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EPT Disclosure

27th Jun 2008 09:31

RNS Number : 6993X
Deutsche Bank AG
27 June 2008
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
 
Company dealt in
BHP Billiton Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
26/06/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
2,779,917 0.08%
-17,713,894 -0.53%
(2) Derivatives (other than options)
 
5,938,445 0.18%
-8,189,917 -0.24%
(3) Options and agreements to purchase/sell
 
15,427,000 0.46%
-7,303,000 -0.22%
Total
 
24,145,362 0.72%
-33,206,881 -0.99%
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
136
43.42
Purchase
8362
43.45
Purchase
8226
43.46
Purchase
8362
43.47
Purchase
8362
43.49
Purchase
50000
43.50
Purchase
7900
43.52
Purchase
102115
43.54
Purchase
7071
43.55
Purchase
493
43.57
Purchase
65780
43.58
Purchase
7882
43.59
Purchase
33448
43.60
Purchase
62510
43.62
Purchase
6573
43.64
Purchase
1937
43.65
Purchase
4256
43.67
Purchase
50000
43.68
Purchase
8510
43.69
Purchase
7762
43.70
Purchase
23629
43.72
Purchase
740
43.73
Purchase
3000
43.73
Purchase
38532
43.74
Purchase
34769
43.75
Purchase
80593
43.76
Purchase
38534
43.77
Purchase
63404
43.78
Purchase
122612
43.79
Purchase
84618
43.80
Purchase
20805
43.81
Purchase
47515
43.81
Purchase
54679
43.82
Purchase
68815
43.83
Purchase
90534
43.84
Purchase
133929
43.85
Purchase
105253
43.86
Purchase
84603
43.87
Purchase
56622
43.88
Purchase
53966
43.89
Purchase
7940
43.89
Purchase
75918
43.90
Purchase
54228
43.91
Purchase
62145
43.92
Purchase
42238
43.93
Purchase
62819
43.94
Purchase
361996
43.95
Purchase
44233
43.96
Purchase
24665
43.97
Purchase
7500
43.97
Purchase
46574
43.98
Purchase
52324
43.99
Purchase
56300
44.00
Purchase
16030
44.01
Purchase
4393
44.02
Purchase
7296
44.03
Purchase
4345
44.04
Purchase
28
44.05
TOTAL PURCHASE
2,587,809
 
Sale
450000
42.00
Sale
1000
43.42
Sale
15000
43.45
Sale
4000
43.46
Sale
30000
43.48
Sale
20000
43.49
Sale
20870
43.50
Sale
5000
43.53
Sale
516
43.54
Sale
10100
43.55
Sale
5000
43.56
Sale
150
43.58
Sale
10000
43.59
Sale
15000
43.60
Sale
25000
43.62
Sale
19812
43.64
Sale
10188
43.65
Sale
20300
43.68
Sale
5000
43.69
Sale
9260
43.70
Sale
5840
43.71
Sale
229353
43.72
Sale
2306
43.73
Sale
6161
43.74
Sale
2651
43.75
Sale
10671
43.76
Sale
18451
43.77
Sale
8071
43.78
Sale
24284
43.79
Sale
8936
43.80
Sale
769
43.81
Sale
40151
43.81
Sale
1558
43.82
Sale
2917
43.83
Sale
8806
43.84
Sale
20430
43.85
Sale
10352
43.86
Sale
2572
43.87
Sale
22699
43.88
Sale
1766
43.88
Sale
22608
43.89
Sale
7160
43.90
Sale
18000
43.91
Sale
2926
43.91
Sale
2642
43.92
Sale
2558
43.93
Sale
2359
43.94
Sale
221835
43.95
Sale
1474
43.96
Sale
129
43.97
Sale
9608
43.98
Sale
4746
43.99
Sale
376
44.00
Sale
190
44.01
Sale
121
44.03
Sale
296
44.04
Sale
106
44.05
TOTAL SALES
1,402,074
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
1000
43.42
CFD
Long
4000
43.46
CFD
Long
870
43.50
CFD
Long
116
43.54
CFD
Long
100
43.55
CFD
Long
150
43.58
CFD
Long
300
43.68
CFD
Long
100
43.71
CFD
Long
209353
43.72
CFD
Long
2306
43.73
CFD
Long
950
43.74
CFD
Long
2148
43.75
CFD
Long
191
43.76
CFD
Long
2177
43.77
CFD
Long
333
43.78
CFD
Long
1411
43.79
CFD
Long
1260
43.80
CFD
Long
40151
43.81
CFD
Long
294
43.82
CFD
Long
941
43.83
CFD
Long
2130
43.84
CFD
Long
9050
43.85
CFD
Long
7241
43.86
CFD
Long
500
43.87
CFD
Long
22699
43.88
CFD
Long
473
43.88
CFD
Long
20350
43.89
CFD
Long
3000
43.90
CFD
Long
18000
43.91
CFD
Long
2250
43.91
CFD
Long
250
43.92
CFD
Long
250
43.94
CFD
Long
206700
43.95
CFD
Long
9500
43.98
CFD
Long
4000
43.99
CFD
Short
493
43.57
CFD
Short
4000
43.62
CFD
Short
3507
43.70
CFD
Short
2353
43.72
CFD
Short
3000
43.73
CFD
Short
8000
43.74
CFD
Short
2000
43.75
CFD
Short
10000
43.76
CFD
Short
250
43.77
CFD
Short
6207
43.79
CFD
Short
20805
43.81
CFD
Short
4882
43.84
CFD
Short
197
43.85
CFD
Short
2000
43.89
CFD
Short
7940
43.89
CFD
Short
5482
43.90
CFD
Short
1403
43.91
CFD
Short
250
43.92
CFD
Short
3320
43.93
CFD
Short
1000
43.94
CFD
Short
221700
43.95
CFD
Short
1752
43.96
CFD
Short
50
43.97
CFD
Short
7500
43.97
CFD
Short
1000
43.98
CFD
Short
4045
43.99
CFD
Short
81
44.01
CFD
Short
19
44.02
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
Date
Option money
paid/received per unit
AUD $
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit
Australian Dollar $
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
27/06/2008
Contact name
Artie Movsesian
Telephone number
020 7545 7804
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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