
5974 |
|
PURCHASE |
3 |
5974 |
|
PURCHASE |
787 |
5974 |
|
PURCHASE |
1005 |
5974 |
|
PURCHASE |
1777 |
5974 |
|
SALE |
400 |
5975 |
|
SALE |
279 |
5975 |
|
SALE |
42 |
5975 |
|
PURCHASE |
89 |
5975 |
|
PURCHASE |
99 |
5975 |
|
PURCHASE |
860 |
5975 |
|
PURCHASE |
962 |
5975 |
|
SALE |
219 |
5977 |
|
PURCHASE |
3 |
5977 |
|
PURCHASE |
33 |
5977 |
|
PURCHASE |
70 |
5977 |
|
PURCHASE |
92 |
5977 |
|
PURCHASE |
112 |
5977 |
|
PURCHASE |
115 |
5977 |
|
PURCHASE |
165 |
5977 |
|
PURCHASE |
209 |
5977 |
|
PURCHASE |
260 |
5977 |
|
PURCHASE |
400 |
5977 |
|
PURCHASE |
659 |
5977 |
|
PURCHASE |
6 |
5978 |
|
PURCHASE |
99 |
5978 |
|
PURCHASE |
103 |
5978 |
|
SALE |
599 |
5979 |
|
PURCHASE |
6 |
5980 |
|
PURCHASE |
649 |
5980 |
|
PURCHASE |
834 |
5980 |
|
PURCHASE |
1202 |
5980 |
|
PURCHASE |
1800 |
5980 |
|
PURCHASE |
1945 |
5980 |
|
PURCHASE |
2235 |
5980 |
|
SALE |
600 |
5981 |
|
SALE |
300 |
5981 |
|
SALE |
500 |
5982 |
|
SALE |
611 |
5984 |
|
PURCHASE |
650 |
5984 |
|
SALE |
600 |
5985 |
|
SALE |
300 |
5985 |
|
PURCHASE |
317 |
5985 |
|
PURCHASE |
500 |
5985 |
|
PURCHASE |
608 |
5985 |
|
SALE |
154 |
5986 |
|
SALE |
133 |
5986 |
|
SALE |
49 |
5986 |
|
SALE |
16 |
5986 |
|
PURCHASE |
3 |
5986 |
|
PURCHASE |
141 |
5986 |
|
PURCHASE |
373 |
5986 |
|
PURCHASE |
616 |
5986 |
|
SALE |
506 |
5987 |
|
SALE |
1023 |
5988 |
|
SALE |
774 |
5988 |
|
SALE |
365 |
5988 |
|
SALE |
351 |
5988 |
|
SALE |
300 |
5988 |
|
SALE |
241 |
5988 |
|
SALE |
4 |
5988 |
|
SALE |
738 |
5989 |
|
SALE |
180 |
5989 |
|
SALE |
163 |
5989 |
|
SALE |
150 |
5989 |
|
PURCHASE |
1500 |
5989 |
|
SALE |
1857 |
5990 |
|
SALE |
1831 |
5990 |
|
SALE |
1500 |
5990 |
|
SALE |
825 |
5990 |
|
SALE |
598 |
5990 |
|
SALE |
500 |
5990 |
|
SALE |
470 |
5990 |
|
SALE |
268 |
5990 |
|
SALE |
250 |
5990 |
|
SALE |
100 |
5990 |
|
SALE |
33 |
5990 |
|
SALE |
11 |
5990 |
|
PURCHASE |
3 |
5990 |
|
PURCHASE |
3 |
5990 |
|
PURCHASE |
3 |
5990 |
|
PURCHASE |
82 |
5990 |
|
PURCHASE |
303 |
5990 |
|
PURCHASE |
374 |
5990 |
|
PURCHASE |
1556 |
5990 |
|
PURCHASE |
2513 |
5990 |
|
PURCHASE |
597 |
5991 |
|
PURCHASE |
61 |
5992 |
|
PURCHASE |
100 |
5992 |
|
PURCHASE |
441 |
5992 |
|
SALE |
375 |
5993 |
|
SALE |
357 |
5994 |
|
SALE |
300 |
5994 |
|
SALE |
1000 |
5995 |
|
SALE |
499 |
5995 |
|
SALE |
377 |
5995 |
|
SALE |
251 |
5995 |
|
SALE |
247 |
5995 |
|
SALE |
592 |
5996 |
|
SALE |
343 |
5996 |
|
SALE |
126 |
5996 |
|
SALE |
1 |
5996 |
|
SALE |
347 |
5997 |
|
SALE |
688 |
5998 |
|
SALE |
518 |
5998 |
|
SALE |
500 |
5998 |
|
SALE |
177 |
5998 |
|
SALE |
175 |
5998 |
|
SALE |
168 |
5998 |
|
SALE |
1000 |
5999 |
|
PURCHASE |
3 |
5999 |
|
PURCHASE |
430 |
5999 |
|
SALE |
1129 |
6000 |
|
SALE |
788 |
6000 |
|
SALE |
287 |
6000 |
|
SALE |
250 |
6000 |
|
SALE |
195 |
6000 |
|
SALE |
100 |
6000 |
|
SALE |
50 |
6000 |
|
SALE |
39 |
6000 |
|
SALE |
16 |
6000 |
|
SALE |
11 |
6000 |
|
PURCHASE |
3 |
6000 |
|
PURCHASE |
10 |
6000 |
|
PURCHASE |
30 |
6000 |
|
PURCHASE |
1182 |
6000 |
|
PURCHASE |
1242 |
6000 |
|
PURCHASE |
1554 |
6000 |
|
PURCHASE |
2954 |
6000 |
|
SALE |
500 |
6001 |
|
SALE |
500 |
6001 |
|
SALE |
59 |
6001 |
|
PURCHASE |
343 |
6001 |
|
PURCHASE |
1443 |
6001 |
|
PURCHASE |
3 |
6002 |
|
PURCHASE |
3 |
6002 |
|
PURCHASE |
6 |
6002 |
|
PURCHASE |
18 |
6002 |
|
PURCHASE |
89 |
6002 |
|
PURCHASE |
103 |
6002 |
|
PURCHASE |
331 |
6002 |
|
PURCHASE |
358 |
6002 |
|
SALE |
2733 |
6005 |
|
PURCHASE |
399 |
6005 |
|
PURCHASE |
482 |
6005 |
|
SALE |
4162 |
6006 |
|
PURCHASE |
100 |
6006 |
|
PURCHASE |
6 |
6009 |
|
PURCHASE |
62 |
6009 |
|
PURCHASE |
194 |
6009 |
|
PURCHASE |
856 |
6009 |
|
SALE |
1856 |
6010 |
|
SALE |
1000 |
6010 |
|
SALE |
603 |
6010 |
|
SALE |
300 |
6010 |
|
SALE |
166 |
6010 |
|
SALE |
137 |
6010 |
|
SALE |
119 |
6010 |
|
SALE |
100 |
6010 |
|
SALE |
28 |
6010 |
|
SALE |
11 |
6010 |
|
PURCHASE |
63 |
6010 |
|
PURCHASE |
189 |
6010 |
|
PURCHASE |
590 |
6010 |
|
PURCHASE |
834 |
6010 |
|
PURCHASE |
1694 |
6010 |
|
PURCHASE |
299 |
6012 |
|
SALE |
631 |
6013 |
|
SALE |
444 |
6013 |
|
PURCHASE |
382 |
6013 |
|
SALE |
200 |
6014 |
|
PURCHASE |
69 |
6014 |
|
PURCHASE |
101 |
6014 |
|
PURCHASE |
363 |
6014 |
|
SALE |
516 |
6015 |
|
SALE |
239 |
6015 |
|
SALE |
140 |
6015 |
|
PURCHASE |
1 |
6015 |
|
PURCHASE |
52 |
6015 |
|
PURCHASE |
72 |
6015 |
|
PURCHASE |
108 |
6015 |
|
PURCHASE |
200 |
6015 |
|
PURCHASE |
320 |
6015 |
|
PURCHASE |
1523 |
6015 |
|
SALE |
3000 |
6016 |
|
SALE |
1026 |
6016 |
|
SALE |
35 |
6016 |
|
PURCHASE |
127 |
6016 |
|
SALE |
132 |
6017 |
|
SALE |
655 |
6020 |
|
SALE |
334 |
6020 |
|
SALE |
85 |
6020 |
|
SALE |
18 |
6020 |
|
PURCHASE |
2 |
6020 |
|
PURCHASE |
3 |
6020 |
|
PURCHASE |
33 |
6020 |
|
PURCHASE |
50 |
6020 |
|
PURCHASE |
76 |
6020 |
|
PURCHASE |
140 |
6020 |
|
PURCHASE |
150 |
6020 |
|
PURCHASE |
233 |
6020 |
|
PURCHASE |
234 |
6020 |
|
PURCHASE |
245 |
6020 |
|
PURCHASE |
263 |
6020 |
|
PURCHASE |
273 |
6020 |
|
PURCHASE |
402 |
6020 |
|
PURCHASE |
1000 |
6020 |
|
PURCHASE |
2539 |
6020 |
|
SALE |
1249 |
6021 |
|
SALE |
842 |
6021 |
|
SALE |
749 |
6021 |
|
SALE |
32 |
6021 |
|
PURCHASE |
315 |
6021 |
|
PURCHASE |
355 |
6021 |
|
SALE |
272 |
6022 |
|
SALE |
265 |
6022 |
|
SALE |
109 |
6022 |
|
SALE |
126 |
6024 |
|
PURCHASE |
1 |
6024 |
|
PURCHASE |
3 |
6024 |
|
PURCHASE |
133 |
6024 |
|
PURCHASE |
416 |
6024 |
|
SALE |
450 |
6025 |
|
SALE |
101 |
6025 |
|
SALE |
500 |
6027 |
|
PURCHASE |
3 |
6027 |
|
PURCHASE |
33 |
6027 |
|
PURCHASE |
91 |
6027 |
|
PURCHASE |
103 |
6027 |
|
PURCHASE |
116 |
6027 |
|
PURCHASE |
215 |
6027 |
|
PURCHASE |
246 |
6027 |
|
PURCHASE |
349 |
6027 |
|
PURCHASE |
3 |
6029 |
|
PURCHASE |
231 |
6029 |
|
SALE |
1496 |
6030 |
|
SALE |
100 |
6030 |
|
SALE |
74 |
6030 |
|
SALE |
30 |
6030 |
|
PURCHASE |
2 |
6030 |
|
PURCHASE |
3 |
6030 |
|
PURCHASE |
3 |
6030 |
|
PURCHASE |
6 |
6030 |
|
PURCHASE |
6 |
6030 |
|
PURCHASE |
47 |
6030 |
|
PURCHASE |
50 |
6030 |
|
PURCHASE |
63 |
6030 |
|
PURCHASE |
68 |
6030 |
|
PURCHASE |
118 |
6030 |
|
PURCHASE |
250 |
6030 |
|
PURCHASE |
336 |
6030 |
|
SALE |
1080 |
6031 |
|
PURCHASE |
4 |
6031 |
|
PURCHASE |
36 |
6031 |
|
PURCHASE |
68 |
6031 |
|
PURCHASE |
193 |
6031 |
|
PURCHASE |
228 |
6031 |
|
PURCHASE |
347 |
6031 |
|
PURCHASE |
499 |
6031 |
|
SALE |
917 |
6032 |
|
SALE |
400 |
6033 |
|
SALE |
50 |
6033 |
|
PURCHASE |
137 |
6033 |
|
PURCHASE |
1103 |
6034 |
|
SALE |
507 |
6035 |
|
SALE |
64 |
6035 |
|
SALE |
60 |
6035 |
|
SALE |
44 |
6035 |
|
PURCHASE |
1 |
6035 |
|
PURCHASE |
48 |
6035 |
|
PURCHASE |
196 |
6035 |
|
PURCHASE |
1375 |
6035 |
|
PURCHASE |
1 |
6036 |
|
PURCHASE |
2 |
6036 |
|
PURCHASE |
3 |
6036 |
|
PURCHASE |
7 |
6036 |
|
PURCHASE |
28 |
6036 |
|
PURCHASE |
63 |
6036 |
|
PURCHASE |
93 |
6036 |
|
PURCHASE |
103 |
6036 |
|
PURCHASE |
189 |
6036 |
|
PURCHASE |
240 |
6036 |
|
PURCHASE |
611 |
6036 |
|
SALE |
1217 |
6037 |
|
SALE |
472 |
6037 |
|
SALE |
165 |
6037 |
|
SALE |
56 |
6037 |
|
PURCHASE |
499 |
6037 |
|
PURCHASE |
1 |
6038 |
|
PURCHASE |
250 |
6038 |
|
SALE |
897 |
6039 |
|
SALE |
500 |
6040 |
|
SALE |
200 |
6040 |
|
SALE |
100 |
6040 |
|
PURCHASE |
3 |
6040 |
|
PURCHASE |
6 |
6040 |
|
PURCHASE |
276 |
6040 |
|
PURCHASE |
841 |
6040 |
|
PURCHASE |
1401 |
6040 |
|
SALE |
219 |
6041 |
|
SALE |
109 |
6041 |
|
PURCHASE |
3 |
6041 |
|
PURCHASE |
1185 |
6041 |
|
SALE |
654 |
6042 |
|
SALE |
613 |
6042 |
|
SALE |
129 |
6042 |
|
PURCHASE |
68 |
6043 |
|
PURCHASE |
236 |
6043 |
|
PURCHASE |
1900 |
6044 |
|
SALE |
266 |
6045 |
|
SALE |
1243 |
6046 |
|
SALE |
721 |
6046 |
|
SALE |
53 |
6046 |
|
SALE |
48 |
6046 |
|
SALE |
1500 |
6047 |
|
SALE |
344 |
6047 |
|
SALE |
283 |
6047 |
|
SALE |
105 |
6047 |
|
SALE |
346 |
6048 |
|
SALE |
70 |
6049 |
|
SALE |
56 |
6049 |
|
SALE |
55 |
6049 |
|
PURCHASE |
1000 |
6049 |
|
SALE |
251 |
6050 |
|
SALE |
100 |
6050 |
|
PURCHASE |
3 |
6050 |
|
PURCHASE |
3 |
6050 |
|
PURCHASE |
3 |
6050 |
|
PURCHASE |
9 |
6050 |
|
PURCHASE |
38 |
6050 |
|
PURCHASE |
147 |
6050 |
|
PURCHASE |
148 |
6050 |
|
PURCHASE |
193 |
6050 |
|
PURCHASE |
259 |
6050 |
|
PURCHASE |
364 |
6050 |
|
PURCHASE |
561 |
6050 |
|
PURCHASE |
1092 |
6050 |
|
PURCHASE |
3 |
6055 |
|
PURCHASE |
9 |
6055 |
|
PURCHASE |
374 |
6055 |
|
PURCHASE |
2 |
6056 |
|
PURCHASE |
399 |
6056 |
|
SALE |
183 |
6062 |
|
SALE |
881 |
6064 |
|
SALE |
746 |
6064 |
|
SALE |
135 |
6064 |
|
SALE |
541 |
6065 |
|
SALE |
10 |
6065 |
|
SALE |
510 |
6069 |
|
SALE |
95 |
6070 |
|
SALE |
1000 |
6090 |
|
SALE |
926 |
6090 |
|
SALE |
1270 |
6094 |
|
SALE |
1270 |
6096 |
|
SALE |
63 |
6096 |
|
SALE |
45 |
6096 |
|
SALE |
1270 |
6098 |
|
SALE |
164 |
6098 |
|
PURCHASE |
3 |
6130 |
|
PURCHASE |
50 |
6130 |
|
PURCHASE |
98 |
6130 |
|
PURCHASE |
187 |
6130 |
|
PURCHASE |
238 |
6130 |
|
PURCHASE |
700 |
6130 |
|
PURCHASE |
219 |
6137 |
|
PURCHASE |
239 |
6137 |
|
PURCHASE |
19 |
6138 |
|
PURCHASE |
50 |
6138 |
|
PURCHASE |
100 |
6138 |
|
TOTAL PURCHASES |
560,460 |
|
|
TOTAL SALES |
560,460 |
(b) Derivatives transactions (other than options)
|
Product name, e.g CFD |
Long/short (Note 5) |
Number of securities (Note 6) |
Price per unit (Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name,e.g. call option |
Writing, selling, purchasing, varying etc |
Number of securities to which the option relates (Note 6) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 4) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 4) |
(d) Other dealings (including new securities) (Note 3)
|
Nature of transaction(Note 7) |
Details |
Price per unit (if applicable) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
……………………………………………………………………
……………………………………………………………………
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
|
Date of disclosure |
21 NOVEMBER 2008 |
|
Contact name |
LOUISE ROBINSON |
|
Telephone number |
020 7567 8762 |
|
Name of offeree/offeror with which connected |
BHP Billiton PLC BHP Billiton LTD |
|
Nature of connection (Note 9) |
CONNECTED ADVISER |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
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