17th Apr 2008 11:04
Deutsche Bank AG17 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 16/04/2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 477,373 -2,296,074 0.01% -0.07 (2) Derivatives (other than options) 1,393,746 -596,925 0.04% -0.02 (3) Options and agreements to purchase/sell 1,502,000 -825,000 0.04% -0.02 Total 3,373,119 -3,717,999 0.10% -0.11 (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) AUD $Purchase 11 138.38Purchase 419 140.28Purchase 4000 140.51Purchase 12184 140.60Purchase 95 140.76Purchase 1 140.78Purchase 38 140.79Purchase 961 140.80Purchase 35 140.81Purchase 75 140.85Purchase 133 140.86Purchase 955 140.87Purchase 21 140.88Purchase 50 140.91Purchase 12 140.93Purchase 30 140.94Purchase 2000 141.00Purchase 50 141.04Purchase 28 141.05Purchase 25 141.06Purchase 31 141.07Purchase 43 141.08Purchase 120 141.09Purchase 1371 141.10Purchase 41 141.11Purchase 72 141.12Purchase 50 141.13Purchase 32 141.15Purchase 45 141.16Purchase 153 141.21Purchase 43 141.25Purchase 79 141.28Purchase 118 141.29Purchase 100 141.30Purchase 199 141.31Purchase 86 141.32Purchase 15 141.35Purchase 110 141.36Purchase 1000 141.39Purchase 172 141.41Purchase 15000 141.44Purchase 50 141.49Purchase 3084 141.50Purchase 300 141.51Purchase 167 141.51Purchase 142 141.55Purchase 363 141.56Purchase 78 141.58Purchase 21 141.60Purchase 213 141.61Purchase 98 141.62Purchase 100 141.65Purchase 50 141.66Purchase 90 141.67Purchase 39 141.68Purchase 112 141.70Purchase 203 141.71Purchase 48 141.72Purchase 108 141.73Purchase 170 141.74Purchase 436 141.75Purchase 111 141.79Purchase 119 141.81Purchase 490 141.84Purchase 827 141.85Purchase 241 141.86Purchase 68 141.88Purchase 119 141.89Purchase 213 141.90Purchase 110 141.95Purchase 72 141.96Purchase 102 141.97Purchase 200 141.98Purchase 82 142.01Purchase 550 142.08Purchase 1450 142.10TOTAL PURCHASE 50,629Sale 1524 140.00Sale 500 140.50Sale 8000 140.51Sale 15000 140.62Sale 500 141.00Sale 480 141.06Sale 837 141.11Sale 3000 141.12Sale 1000 141.13Sale 530 141.28Sale 3 141.32Sale 3291 141.50Sale 800 141.55Sale 441 141.61Sale 59 141.62Sale 363 141.72Sale 725 141.75Sale 100 141.89 TOTAL SALES 37,153 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD AUD $CFD Long 1429 140.00CFD Long 500 140.50CFD Long 15000 140.62CFD Long 500 141.00CFD Long 480 141.06CFD Long 3291 141.50CFD Long 800 141.55CFD Long 441 141.61CFD Long 59 141.62CFD Long 100 141.89CFD Short 11 138.38CFD Short 419 140.28CFD Short 3154 140.60CFD Short 95 140.76CFD Short 35 140.81CFD Short 75 140.85CFD Short 36 140.86CFD Short 52 140.87CFD Short 21 140.88CFD Short 50 140.91CFD Short 12 140.93CFD Short 30 140.94CFD Short 50 141.04CFD Short 28 141.05CFD Short 25 141.06CFD Short 31 141.07CFD Short 43 141.08CFD Short 120 141.09CFD Short 1371 141.10CFD Short 41 141.11CFD Short 72 141.12CFD Short 50 141.13CFD Short 32 141.15CFD Short 45 141.16CFD Short 153 141.21CFD Short 43 141.25CFD Short 79 141.28CFD Short 118 141.29CFD Short 100 141.30CFD Short 199 141.31CFD Short 86 141.32CFD Short 15 141.35CFD Short 110 141.36CFD Short 1000 141.39CFD Short 172 141.41CFD Short 15000 141.44CFD Short 134 141.50CFD Short 300 141.51CFD Short 167 141.51CFD Short 142 141.55CFD Short 78 141.58CFD Short 21 141.60CFD Short 213 141.61CFD Short 98 141.62CFD Short 100 141.65CFD Short 50 141.66CFD Short 90 141.67CFD Short 39 141.68CFD Short 112 141.70CFD Short 203 141.71CFD Short 48 141.72CFD Short 108 141.73CFD Short 170 141.74CFD Short 436 141.75CFD Short 111 141.79CFD Short 119 141.81CFD Short 490 141.84CFD Short 827 141.85CFD Short 241 141.86CFD Short 68 141.88CFD Short 119 141.89CFD Short 213 141.90CFD Short 110 141.95CFD Short 72 141.96CFD Short 102 141.97CFD Short 200 141.98CFD Short 82 142.01CFD Short 550 142.08CFD Short 1450 142.10 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 17/04/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto plcNature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto