25th Apr 2008 11:52
Macquarie Group Limited25 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 3 of 3 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in BHP Billiton Limited Class of relevant security to which the Ordinary shares ISIN: AU000000BHP4dealings being disclosed relate (Note 1) Date of dealing 24 April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 5,567,575 0.16% (2) Derivatives (other than options) 6,342 0.00% (3) Options and agreements to purchase/sell 5,575,891 0.16% Total 6,342 0.00% 11,14,466 0.32% (c) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (d) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (e) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFDSee Part 2 - Annexure B I Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of securities Exercise Type, e.g. Expiry Option money selling, to which the option American,e.g. call option purchasing, relates (Note 6) price European etc. date paid/received varying etc. per unit (Note 4)See Part 2 - Annexure C (f) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (g) Other dealings (including new securities) (Note 3) Nature of Transaction Quantity Price Per Unit (if applicable)Loan of securities N/ALoan of Securities Returns N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 25 April 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) Connected principal trader Annexure A Buy Sell Exec Quantity Exec Price BUY 134947.00 44.61 BUY 1130.00 44.66 BUY 1046.00 44.66 BUY 402.00 44.70 BUY 100.00 44.70 BUY 426.00 44.70 BUY 911.00 44.70 BUY 37.00 44.70 BUY 250.00 44.70 BUY 2000.00 44.70 BUY 874.00 44.70 BUY 2824.00 44.66 BUY 179.00 44.50 BUY 4821.00 44.50 BUY 01.00 44.47 BUY 4295.00 44.47 BUY 5000.00 44.50 BUY 60.00 44.47 BUY 644.00 44.47 BUY 4014.00 44.40 BUY 446.00 44.53 BUY 26.00 44.53 BUY 621.00 44.53 BUY 291.00 44.53 BUY 500.00 44.53 BUY 800.00 44.53 BUY 600.00 44.53 BUY 232.00 44.53 BUY 66.00 44.53 BUY 120.00 44.53 BUY 1298.00 44.53 BUY 256.00 44.60 BUY 475.00 44.60 BUY 4269.00 44.60 BUY 8634.00 44.70 BUY 66.00 44.70 BUY 1300.00 44.70 BUY 9262.00 44.75 BUY 20.00 44.75 BUY 652.00 44.75 BUY 66.00 44.75 BUY 1000.00 84.50 BUY 171.00 44.70 BUY 63.00 44.70 BUY 2419.00 44.64 BUY 270.00 44.64 BUY 2267.00 44.65 BUY 1734.00 44.70 BUY 3200.00 44.70 BUY 451.00 44.79 BUY 42.00 44.66 BUY 341.00 44.66 BUY 987.00 44.66 BUY 462.00 44.66 BUY 1010.00 44.66 BUY 1010.00 44.66 BUY 1010.00 44.66 BUY 1775.00 44.75 BUY 350.00 44.75 BUY 495.00 44.77 BUY 936.00 44.77 BUY 257.00 44.77 BUY 13.00 44.75 BUY 5601.00 44.63 BUY 1399.00 44.63 BUY 4653.00 44.57 BUY 340.00 44.57 BUY 2007.00 44.57 BUY 823.00 44.50 BUY 4457.00 44.57 BUY 495.00 44.57 BUY 1000.00 44.55 BUY 733.00 44.55 BUY 656.00 44.55 BUY 66.00 44.55 BUY 250.00 44.55 BUY 1000.00 44.55 BUY 1246.00 44.55 BUY 2000.00 44.40 BUY 250.00 44.41 BUY 4661.00 44.47 BUY 93.00 44.44 BUY 1786.00 44.44 BUY 202.00 44.44 BUY 202.00 44.59 BUY 313.00 44.59 BUY 100.00 44.61 BUY 1000.00 44.61 BUY 500.00 44.69 BUY 250.00 44.69 BUY 337.00 44.76 BUY 163.00 44.76 BUY 139.00 44.61 BUY 970.00 44.61 BUY 300.00 44.65 BUY 300.00 44.65 BUY 258.00 44.66 BUY 300.00 44.65 BUY 10.00 44.66 BUY 5907.00 44.59 BUY 1394.00 44.67 BUY 122.00 44.79 BUY 37.00 44.69 BUY 53.00 44.69 BUY 105.00 44.69 BUY 1889.00 44.69 BUY 66.00 44.69 BUY 856.00 44.69 BUY 2189.00 44.69 BUY 62.00 44.74 BUY 50.00 44.61 BUY 1300.00 44.61 BUY 159.00 44.70 BUY 341.00 44.70 BUY 1001.00 44.60 BUY 186.00 44.70 BUY 500.00 44.60 BUY 225.00 44.41 BUY 400.00 44.45 BUY 1000.00 44.57 BUY 1400.00 44.80 BUY 348.00 44.72 BUY 152.00 44.72 BUY 150.00 44.67 BUY 250.00 44.90 BUY 200.00 44.90 BUY 500.00 44.90 BUY 1300.00 44.90 BUY 15000.00 81.47 BUY 100.00 81.13 BUY 100.00 81.13 BUY 500.00 81.13 BUY 300.00 81.13 BUY 1500.00 81.13 BUY 100.00 81.15 BUY 2400.00 81.15 BUY 100.00 81.12 BUY 100.00 81.12 BUY 100.00 81.12 BUY 2700.00 81.13 BUY 1000.00 82.35 BUY 500.00 82.40 BUY 1000.00 82.40 BUY 98.00 82.38 BUY 800.00 82.50 BUY 400.00 82.50 BUY 2100.00 82.50 BUY 200.00 82.50 BUY 100.00 82.50 BUY 600.00 82.50 BUY 400.00 82.50 BUY 200.00 82.50 BUY 100.00 82.50 BUY 100.00 82.50 BUY 59.00 82.50 BUY 400.00 82.50 BUY 2541.00 82.50 BUY 500.00 82.50 BUY 400.00 82.50 BUY 100.00 82.50 BUY 500.00 82.50 BUY 600.00 82.50 BUY 400.00 82.50 SELL -137.00 44.60 SELL -200.00 44.66 SELL -1000.00 44.66 SELL -712.00 44.60 SELL -1001.00 44.60 SELL -6950.00 44.60 SELL -936.00 44.62 SELL -2200.00 44.62 SELL -200.00 44.62 SELL -550.00 44.62 SELL -20.00 44.62 SELL -225.00 44.62 SELL -56.00 44.62 SELL -229.00 44.51 SELL -2000.00 44.51 SELL -400.00 44.51 SELL -90.00 44.50 SELL -120.00 44.50 SELL -33.00 44.50 SELL -50.00 44.50 SELL -400.00 44.50 SELL -9700.00 44.50 SELL -100.00 44.50 SELL -80.00 44.50 SELL -500.00 44.50 SELL -25.00 44.50 SELL -3000.00 44.50 SELL -2000.00 44.50 SELL -200.00 44.50 SELL -800.00 44.50 SELL -290.00 44.50 SELL -50.00 44.50 SELL -110.00 44.50 SELL -650.00 44.50 SELL -4000.00 44.50 SELL -8444.00 44.74 SELL -16.00 44.74 SELL -07.00 44.74 SELL -1533.00 44.74 SELL -187.00 44.70 SELL -121.00 44.70 SELL -4692.00 44.70 SELL -4163.00 44.78 SELL -837.00 44.78 SELL -363.00 44.70 SELL -2586.00 44.67 SELL -1000.00 44.67 SELL -51.00 44.67 SELL -762.00 44.75 SELL -2238.00 44.75 SELL -400.00 44.45 SELL -1850.00 44.45 SELL -218.00 44.45 SELL -129.00 44.45 SELL -182.00 44.45 SELL -97.00 44.45 SELL -4034.00 44.45 SELL -2000.00 44.47 SELL -93.00 44.50 SELL -2350.00 44.70 SELL -4322.00 44.77 SELL -2678.00 44.77 SELL -7000.00 44.79 SELL -239.00 44.73 SELL -87.00 44.73 SELL -01.00 44.73 SELL -51.00 44.73 SELL -1000.00 44.73 SELL -521.00 44.70 SELL -2000.00 44.70 SELL -209.00 44.73 SELL -54.00 44.73 SELL -4750.00 44.72 SELL -101.00 44.72 SELL -01.00 44.72 SELL -4184.00 44.72 SELL -438.00 44.72 SELL -26.00 44.72 SELL -489.00 44.73 SELL -500.00 44.73 SELL -01.00 44.71 SELL -513.00 44.71 SELL -08.00 44.71 SELL -3211.00 44.65 SELL -1677.00 44.77 SELL -123.00 44.77 SELL -03.00 44.77 SELL -12.00 44.77 SELL -55.00 44.77 SELL -630.00 44.77 SELL -74.00 44.78 SELL -1383.00 44.78 SELL -79.00 44.78 SELL -485.00 44.78 SELL -944.00 44.78 SELL -3737.00 44.78 SELL -180.00 44.78 SELL -68.00 44.78 SELL -250.00 44.71 SELL -50.00 44.71 SELL -128.00 44.71 SELL -3000.00 44.73 SELL -1000.00 44.77 SELL -1675.00 44.80 SELL -158.00 44.80 SELL -19.00 44.80 SELL -487.00 44.80 SELL -1713.00 44.80 SELL -01.00 44.80 SELL -1561.00 44.80 SELL -1114.00 44.66 SELL -54.00 44.59 SELL -1114.00 44.59 SELL -1564.00 44.60 SELL -500.00 44.60 SELL -2936.00 44.60 SELL -1500.00 44.45 SELL -2002.00 44.60 SELL -253.00 44.72 SELL -247.00 44.72 SELL -1300.00 44.61 SELL -200.00 44.64 SELL -1000.00 44.58 SELL -2000.00 44.74 SELL -250.00 44.76 SELL -1400.00 44.70 SELL -186.00 44.87 SELL -1153.00 44.90 SELL -66.00 44.90 SELL -500.00 44.77 SELL -410.00 44.61 SELL -90.00 44.61 SELL -108.00 44.90 SELL -12100.00 82.18 SELL -100.00 82.50 SELL -500.00 82.50 SELL -100.00 82.50 SELL -2500.00 82.35 SELL -100.00 82.50 SELL -600.00 82.50 SELL -200.00 82.50 SELL -200.00 82.50 SELL -700.00 82.50 14522.00 OTC sale to custodian at market. Total BUY 325,846 Total SELL 166,290 Annexure B Type BuySell Exec Quantity Exec Price CFDS BUY 1300.00 44.61 CFDS BUY 200.00 44.64 CFDS BUY 1000.00 44.58 CFDS BUY 2000.00 44.74 CFDS BUY 250.00 44.76 CFDS BUY 1400.00 44.70 CFDS BUY 186.00 44.87 CFDS BUY 500.00 44.77 CFDS BUY 410.00 44.61 CFDS BUY 90.00 44.61 CMBO BUY 01.00 00.01 CFDS SELL -1300.00 44.61 CFDS SELL -50.00 44.61 CFDS SELL -159.00 44.70 CFDS SELL -341.00 44.70 CFDS SELL -1400.00 44.80 CFDS SELL -1001.00 44.60 CFDS SELL -186.00 44.70 CFDS SELL -500.00 44.60 CFDS SELL -225.00 44.41 CFDS SELL -400.00 44.45 CFDS SELL -1000.00 44.57 CFDS SELL -152.00 44.72 CFDS SELL -348.00 44.72 CFDS SELL -1300.00 44.90 CFDS SELL -150.00 44.67 CFDS SELL -250.00 44.90 CFDS SELL -500.00 44.90 CFDS SELL -200.00 44.90 Total Buy 7337 Total Sell -9462 Annexure C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Call Option BUY 35000.00 01.45 40.00 European 20080529 Call Option BUY 35000.00 01.46 40.00 European 20080529 Call Option BUY 10000.00 00.32 60.00 American 20080925 Call Option BUY 10000.00 00.31 60.00 American 20080925 Put Option BUY 100000.00 00.23 41.00 European 20080529 Put Option BUY 1848.00 00.50 29.17 American 20090625 Put Option BUY 6750.00 21.52 25.00 European 17/11/2016 Put Option BUY 250.00 21.52 25.00 European 17/11/2016 Put Option BUY 3800.00 04.85 37.00 European 30/10/2007 Put Option BUY 2000.00 04.81 37.00 European 30/10/2007 Put Option BUY 1500.00 27.27 17.58 European 30/06/2008 Put Option BUY 2000.00 19.97 25.00 European 19/05/2016 Put Option BUY 3000.00 20.00 25.00 European 19/05/2016 Put Option BUY 250.00 19.97 25.00 European 19/05/2016 Put Option BUY 178.00 19.97 25.00 European 19/05/2016 Put Option BUY 1000.00 20.04 25.00 European 19/05/2016 Put Option BUY 5000.00 15.50 32.00 European 17/11/2016 Put Option BUY 4000.00 15.51 32.00 European 17/11/2016 Put Option BUY 100.00 15.53 32.00 European 17/11/2016 Put Option BUY 2500.00 15.80 32.00 European 17/11/2016 Put Option BUY 3500.00 15.80 32.00 European 17/11/2016 Put Option BUY 1250.00 15.67 32.00 European 17/11/2016 Put Option BUY 50.00 24.94 20.00 European 19/05/2016 Put Option BUY 4750.00 24.90 20.00 European 19/05/2016 Put Option BUY 4750.00 24.90 20.00 European 19/05/2016 Put Option BUY 500.00 24.90 20.00 European 19/05/2016 Put Option BUY 3211.00 24.83 20.00 European 19/05/2016 Put Option BUY 2000.00 30.00 15.72 European 30/06/2011 Put Option BUY 3000.00 23.22 22.00 European 26/06/2008 Put Option BUY 4000.00 23.21 22.00 European 26/06/2008 Put Option BUY 2000.00 23.04 22.00 European 26/06/2008 Put Option BUY 2000.00 23.03 22.00 European 26/06/2008 Put Option BUY 2250.00 22.92 22.00 European 26/06/2008 Put Option BUY 2350.00 23.17 22.00 European 26/06/2008 Put Option BUY 750.00 23.19 22.00 European 26/06/2008 Put Option BUY 4000.00 23.27 22.00 European 26/06/2008 Put Option BUY 500.00 23.27 22.00 European 26/06/2008 Put Option BUY 250.00 23.24 22.00 European 26/06/2008 Put Option BUY 250.00 23.24 22.00 European 26/06/2008 Put Option BUY 2500.00 10.47 32.00 European 27/09/2007 Put Option BUY 500.00 38.94 06.40 European 30/06/2009 Put Option BUY 5000.00 20.67 24.53 European 30/06/2008 Call Option SELL -35000.00 01.43 40.00 European 20080529 Call Option SELL -35000.00 01.41 40.00 European 20080529 Call Option SELL -10000.00 00.31 60.00 American 20080925 Put Option SELL -70.00 30.92 23.00 European 29/06/2018 Put Option SELL -800.00 04.88 37.00 European 30/10/2007 Put Option SELL -3000.00 04.87 37.00 European 30/10/2007 Put Option SELL -1500.00 04.72 37.00 European 30/10/2007 Put Option SELL -250.00 04.79 37.00 European 30/10/2007 Put Option SELL -1750.00 04.79 37.00 European 30/10/2007 Put Option SELL -2500.00 04.82 37.00 European 30/10/2007 Put Option SELL -147.00 20.29 European Put Option SELL -250.00 16.09 32.00 European 17/11/2016 Put Option SELL -100.00 15.49 32.00 European 17/11/2016 Put Option SELL -5000.00 15.52 32.00 European 17/11/2016 Put Option SELL -4000.00 15.49 32.00 European 17/11/2016 Put Option SELL -1250.00 15.68 32.00 European 17/11/2016 Put Option SELL -200.00 28.50 20.00 European 28/06/2013 Put Option SELL -5000.00 10.27 32.00 European 27/09/2007 Put Option SELL -1750.00 10.26 32.00 European 27/09/2007 Put Option SELL -3250.00 10.26 32.00 European 27/09/2007 Put Option SELL -7000.00 23.08 22.00 European 26/06/2008 Put Option SELL -4000.00 23.00 22.00 European 26/06/2008 Put Option SELL -4500.00 10.14 32.00 European 27/09/2007 Put Option SELL -500.00 10.14 32.00 European 27/09/2007 Put Option SELL -3250.00 10.09 32.00 European 27/09/2007 Put Option SELL -1750.00 10.09 32.00 European 27/09/2007 Put Option SELL -2000.00 22.87 22.00 European 26/06/2008 Put Option SELL -250.00 22.88 22.00 European 26/06/2008 Put Option SELL -100.00 23.09 22.00 European 26/06/2008 Put Option SELL -1000.00 23.08 22.00 European 26/06/2008 Put Option SELL -1250.00 23.11 22.00 European 26/06/2008 Put Option SELL -750.00 23.16 22.00 European 26/06/2008 Put Option SELL -5000.00 23.23 22.00 European 26/06/2008 Put Option SELL -5000.00 20.72 24.53 European 30/06/2008 Total BUY 273,537 Total SELL 147,167 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group