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EPT Disclosure

19th May 2008 14:51

RNS Number : 7870U
UBS Securities LLC
19 May 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

UBS Securities LLC

Company dealt in

BHP Billiton Limited

(ISIN US0886061086)

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary shares dealt in ADR form

ADR (1 ADR = 2 Ords)

Date of dealing

16 May 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

59262 Ords (equivalent to 

29631 ADRs)

20000 Ords (equivalent to 10000 ADRs)

(2) Derivatives (other than options)

-

-

-

-

(3) Options and agreements to purchase/sell

929400 Ords

 (equivalent to 

464700

ADRs)

910600 Ords (equivalent to 

455300ADRs)

Total

988662 Ords (equivalent to 494331 ADRs)

0.03

930600 Ords (equivalent to 

465300ADRs)

0.03

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

Purchases and sales

Buy/Sell

Equivalent Ord Quantity

Trade Price (USD)

B

20000

94.325

B

20000

94.32

B

9910

95.022

B

3200

94.811

B

200

94.72

B

1800

94.743

B

53852

94.865

B

6630

94.993

B

59426

94.874

B

4800

95.099

B

33426

94.644

B

60002

94.974

S

20000

94.32

S

20000

94.325

S

20000

94.325

S

23140

94.864

S

3800

94.812

S

200

94.79

S

8338

94.876

S

4298

94.972

S

29476

94.645

S

66896

94.794

S

958

94.842

S

21698

94.772

S

52688

95.09

S

4564

94.982

S

21288

95.003

S

200

60

Total Buys

273246

Total Sells

297544

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product

B/S

For Ords (X2)

Exercise Price (USD)

Type

Expiration

Price (USD)

CALL

B

800

90

Amer

5/17/2008

4.60

CALL

B

800

90

Amer

5/17/2008

4.60

CALL

B

200

90

Amer

5/17/2008

4.21

CALL

B

2000

95

Amer

5/17/2008

0.75

CALL

B

2400

95

Amer

5/17/2008

1.05

CALL

B

1400

95

Amer

5/17/2008

0.90

CALL

B

5200

95

Amer

5/17/2008

0.90

CALL

B

5200

95

Amer

5/17/2008

0.50

CALL

B

1600

95

Amer

5/17/2008

0.50

CALL

B

5000

95

Amer

5/17/2008

0.35

CALL

B

5000

95

Amer

5/17/2008

0.30

CALL

B

4800

95

Amer

5/17/2008

0.15

CALL

B

2600

95

Amer

5/17/2008

0.15

CALL

B

1200

95

Amer

5/17/2008

0.15

CALL

B

5200

95

Amer

5/17/2008

0.10

CALL

B

2000

75

Amer

6/21/2008

19.80

CALL

B

200

80

Amer

6/21/2008

15.30

CALL

B

200

80

Amer

6/21/2008

15.30

CALL

B

400

85

Amer

6/21/2008

11.20

CALL

B

200

90

Amer

6/21/2008

7.60

CALL

B

9200

90

Amer

6/21/2008

7.40

CALL

B

600

90

Amer

6/21/2008

7.52

CALL

B

200

90

Amer

6/21/2008

7.80

CALL

B

600

95

Amer

6/21/2008

5.30

CALL

B

200

95

Amer

6/21/2008

5.10

CALL

B

200

95

Amer

6/21/2008

4.70

CALL

B

800

95

Amer

6/21/2008

4.50

CALL

B

600

95

Amer

6/21/2008

4.83

CALL

B

200

95

Amer

6/21/2008

4.97

CALL

B

200

95

Amer

6/21/2008

4.70

CALL

B

200

95

Amer

6/21/2008

5.00

CALL

B

800

95

Amer

6/21/2008

5.03

CALL

B

2000

100

Amer

6/21/2008

3.00

CALL

B

600

100

Amer

6/21/2008

3.10

CALL

B

800

100

Amer

6/21/2008

3.00

CALL

B

600

100

Amer

6/21/2008

3.00

CALL

B

1000

100

Amer

6/21/2008

3.00

CALL

B

400

100

Amer

6/21/2008

3.00

CALL

B

800

100

Amer

6/21/2008

2.95

CALL

B

200

100

Amer

6/21/2008

3.10

CALL

B

200

100

Amer

6/21/2008

3.11

CALL

B

1000

105

Amer

6/21/2008

1.75

CALL

B

400

105

Amer

6/21/2008

1.80

CALL

B

1000

105

Amer

6/21/2008

1.80

CALL

B

200

90

Amer

8/16/2008

11.00

CALL

B

200

100

Amer

8/16/2008

6.10

CALL

B

200

100

Amer

8/16/2008

6.10

CALL

B

600

105

Amer

8/16/2008

4.40

CALL

B

400

105

Amer

8/16/2008

4.50

CALL

B

400

125

Amer

8/16/2008

1.10

CALL

B

200

100

Amer

11/22/2008

8.50

CALL

B

3400

105

Amer

1/17/2009

8.40

CALL

B

3000

115

Amer

1/17/2009

5.30

CALL

B

3200

115

Amer

1/17/2009

5.30

CALL

S

600

80

Amer

5/17/2008

14.80

CALL

S

2400

95

Amer

5/17/2008

1.15

CALL

S

2400

95

Amer

5/17/2008

0.95

CALL

S

2800

95

Amer

5/17/2008

0.95

CALL

S

2800

95

Amer

5/17/2008

0.55

CALL

S

2400

95

Amer

5/17/2008

0.55

CALL

S

2400

95

Amer

5/17/2008

0.35

CALL

S

2600

95

Amer

5/17/2008

0.35

CALL

S

4600

95

Amer

5/17/2008

0.20

CALL

S

2800

95

Amer

5/17/2008

0.15

CALL

S

9200

90

Amer

6/21/2008

7.40

CALL

S

1000

90

Amer

8/16/2008

11.60

CALL

S

400

90

Amer

8/16/2008

11.30

CALL

S

200

90

Amer

8/16/2008

11.30

CALL

S

4600

105

Amer

8/16/2008

4.90

CALL

S

400

100

Amer

11/22/2008

9.20

CALL

S

1000

100

Amer

1/17/2009

11.40

CALL

S

2000

105

Amer

1/17/2009

8.90

CALL

S

2000

110

Amer

1/17/2009

7.10

CALL

S

2000

110

Amer

1/17/2009

7.20

CALL

S

2000

110

Amer

1/17/2009

7.20

CALL

S

2000

110

Amer

1/17/2009

7.20

CALL

S

2000

120

Amer

1/17/2009

4.60

CALL

S

2000

125

Amer

1/17/2009

3.70

CALL

S

1200

130

Amer

1/17/2009

2.95

CALL

S

1000

140

Amer

1/17/2009

1.75

PUT

B

4000

95

Amer

5/17/2008

0.70

PUT

B

1400

95

Amer

5/17/2008

0.70

PUT

B

3200

95

Amer

5/17/2008

0.70

PUT

B

1200

95

Amer

5/17/2008

0.70

PUT

B

1000

75

Amer

6/21/2008

0.20

PUT

B

3000

85

Amer

6/21/2008

1.65

PUT

B

1800

90

Amer

6/21/2008

2.80

PUT

B

800

90

Amer

6/21/2008

2.65

PUT

B

2000

90

Amer

6/21/2008

2.85

PUT

B

2400

70

Amer

8/16/2008

0.95

PUT

B

800

80

Amer

8/16/2008

2.35

PUT

B

1200

80

Amer

8/16/2008

2.35

PUT

B

2600

85

Amer

8/16/2008

3.90

PUT

B

200

90

Amer

1/17/2009

9.30

PUT

S

1000

80

Amer

6/21/2008

0.90

PUT

S

200

80

Amer

6/21/2008

0.80

PUT

S

200

85

Amer

6/21/2008

1.70

PUT

S

3000

85

Amer

6/21/2008

1.70

PUT

S

3200

70

Amer

8/16/2008

1.00

PUT

S

13600

70

Amer

8/16/2008

1.00

PUT

S

10800

70

Amer

8/16/2008

1.00

PUT

S

15800

80

Amer

8/16/2008

2.60

PUT

S

18800

80

Amer

8/16/2008

2.60

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO

Date of disclosure

19 May 2008 

Contact name

Richard Mulcahy

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 

Product

Purchased/Written

For Ords (X2)

Exercise Price (USD)

Type

Expiration

CALL

Purchased

2600

105

Amer

May-08

CALL

Purchased

27000

110

Amer

May-08

CALL

Purchased

3000

55

Amer

May-08

CALL

Purchased

16800

67.5

Amer

May-08

CALL

Purchased

16200

70

Amer

May-08

CALL

Purchased

42600

75

Amer

May-08

CALL

Purchased

56000

85

Amer

May-08

CALL

Purchased

9400

90

Amer

May-08

CALL

Purchased

5800

95

Amer

May-08

CALL

Purchased

13200

100

Amer

Jun-08

CALL

Purchased

2400

105

Amer

Jun-08

CALL

Purchased

600

110

Amer

Jun-08

CALL

Purchased

1400

75

Amer

Jun-08

CALL

Purchased

800

80

Amer

Jun-08

CALL

Purchased

13600

90

Amer

Jun-08

CALL

Purchased

8600

95

Amer

Jun-08

CALL

Purchased

400

125

Amer

Aug-08

CALL

Purchased

38400

60

Amer

Aug-08

CALL

Purchased

1600

70

Amer

Aug-08

CALL

Purchased

18600

75

Amer

Aug-08

CALL

Purchased

11800

80

Amer

Aug-08

CALL

Purchased

17000

85

Amer

Aug-08

CALL

Purchased

24400

95

Amer

Aug-08

CALL

Purchased

19400

100

Amer

Nov-08

CALL

Purchased

2400

115

Amer

Nov-08

CALL

Purchased

4800

120

Amer

Nov-08

CALL

Purchased

2000

65

Amer

Nov-08

CALL

Purchased

2000

67.5

Amer

Nov-08

CALL

Purchased

5400

70

Amer

Nov-08

CALL

Purchased

4400

75

Amer

Nov-08

CALL

Purchased

19000

80

Amer

Nov-08

CALL

Purchased

1400

95

Amer

Nov-08

CALL

Purchased

9600

105

Amer

1/17/2009

CALL

Purchased

8600

115

Amer

1/17/2009

CALL

Purchased

13400

125

Amer

1/17/2009

CALL

Purchased

2200

135

Amer

1/17/2009

CALL

Purchased

11800

140

Amer

1/17/2009

CALL

Purchased

2800

20

Amer

1/17/2009

CALL

Purchased

2000

55

Amer

1/17/2009

CALL

Purchased

10000

60

Amer

1/17/2009

CALL

Purchased

1400

65

Amer

1/17/2009

CALL

Purchased

27000

75

Amer

1/17/2009

CALL

Purchased

7600

80

Amer

1/17/2009

CALL

Purchased

5200

90

Amer

1/17/2009

CALL

Purchased

6200

95

Amer

1/17/2009

CALL

Purchased

4400

80

Amer

1/16/2010

CALL

Purchased

5600

95

Amer

1/16/2010

CALL

Written

-38000

100

Amer

May-08

CALL

Written

-4000

50

Amer

May-08

CALL

Written

-52400

60

Amer

May-08

CALL

Written

-54200

62.5

Amer

May-08

CALL

Written

-9000

65

Amer

May-08

CALL

Written

-11000

80

Amer

May-08

CALL

Written

-45000

85

Amer

Jun-08

CALL

Written

-39400

100

Amer

Aug-08

CALL

Written

-600

105

Amer

Aug-08

CALL

Written

-15200

110

Amer

Aug-08

CALL

Written

-8400

50

Amer

Aug-08

CALL

Written

-27000

55

Amer

Aug-08

CALL

Written

-19600

65

Amer

Aug-08

CALL

Written

-1200

67.5

Amer

Aug-08

CALL

Written

-11200

90

Amer

Aug-08

CALL

Written

-3000

105

Amer

Nov-08

CALL

Written

-5000

110

Amer

Nov-08

CALL

Written

-400

60

Amer

Nov-08

CALL

Written

-21600

85

Amer

Nov-08

CALL

Written

-3400

90

Amer

Nov-08

CALL

Written

-22600

100

Amer

1/17/2009

CALL

Written

-14800

110

Amer

1/17/2009

CALL

Written

-5800

120

Amer

1/17/2009

CALL

Written

-6200

130

Amer

1/17/2009

CALL

Written

-3000

30

Amer

1/17/2009

CALL

Written

-200

40

Amer

1/17/2009

CALL

Written

-33200

50

Amer

1/17/2009

CALL

Written

-25600

70

Amer

1/17/2009

CALL

Written

-11800

100

Amer

1/16/2010

CALL

Written

-7600

40

Amer

1/16/2010

CALL

Written

-3600

50

Amer

1/16/2010

CALL

Written

-3000

60

Amer

1/16/2010

CALL

Written

-11600

70

Amer

1/16/2010

CALL

Written

-8400

90

Amer

1/16/2010

PUT

Purchased

2600

37.5

Amer

May-08

PUT

Purchased

8000

40

Amer

May-08

PUT

Purchased

1800

42.5

Amer

May-08

PUT

Purchased

6800

47.5

Amer

May-08

PUT

Purchased

20200

50

Amer

May-08

PUT

Purchased

21600

60

Amer

May-08

PUT

Purchased

50200

62.5

Amer

May-08

PUT

Purchased

37400

65

Amer

May-08

PUT

Purchased

2000

70

Amer

May-08

PUT

Purchased

9800

95

Amer

May-08

PUT

Purchased

200

65

Amer

Jun-08

PUT

Purchased

10200

70

Amer

Jun-08

PUT

Purchased

39600

80

Amer

Jun-08

PUT

Purchased

17600

85

Amer

Jun-08

PUT

Purchased

4600

90

Amer

Jun-08

PUT

Purchased

28400

50

Amer

Aug-08

PUT

Purchased

21600

65

Amer

Aug-08

PUT

Purchased

3600

85

Amer

Aug-08

PUT

Purchased

2000

95

Amer

Aug-08

PUT

Purchased

800

100

Amer

Nov-08

PUT

Purchased

800

55

Amer

Nov-08

PUT

Purchased

3200

60

Amer

Nov-08

PUT

Purchased

3800

62.5

Amer

Nov-08

PUT

Purchased

2400

65

Amer

Nov-08

PUT

Purchased

8000

80

Amer

Nov-08

PUT

Purchased

2600

90

Amer

Nov-08

PUT

Purchased

4400

30

Amer

1/17/2009

PUT

Purchased

5000

40

Amer

1/17/2009

PUT

Purchased

7000

50

Amer

1/17/2009

PUT

Purchased

30600

55

Amer

1/17/2009

PUT

Purchased

10600

65

Amer

1/17/2009

PUT

Purchased

12000

75

Amer

1/17/2009

PUT

Purchased

600

80

Amer

1/17/2009

PUT

Purchased

0

90

Amer

1/17/2009

PUT

Purchased

3400

80

Amer

1/16/2010

PUT

Purchased

200

90

Amer

1/16/2010

PUT

Written

-1000

30

Amer

May-08

PUT

Written

-200

32.5

Amer

May-08

PUT

Written

-7400

45

Amer

May-08

PUT

Written

-11200

55

Amer

May-08

PUT

Written

-16600

67.5

Amer

May-08

PUT

Written

-71600

75

Amer

May-08

PUT

Written

-1400

80

Amer

May-08

PUT

Written

-70200

85

Amer

May-08

PUT

Written

-2600

90

Amer

May-08

PUT

Written

-600

75

Amer

Jun-08

PUT

Written

-200

95

Amer

Jun-08

PUT

Written

-23800

55

Amer

Aug-08

PUT

Written

-32000

60

Amer

Aug-08

PUT

Written

-34600

67.5

Amer

Aug-08

PUT

Written

-3600

70

Amer

Aug-08

PUT

Written

-21600

75

Amer

Aug-08

PUT

Written

-42000

80

Amer

Aug-08

PUT

Written

-5000

70

Amer

Nov-08

PUT

Written

-1600

75

Amer

Nov-08

PUT

Written

-5000

20

Amer

1/17/2009

PUT

Written

-30200

60

Amer

1/17/2009

PUT

Written

-20800

70

Amer

1/17/2009

PUT

Written

-2000

40

Amer

1/16/2010

PUT

Written

-2800

50

Amer

1/16/2010

PUT

Written

-4200

60

Amer

1/16/2010

PUT

Written

-6400

70

Amer

1/16/2010

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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