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EPT Disclosure

5th Jun 2008 11:40

RNS Number : 0593W
Citigroup Inc
05 June 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Inc

Company dealt in

BHP Billiton Ltd

Class of relevant security to which the dealings being disclosed relate (Note 1)

Dealt in both ordinary and ADR form 

Date of dealing

03 June 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

 804 (0.00%)

 4,642   (0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

804 (0.00%)

4,642 (0.00%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

  Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

USD (unless stated)

35,200

42.3600

Total (ORD)

35,200

50,000

83.5388

27,500

83.5169

41,250

84.4402

8,750

84.4946

17,600

85.5500

300

83.475

100

83.47

500

83.45

100

83.5

100

83.5

100

83.49

100

83.5

100

83.49

200

83.45

100

83.48

100

83.5

200

83.48

100

83.46

100

83.48

200

83.5

100

83.5

100

83.5

77

83.5

100

83.46

100

83.45

100

83.45

100

83.5

200

83.5

100

83.49

100

83.48

100

83.46

100

83.45

100

83.47

100

83.47

100

83.5

123

83.5

100

83.455

100

83.45

100

83.47

100

83.47

100

83.44

100

83.44

100

83.43

100

83.43

100

83.42

100

83.43

100

83.43

600

83.43

300

83.4325

200

83.44

100

83.42

100

83.44

100

83.41

100

83.42

495

83.435

200

83.4325

1800

83.43

100

83.5

100

83.475

200

83.43

100

83.4

100

83.4

100

83.43

800

83.43

100

83.43

100

83.45

100

83.45

100

83.45

200

83.5

100

83.5

100

83.49

100

83.47

200

83.43

500

83.43

105

83.4325

100

83.44

100

83.49

200

83.49

100

83.49

400

83.49

400

83.47

100

83.49

100

83.49

100

83.475

300

83.49

100

83.5

100

83.49

100

83.5

100

83.5

100

83.49

100

83.47

100

83.48

100

83.48

100

83.48

100

83.5

100

83.48

100

83.5

100

83.5

100

83.5

100

83.5

100

83.48

300

83.4775

200

83.45

100

83.48

100

83.46

100

83.485

100

83.46

200

83.455

100

83.48

100

83.39

100

83.44

100

83.43

100

83.44

100

83.42

300

83.44

100

83.47

100

83.44

100

83.43

100

83.5

300

83.47

200

83.5

100

83.47

500

83.435

200

83.5

100

83.5

100

83.5

100

83.5

100

83.49

200

83.49

100

83.5

100

83.5

100

83.49

100

83.49

100

83.49

200

83.44

100

83.43

500

83.48

100

83.49

100

83.49

100

83.49

200

83.495

400

83.49

300

83.49

200

83.4675

100

83.46

100

83.45

100

83.45

100

83.5

100

83.47

100

83.4925

200

83.455

100

83.46

100

83.46

200

83.46

100

83.45

100

83.47

100

83.438

100

83.45

100

83.45

100

83.47

100

83.48

100

83.5

100

83.45

400

83.48

400

83.5

300

83.5

100

83.5

100

83.49

100

83.49

200

83.49

100

83.49

100

83.49

100

83.49

100

83.5

200

83.5

100

83.48

100

83.53

300

83.53

100

83.57

200

83.54

100

83.6

400

83.6

100

83.55

100

83.6

100

83.54

100

83.55

100

83.55

100

83.59

100

83.59

100

83.59

100

83.59

100

83.59

100

83.75

100

83.75

71

83.75

100

83.75

29

83.75

100

83.75

300

83.73

13

83.74

100

83.73

600

83.74

4

83.72

200

83.725

200

83.73

400

83.655

100

83.67

100

83.67

100

83.65

200

83.655

200

83.65

100

83.65

500

83.655

300

83.65

70

83.65

100

83.655

100

83.65

100

83.65

100

83.65

100

83.64

100

83.64

100

83.67

242

83.65

100

83.64

100

83.67

100

83.65

100

83.65

200

83.65

100

83.65

100

83.65

19

83.64

200

83.64

100

83.63

100

83.64

100

83.655

100

83.65

100

83.65

111

83.64

100

83.64

200

83.615

100

83.62

300

83.645

100

83.64

200

83.63

100

83.62

400

83.635

100

83.64

100

83.645

100

83.66

100

83.645

100

83.645

100

83.645

500

83.63

100

83.625

100

83.65

100

83.6525

300

83.645

164

83.65

300

83.63

100

83.65

100

83.625

200

83.625

136

83.61

200

83.6325

100

83.63

100

83.65

100

83.625

100

83.63

100

83.63

200

83.63

100

83.635

100

83.64

100

83.65

100

83.63

200

83.63

100

83.64

100

83.65

300

83.64

100

83.65

200

83.65

100

83.63

100

83.64

100

83.65

100

83.64

100

83.64

75

83.62

200

83.63

100

83.64

100

83.64

300

83.63

500

83.63

100

83.61

100

83.65

300

83.64

81

83.64

100

83.62

100

83.64

200

83.62

100

83.62

100

83.61

100

83.62

200

83.62

30

83.61

100

83.62

100

83.615

100

83.62

100

83.61

200

83.615

200

83.6

200

83.61

300

83.605

100

83.62

189

83.575

100

83.61

100

83.59

200

83.59

100

83.59

100

83.59

100

83.57

100

83.57

100

83.6

100

83.56

100

83.565

100

83.5

100

83.52

100

83.5

100

83.5

100

83.52

66

83.52

500

83.52

100

83.51

166

83.52

34

83.51

100

83.5

100

84.4

100

84.395

100

84.39

100

84.4

100

84.38

100

84.4

100

84.38

100

84.38

100

84.39

100

84.39

100

84.395

100

84.39

200

84.4

100

84.39

100

84.39

100

84.38

100

84.4

200

84.4

100

84.38

100

84.38

23

84.3825

1900

84.38

100

84.39

100

84.43

100

84.38

1900

84.38

100

84.4

100

84.43

100

84.4

200

84.4

100

84.38

100

84.395

400

84.43

300

84.43

100

84.43

300

84.4

100

84.4

200

84.4

177

84.4

200

84.415

200

84.41

131

84.41

200

84.415

100

84.415

69

84.41

100

84.415

100

84.41

100

84.43

31

84.42

169

84.42

100

84.415

100

84.39

100

84.45

100

84.43

200

84.41

100

84.39

300

84.38

100

84.38

100

84.44

100

84.45

100

84.43

200

84.41

200

84.41

100

84.38

100

84.38

100

84.45

300

84.43

200

84.42

200

84.41

200

84.41

100

84.4

100

84.4

100

84.39

200

84.42

100

84.4

100

84.37

200

84.38

100

84.37

100

84.37

200

84.41

100

84.4

900

84.4

200

84.38

200

84.37

100

84.37

100

84.37

100

84.38

100

84.41

100

84.4

100

84.4

300

84.37

100

84.38

100

84.38

100

84.37

100

84.41

100

84.4

200

84.375

200

84.38

100

84.38

100

84.375

300

84.37

100

84.37

100

84.4

100

84.37

100

84.37

200

84.37

100

84.39

40

84.39

100

84.39

100

84.39

100

84.39

100

84.39

100

84.44

100

84.38

100

84.39

60

84.39

300

84.41

100

84.41

100

84.39

100

84.39

100

84.39

100

84.38

400

84.41

400

84.43

200

84.43

100

84.45

100

84.45

100

84.45

100

84.45

100

84.44

100

84.44

100

84.41

100

84.45

100

84.45

100

84.45

100

84.45

200

84.44

100

84.45

100

84.45

100

84.44

300

84.43

100

84.43

100

84.45

100

84.44

100

84.44

200

84.43

200

84.44

100

84.44

100

84.45

100

84.45

100

84.44

100

84.45

100

84.44

100

84.45

100

84.44

100

84.44

100

84.44

100

84.48

100

84.49

100

84.49

100

84.48

200

84.48

200

84.48

100

84.49

100

84.49

100

84.49

200

84.49

1700

84.5

100

84.5

200

84.5

200

84.48

100

84.49

700

84.5

100

84.5

200

84.47

200

84.47

200

84.49

100

84.47

100

84.475

100

84.5

100

84.49

1000

84.5

800

84.5

300

84.5

100

84.5

100

84.5

800

84.5

100

84.5

200

84.5

100

84.5

100

84.5

100

84.5

400

84.5

200

84.5

100

84.5

200

84.5

100

84.5

200

84.5

100

84.5

200

84.5

100

84.5

200

84.5

100

84.5

100

84.5

100

84.5

100

84.5

100

84.5

100

84.5

200

84.5

100

84.5

500

84.5

100

84.5

100

84.5

100

84.5

100

84.5

200

84.5

100

84.5

200

84.5

100

84.5

100

84.5

100

84.5

100

84.5

100

84.5

100

84.5

300

84.5

200

84.5

100

84.5

100

84.5

100

84.49

375

84.5

200

84.5

100

84.5

100

84.5

100

84.49

125

84.5

150

84.5

200

84.5

200

84.5

100

84.5

100

84.5

300

84.49

300

84.495

100

84.5

100

84.5

100

84.5

100

84.5

300

84.5

100

84.5

200

84.5

100

84.5

500

84.5

100

84.5

200

84.5

100

84.49

100

84.5

100

84.5

100

84.5

100

84.5

200

84.5

200

84.5

150

84.5

100

84.5

100

84.5

50

84.5

200

84.5

100

84.49

100

84.49

100

84.48

100

84.48

200

84.5

500

84.48

100

84.5

100

84.5

100

84.49

100

84.49

100

84.5

100

84.48

100

84.5

200

84.5

50

84.5

100

84.49

200

84.5

100

84.5

100

84.48

500

84.5

300

84.5

100

84.49

400

84.5

100

84.5

100

84.5

500

84.47

100

84.47

17600

84.71

17600

85.55

Total (ADR)

280,300

Sales

Number of securities

Price per unit (Note 4)

USD (unless stated)

100000

41.79438

55000

41.78345

100000

42.24999

Total (ORD)

255,000

17,600

84.7500

181

82.7200

17,600

85.0500

300

83.475

100

83.47

500

83.45

100

83.5

100

83.5

100

83.49

100

83.5

100

83.49

200

83.45

100

83.48

100

83.5

200

83.48

100

83.46

100

83.48

200

83.5

100

83.5

100

83.5

77

83.5

100

83.46

100

83.45

100

83.45

100

83.5

200

83.5

100

83.49

100

83.48

100

83.46

100

83.45

100

83.47

100

83.47

100

83.5

123

83.5

100

83.455

100

83.45

100

83.47

100

83.47

100

83.44

100

83.44

100

83.43

100

83.43

100

83.42

100

83.43

100

83.43

600

83.43

300

83.4325

200

83.44

100

83.42

100

83.44

100

83.41

100

83.42

495

83.435

200

83.4325

1800

83.43

100

83.5

100

83.475

200

83.43

100

83.4

100

83.4

100

83.43

800

83.43

100

83.43

100

83.45

100

83.45

100

83.45

200

83.5

100

83.5

100

83.49

100

83.47

200

83.43

500

83.43

105

83.4325

100

83.44

100

83.49

200

83.49

100

83.49

400

83.49

400

83.47

100

83.49

100

83.49

100

83.475

300

83.49

100

83.5

100

83.49

100

83.5

100

83.5

100

83.49

100

83.47

100

83.48

100

83.48

100

83.48

100

83.5

100

83.48

100

83.5

100

83.5

100

83.5

100

83.5

100

83.48

300

83.4775

200

83.45

100

83.48

100

83.46

100

83.485

100

83.46

200

83.455

100

83.48

100

83.39

100

83.44

100

83.43

100

83.44

100

83.42

300

83.44

100

83.47

100

83.44

100

83.43

100

83.5

300

83.47

200

83.5

100

83.47

500

83.435

200

83.5

100

83.5

100

83.5

100

83.5

100

83.49

200

83.49

100

83.5

100

83.5

100

83.49

100

83.49

100

83.49

200

83.44

100

83.43

500

83.48

100

83.49

100

83.49

100

83.49

200

83.495

400

83.49

300

83.49

200

83.4675

100

83.46

100

83.45

100

83.45

100

83.5

100

83.47

100

83.4925

200

83.455

100

83.46

100

83.46

200

83.46

100

83.45

100

83.47

100

83.438

100

83.45

100

83.45

100

83.47

100

83.48

100

83.5

100

83.45

400

83.48

400

83.5

300

83.5

100

83.5

100

83.49

100

83.49

200

83.49

100

83.49

100

83.49

100

83.49

100

83.5

200

83.5

100

83.48

100

83.53

300

83.53

100

83.57

200

83.54

100

83.6

400

83.6

100

83.55

100

83.6

100

83.54

100

83.55

100

83.55

100

83.59

100

83.59

100

83.59

100

83.59

100

83.59

100

83.75

100

83.75

71

83.75

100

83.75

29

83.75

100

83.75

300

83.73

13

83.74

100

83.73

600

83.74

4

83.72

200

83.725

200

83.73

400

83.655

100

83.67

100

83.67

100

83.65

200

83.655

200

83.65

100

83.65

500

83.655

300

83.65

70

83.65

100

83.655

100

83.65

100

83.65

100

83.65

100

83.64

100

83.64

100

83.67

242

83.65

100

83.64

100

83.67

100

83.65

100

83.65

200

83.65

100

83.65

100

83.65

19

83.64

200

83.64

100

83.63

100

83.64

100

83.655

100

83.65

100

83.65

111

83.64

100

83.64

200

83.615

100

83.62

300

83.645

100

83.64

200

83.63

100

83.62

400

83.635

100

83.64

100

83.645

100

83.66

100

83.645

100

83.645

100

83.645

500

83.63

100

83.625

100

83.65

100

83.6525

300

83.645

164

83.65

300

83.63

100

83.65

100

83.625

200

83.625

136

83.61

200

83.6325

100

83.63

100

83.65

100

83.625

100

83.63

100

83.63

200

83.63

100

83.635

100

83.64

100

83.65

100

83.63

200

83.63

100

83.64

100

83.65

300

83.64

100

83.65

200

83.65

100

83.63

100

83.64

100

83.65

100

83.64

100

83.64

75

83.62

200

83.63

100

83.64

100

83.64

300

83.63

500

83.63

100

83.61

100

83.65

300

83.64

81

83.64

100

83.62

100

83.64

200

83.62

100

83.62

100

83.61

100

83.62

200

83.62

30

83.61

100

83.62

100

83.615

100

83.62

100

83.61

200

83.615

200

83.6

200

83.61

300

83.605

100

83.62

189

83.575

100

83.61

100

83.59

200

83.59

100

83.59

100

83.59

100

83.57

100

83.57

100

83.6

100

83.56

100

83.565

100

83.5

100

83.52

100

83.5

100

83.5

100

83.52

66

83.52

500

83.52

100

83.51

166

83.52

34

83.51

100

83.5

100

84.4

100

84.395

100

84.39

100

84.4

100

84.38

100

84.4

100

84.38

100

84.38

100

84.39

100

84.39

100

84.395

100

84.39

200

84.4

100

84.39

100

84.39

100

84.38

100

84.4

200

84.4

100

84.38

100

84.38

23

84.3825

1900

84.38

100

84.39

100

84.43

100

84.38

1900

84.38

100

84.4

100

84.43

100

84.4

200

84.4

100

84.38

100

84.395

400

84.43

300

84.43

100

84.43

300

84.4

100

84.4

200

84.4

177

84.4

200

84.415

200

84.41

131

84.41

200

84.415

100

84.415

69

84.41

100

84.415

100

84.41

100

84.43

31

84.42

169

84.42

100

84.415

100

84.39

100

84.45

100

84.43

200

84.41

100

84.39

300

84.38

100

84.38

100

84.44

100

84.45

100

84.43

200

84.41

200

84.41

100

84.38

100

84.38

100

84.45

300

84.43

200

84.42

200

84.41

200

84.41

100

84.4

100

84.4

100

84.39

200

84.42

100

84.4

100

84.37

200

84.38

100

84.37

100

84.37

200

84.41

100

84.4

900

84.4

200

84.38

200

84.37

100

84.37

100

84.37

100

84.38

100

84.41

100

84.4

100

84.4

300

84.37

100

84.38

100

84.38

100

84.37

100

84.41

100

84.4

200

84.375

200

84.38

100

84.38

100

84.375

300

84.37

100

84.37

100

84.4

100

84.37

100

84.37

200

84.37

100

84.39

40

84.39

100

84.39

100

84.39

100

84.39

100

84.39

100

84.44

100

84.38

100

84.39

60

84.39

300

84.41

100

84.41

100

84.39

100

84.39

100

84.39

100

84.38

400

84.41

400

84.43

200

84.43

100

84.45

100

84.45

100

84.45

100

84.45

100

84.44

100

84.44

100

84.41

100

84.45

100

84.45

100

84.45

100

84.45

200

84.44

100

84.45

100

84.45

100

84.44

300

84.43

100

84.43

100

84.45

100

84.44

100

84.44

200

84.43

200

84.44

100

84.44

100

84.45

100

84.45

100

84.44

100

84.45

100

84.44

100

84.45

100

84.44

100

84.44

100

84.44

100

84.48

100

84.49

100

84.49

100

84.48

200

84.48

200

84.48

100

84.49

100

84.49

100

84.49

200

84.49

1700

84.5

100

84.5

200

84.5

200

84.48

100

84.49

700

84.5

100

84.5

200

84.47

200

84.47

200

84.49

100

84.47

100

84.475

100

84.5

100

84.49

1000

84.5

800

84.5

300

84.5

100

84.5

100

84.5

800

84.5

100

84.5

200

84.5

100

84.5

100

84.5

100

84.5

400

84.5

200

84.5

100

84.5

200

84.5

100

84.5

200

84.5

100

84.5

200

84.5

100

84.5

200

84.5

100

84.5

100

84.5

100

84.5

100

84.5

100

84.5

100

84.5

200

84.5

100

84.5

500

84.5

100

84.5

100

84.5

100

84.5

100

84.5

200

84.5

100

84.5

200

84.5

100

84.5

100

84.5

100

84.5

100

84.5

100

84.5

100

84.5

300

84.5

200

84.5

100

84.5

100

84.5

100

84.49

375

84.5

200

84.5

100

84.5

100

84.5

100

84.49

125

84.5

150

84.5

200

84.5

200

84.5

100

84.5

100

84.5

300

84.49

300

84.495

100

84.5

100

84.5

100

84.5

100

84.5

300

84.5

100

84.5

200

84.5

100

84.5

500

84.5

100

84.5

200

84.5

100

84.49

100

84.5

100

84.5

100

84.5

100

84.5

200

84.5

200

84.5

150

84.5

100

84.5

100

84.5

50

84.5

200

84.5

100

84.49

100

84.49

100

84.48

100

84.48

200

84.5

500

84.48

100

84.5

100

84.5

100

84.49

100

84.49

100

84.5

100

84.48

100

84.5

200

84.5

50

84.5

100

84.49

200

84.5

100

84.5

100

84.48

500

84.5

300

84.5

100

84.49

400

84.5

100

84.5

100

84.5

500

84.47

100

84.47

17600

84.71

17600

85.55

Total (ADR)

170,581

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call;

P = put)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (USD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (USD) (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

05 June 2008

Contact name

Pavla Trskova

Telephone number

028 90 40 9544

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFGGGVGKVGRZM

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